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LEADERSHIP IN WARTIME: Civilian Leaders in Time of War
Filmed on January 16, 2003
In the modern democratic era, it's not uncommon for elected leaders to have little or no military training or experience. It has become an accepted notion that political leaders should therefore leave battle plans and campaign decisions to the military commanders and avoid "micromanaging" war. But is that notion correct? Or was Clemenceau right when he said that "war is too important to be left to the generals"? What lessons can we learn from studying the greatest wartime leaders, such as Lincoln, Churchill, and FDR?
Guests:
Eliot Cohen Professor of Strategic Studies, School of Advanced International Studies, Johns Hopkins University; Member, Defense Policy Board; Author, Supreme Command: Soldiers, Statesmen, and Leadership in Wartime.
David M. Kennedy David M. Kennedy is the Donald J. McLachlan Professor of History at Stanford University and Pulitzer Prize-winning author of Freedom from Fear: The American People in Depression and War, 1929–1945.
Transcript:
Peter Robinson: Today on Uncommon Knowledge, is war too important to be left to
the generals?
Announcer: Funding for this program is provided by the John M. Olin
Foundation and the Starr Foundation.
[Music]
Peter Robinson: Welcome to Uncommon Knowledge. I'm Peter Robinson. Our
show today: Leadership in Wartime. In modern democracies, it's
an accepted notion that there should be a sharp line between civilian
and military leaders. In time of war, the civilians should set the
overall objectives but leave it to the military to fulfill those
objectives. But is that notion correct or was Georges Clemenceau
right when he said, "War is too important to be left to the generals?
What can we learn from studying the greatest wartime leaders,
Lincoln, Churchill, FDR and what do those lessons mean for
George W. Bush?
Joining us today, two guests: David Kennedy is a professor of
history at Stanford University and author of the Pulitzer Prize
winning book, Freedom From Fear. Eliot Cohen is a professor of
strategic studies at Johns Hopkins University. He is the author of,
Supreme Command: Soldiers, Statesmen and Leadership in
Wartime.
Title: Lead, Follow or Get Out of the Way
Peter Robinson: Two quotations. The political scientist Samuel Huntington, arguing
for a sharp division between military and civilian leadership, "The
criteria of military efficiency are limited, concrete, relatively
objective. The criteria of political wisdom are indefinite,
ambiguous and highly subjective." Second quotation. French Prime
Minister Georges Clemenceau, "War is too important to be left to
the generals." Who is more nearly correct? David?
David Kennedy: Actually I'd introduce a third term here, it's Clausewitz: that war is
the extension of politics by other means. And these two realms are
so inter-penetrated and intermingled that it really is conceptually
impossible to separate them absolutely.
Peter Robinson: Eliot, you'll go for that, right?
Eliot Cohen: Yeah, I'd go for that. I think I'd also vote for Clemenceau even
though Sam Huntington was my mentor. I think that Huntington is
right in that these are different walks of life. I think he paints the
objective quality of the military professional a little bit too starkly.
You ask an Air Force general for a solution to a problem and an
Army general for a solution to a problem, you're going to get two
very different solutions.
Peter Robinson: The thesis of your book, as I take it, is that a normal theory, that's
your phrase, the normal theory of war now dominates the thinking
of military and political leaders alike but that the study of great war
leaders indicates the normal theory is largely mistaken. Fair
summary?
Eliot Cohen: Yeah, the normal theory being that politicians obviously set the
objectives and they decide who your enemies are and who your
friends are and they kind of set some rough guidelines but then once
they've defined their objectives clearly, they should turn the war
over to the generals. But of course the thing that's peculiar about
this is that this is a view which has been around for a while and it
keeps on getting rebutted but it keeps on rearing its head.
Peter Robinson: Well, you say it's been around for a while. So from the Caesars to
Napoleon, the political leaders and the military leaders are quite
often the same people. Right? Now Napoleon's dominating Europe
less than two centuries ago. Where did the normal theory, this
sharp division between military and civilian leadership come from?
Anybody spend any time tracing it?
Eliot Cohen: I think some of it has to do with the origins of officership as
understood as a profession. And I think where you really begin to
see this emerge is particularly in Prussia. And, of course, a great
Stanford historian, Gordon Craig, has written most authoritatively
on this subject. As the Prussian Officer Corps became more and
more intensively educated, more and more focused on the art of
war, they also became more and more difficult to manage.
David Kennedy: To be fair to Eliot, his book is set entirely in the historical period of
modern democracy. So this is a peculiar issue in democracy, where
there is, at least conceptually, a sharp distinction between civil and
military leadership.
Peter Robinson: Let's take a look at a couple of the wartime leaders that Eliot Cohen
has studied, beginning with Abraham Lincoln.
Title: All the President's Generals
Peter Robinson: Lincoln demonstrates the error of the normal theory how?
Eliot Cohen: One of the ways in which the story of Lincoln is told is that Lincoln
simply had to look for a general and he kept on having terrible luck
with always firing generals. Finally he found a general that he
could trust, Ulysses S. Grant, and he turned the war over to him.
And what I try to do in that chapter is to describe the ways in which
that isn't at all what happened. In fact, Lincoln as it now turns out
kept a very, very close eye on Grant to the extent of planting a spy
in his headquarters, which I talk about at some length and really was
quite determined to keep control of the war to the very end.
Peter Robinson: I keep going back to the Napoleonic period but Napoleonic wars are
the last great wars before the Civil War. Napoleon makes a point of
going after capital cities. So he invests Berlin, and it didn't work out
too well when he got to Moscow, didn't work out that well in the
Iberian Peninsula either, but in the middle of Europe he goes after
cities. Now you argue that Lincoln somehow had the foresight to
impose a different kind of strategy on his generals.
Eliot Cohen: Well. to some extent, some of his generals were particularly focused
on Richmond as the enemy capital. Initially Lincoln says, no you've
really got to focus on the enemy army. By the way, Lincoln,
although he gets a lot of the Civil War right at the very beginning,
he himself doesn't, I think, fully understand the way in which it's
going to become a war of peoples, almost a revolutionary war and
so in a way, his strategy shifts to being: we've got to break the will
of the southern people to continue this struggle. And I think it's one
of the reasons why the normal theory doesn't work because
everybody walks into a war somewhat blindly and objectives
change, circumstances change and the politicians have to be able to
get their military to shift along with those things.
Peter Robinson: David, Lincoln gets a little bit of exposure to war serving in the
Black Hawk War of 1832, which is such a major war that I had to
look it up. In other words, he plays a very minor role in a very
minor war and then he ends up conducting the Civil War and
getting an astounding amount right that other people miss, get
wrong. How?
David Kennedy: Well, Lincoln's an extraordinary individual. But I think that as an
emblematic case of what happens in modern military circumstances
and Eliot's book makes this point quite nicely, that most individuals
either on the civilian or the military side when they finally face the
command decisions involved in modern warfare probably have very
little, if any, prior experience. So Lincoln, in this case, is typical of
Woodrow Wilson in World War I, Franklin Roosevelt in World
War II, neither of whom had any military experience whatsoever.
Dwight D. Eisenhower never heard a shot fired in anger until he
showed up in North Africa in November of 1942. So in a sense,
modern warfare is for many of the people compelled to wage in an
absolutely unique experience from which they have no training of
the kind of on the job sort.
Peter Robinson: War is such a new kind of experience for most of the people
involved that somebody who comes to it, the politician may be able
to adapt more quickly than the generals who make the mistake of
thinking they know something.
David Kennedy: The successful politician, again, in the examples that Eliot's book
dwells on, were people of great mental agility, great rhetorical
powers, the ability to speak to the democratic polity in question in a
persuasive way, and also people of what we might call wide
vicarious experience, which is another way of describing being well
read in history.
Eliot Cohen: What's striking about Lincoln is his common sense and another
feature that one of his subordinates, an Assistant Secretary of War
pointed out, he said Lincoln was unique in that he had no illusions,
that he could see reality as it was. And I think in wartime, that's a
particularly difficult thing for anybody but particularly for political
leaders to do. There's just so much wishful thinking, there's so
much fear, there's so much anxiety whereas Lincoln was just
always profoundly realistic. And that's really a function of common
sense and strength of character. It's not brilliance in an academic
sense.
Peter Robinson: From the wartime leadership of Abraham Lincoln to that of
Winston Churchill.
Title: The (Finest) Hours
Peter Robinson: The criticism of Churchill is that although he had deep experience,
widely written in history as far as that goes, had fired plenty of
shots in anger himself but he was full of delusions.
Eliot Cohen: Actually I think the reverse is true. I mean, he's clearly a much
more extravagant kind of character than a Lincoln. But first he also
had tremendous common sense. I've waded through a lot of
documents in working on that chapter and there are great things like
where, the Royal Navy is coming to him in 1944 and asking for a
budget to build battleships. And he says, well who are you planning
on fighting with these things? And it's a wonderful document
because you see Churchill pulling his subordinates apart just asking
very, very commonsensical kinds of questions. So it's Churchill's
common sense I would say more than his brilliance. And the other
thing is you could always talk Churchill out of some of his ideas,
which were indeed nutty. For example, he was very interested in the
invasion of northern Norway. Well, he didn't simply order it and
have it happen. The generals kept on coming back at him. Now of
course the problem is he kept on coming back at the generals. So
they were pretty worn out by the end.
Peter Robinson: So Churchill then demonstrates the reverse of the normal theory in
that he's riding his generals. He's constantly questioning. But there
is this one great yawner on Churchill. He delays or resists what the
American military wanted to do which is invade through France and
Churchill insists on tying down North Africa, then going to Sicily,
then working their way up through Italy. That is not generally
viewed as a strategic error and if he could make such a great
strategic error, how can he be viewed as a successful war leader
would be the question for you.
David Kennedy: Well, certainly both the American civil and military leadership but
even more so, more emphatically the military leadership found that
strategy to be in error. Dwight Eisenhower recorded in his diary
when he was informed of the decision to undertake the invasion of
North Africa; he said this is the blackest day in history because it
meant diverting resources from the anticipated buildup for the cross
channel invasion, the event that we know historically as D-day.
This was thought to be a great distraction and a diversion of both
material and manpower. The American military chiefs, George
Marshall and others came to call this, the British strategy, periphery
pecking and they thought this was a terrible alternative to their main
strategic goal which was to engage the main body of the German
forces as early as possible in an area of strategic importance,
namely northwest Europe not way off on the edge of the European
world.
Peter Robinson: So what was Churchill thinking?
David Kennedy: Churchill was thinking a lot of things. His forces had been thrown
off the European continent three times before the North African
invasion. They'd been ejected from Norway, they'd been
notoriously ejected from Dunkirk and also from Crete. So there are
a lot of reasons why Churchill was gun shy about going back across
the channel at too early a date. Admiral King, the Chief of Staff of
the American Navy at one point said quite derisively of Churchill
during World War II, "He will only cross the channel behind a
Scottish bagpipe band." He's only go in at the last moment as
though to issue the coup de gras but he will not seriously engage a
British force across the channel.
Eliot Cohen: But there are a couple of points about that. First, Churchill was
very much in sync with his generals on the Mediterranean strategy
and if anything, they wanted to devote more resources to it.
Secondly, the real fight, as David just pointed out, was to invade
North Africa because North Africa basically is what leads you into
Italy. The alternative, which the Americans wanted, was to invade
France in 1943, in the spring of '43, a year before D-day. And I
think most military historians that have looked closely at that say
that would have probably been a disaster. It would not have had the
experience of crushing the Luftwaffe. You'd be throwing the
Americans into some of the best German units early on, well before
the Germans have been ground down by the Russians. So it was a
bad decision.
Peter Robinson: Let's turn to somebody who is not in Eliot's book, Franklin Delano
Roosevelt. Does he prove, disprove, the normal theory? I don't
have the impression that he was anything like as commanding with
his own generals as was Lincoln or Churchill.
David Kennedy: He didn't intervene as frequently or at as operational a level as
Lincoln and Churchill did. I think that's true. On the other hand,
the episode we just have been discussing, the North African
invasion, is one where he had to stuff that decision down the throats
of his military command. Both George Catlett Marshall and Ernest
King were dead-set against the North African invasion. I mentioned
Eisenhower's reaction a moment ago. He was against it too. In fact,
there was a famous episode in July of 1942 when King and
Marshall began to sense that Roosevelt really was going to go
forward with this terrible idea, directing the American force to
North Africa. And they threatened to formally propose or counter-propose that the United States renege on its original strategic
commitment to make the European theater the priority theater and
instead, redirect its primary effort to the Pacific war against Japan.
Peter Robinson: So things got extremely contentious.
David Kennedy: In my judgment, Marshall was probably bluffing when he said that.
King probably was not bluffing. King would have been perfectly
happy to see the major effort waged in the Pacific.
Eliot Cohen: You can't really find anything parallel with Churchill where
Churchill just snaps in order, says do it because I want you to do it.
Peter Robinson: That's really what it came to with FDR and Marshall and King--do
it because I'm the Commander in Chief and I say so.
Eliot Cohen: And Roosevelt would actually sign his name Commander in Chief.
He thought that title was a very important title and he used it.
Peter Robinson: Let's turn from individuals to case studies. Case number one,
Vietnam.
Title: McNamara's Band
Peter Robinson: It's widely believed that during the war in Vietnam the civilian
leadership, President Lyndon Johnson, Defense Secretary, Robert
McNamara, micromanaged the military, the photographs of Johnson
looking at the individual bombing targets in North Vietnam. And
that because the war failed, even as a failure the war did one thing,
which is vindicate the so-called normal theory. If Lyndon Johnson
and Robert NcNamara had let the generals run the war, we would
have won. Eliot?
Eliot Cohen: Well, first that is the normal theory and it's wrong. There are a
couple things about that. First, the actual micromanagement is
really very much focused on the air war in the North for a number
of reasons, some which were kind of diplomatic, some which were
they wanted to avoid a repeat of Korea where you had a--they
didn't want to bring…
Peter Robinson: They didn't want to bring the Chinese.
Eliot Cohen: Right. And as we know, the Chinese actually were present in North
Vietnam in pretty substantial numbers. But the truth is they don't
do anything like that really in the South. And the American military
has pretty much a free hand on the whole. You look at William
Westmoreland who's in there for four years--very hard to imagine
he would've lasted four years, I think, under Abraham Lincoln, I
really doubt. And then finally the generals don't have any better
ideas. The generals are the ones who come up with search and
destroy.
Peter Robinson: The war failed at least to some considerable extent because it was
left to the generals.
Eliot Cohen: In part. It may also simply have been an un-winnable war. That's
another possibility has to bear in mind.
Peter Robinson: I sense a little revisionism going on…Will you stand for this Dr.
Kennedy?
David Kennedy: Absolutely in this case. I found this one of the most intriguing,
provocative points in Eliot's wonderful book. And it's very
consistent with the analysis, retrospectively, of Robert McNamara
in his book In Retrospect. And you quote, in fact, a very telling
paragraph where McNamara says, I'm a lifelong professional
manager but my training and instinct were to always interrogate my
subordinates about the viability of what they were doing and the
choices we face and so on and so forth. And for some reason that he
can't explain to us or himself, he says I failed to do that in Vietnam.
And I think that in a sense is pretty clinching evidence for the thesis
you advance, that we really see here a failure of civilian leadership
in this military situation.
Peter Robinson: So if Johnson and McNamara had been subjecting the generals to
the kinds of constant questioning, prove it, what are you trying to
do, why do you need these resources, what would have happened?
We'd have won the war or at least the political leadership would
have known the problem sooner?
David Kennedy: Well, I would say that eventually, in fact, that does happen. And
there's the famous moment when, after the Tet offensive when
General Westmoreland asked for 200,000 more troops. And that's
when Lyndon Johnson…
Peter Robinson: What in the hell are you talking about, General?
David Kennedy: …the old early Cold War generation of people including Dean
Atchison to ask for their advice about this. And Atchison famously
says to Johnson, "Frankly Mr. President, the Joint Chiefs of Staff
don't know what they're talking about." It's that kind of instinct to
really take on head on the judgment of the so-called military experts
that was lacking before that moment. I take that to be the brunt of
the argument.
Eliot Cohen: I think so. I think you probably would have seen a different bunch
of generals. One of the things that strikes me that's also missing in
the McNamara story is a sense of doing what all these leaders did
which was to really be coming through the ranks of general officers,
in some cases reaching down quite deep into the ranks to find the
ones who were suited. And, one of the great might-have-beens of
Vietnam is suppose Creighton Abrams who was, by most accounts,
a much more canny and sophisticated general officer. Suppose he
had been in charge in Vietnam a lot earlier. You know, who
knows?
Peter Robinson: From the Vietnam war to what many consider its mirror image, the
Gulf War.
Title: The New Model Army
Peter Robinson: We quote no less a civilian authority than President George H. W.
Bush. "I," he writes as Commander In Chief, "I did not want to
repeat the problems of the Vietnam war where the political
leadership meddled with military operations. I would avoid
micromanaging the military." He did avoid micromanaging the
military. We won the Gulf War. Hence the normal theory is once
again validated. Eliot?
Eliot Cohen: Well again, first, it's not quite that way in a number of respects.
First, there was some political intervention particularly on the issue
of going after the mobile missiles that were being fired at the
Israelis. But more importantly, although in many ways we did win
the first Gulf War, there's an important way in which we lost it.
And one of the things I talk about in the book is the way in which
the civilians completely abdicate control at the very end of the war
where Norman Schwarzkopf is going off to negotiate this armistice.
He's writing his own terms of reference.
Peter Robinson: Was that an aggressive move on his part or simply absence of
direction from Washington?
Eliot Cohen: No, it was an absence of direction although I think it's also
important to say that you had an unusual figure as the Chairman of
the Joint Chiefs of Staff, Colin Powell who was first an extremely
canny bureaucratic in-fighter and secondly very jealous of his
prerogatives and was going to do his best to exclude civilian
influence as much as possible or at least to, in some cases, to
preempt it. So, for instance, Secretary Cheney almost never speaks
to Schwarzkopf. He speaks to Colin Powell who in turn speaks to
General Schwarzkopf. By the way, it's very different today where
you have the Secretary of Defense, Donald Rumsfeld, speaking
quite a bit to General Franks who's General Schwarzkopf's
successor at Central Command.
Peter Robinson: Right. So your argument is what? That Colin Powell, although a
General, was in effect a political...?
Eliot Cohen: He was exercising a kind of preemptive political control. His
political instincts I think were so good that a lot of the occasions in
which the civilians might have intervened don't occur because
Colin Powell…
Peter Robinson: Powell anticipated it.
Eliot Cohen: Powell is anticipating things. The other thing is, of course, the
circumstances were extraordinarily favorable. You know, you have
this isolated country; we have overwhelming resources and so on.
So this was an easier one to hand over to the military.
David Kennedy: Would you take Powell in that incarnation when he was Chair of the
Joint Chiefs as an example of what you call the politicization of the
officer class?
Eliot Cohen: I think so. I mean, it's not correct to be critical of Colin Powell but
I think there's room to be so. I don't think he ever went over the
line but I think he did get up close to it on a couple of occasions to
include later on in the Clinton Administration whether it was
dealing with gays in the military or on Yugoslavia which
is--Yugoslavia's actually probably a better case where he was
making his political views widely known and thereby, restricting
what it was that the administration could do.
Peter Robinson: You accept this revisionist view of the Gulf War?
David Kennedy: Well, I take quite seriously the thesis of the book that the equation
of the balance between civil and military leadership has changed in
recent years and the military voice is now much more assertive,
much better organized, and probably somewhat weightier than it
ought to be in these very complicated decisions. What's more, not
only is it weightier than it once was but in an odd way, it's become
much more conservative where conservation of force and avoidance
of particularly human damage has become the guiding principle of
much of the military.
Peter Robinson: Well, is that--Douglas McArthur: "councils of war breed caution."
Get a bunch of generals and admirals together in a room and they'll
certainly come up with a thousand reasons why you shouldn't attack
anybody. Right? So is that simply a kind of inherent view that's
likely to bubble up from almost any military organization that
civilians have to be constantly on guard against?
David Kennedy: I think you're probably on safe ground, that this is a characteristic
of the fabled military mind in all climes and places. But it's one
that seems to have taken on additional weight in the circumstance of
American democracy in the post-Vietnam and post Goldwater-Nichols era.
Peter Robinson: Last topic, evaluating the present civilian leadership.
Title: He Who Delegates is Lost?
Peter Robinson: Listen to this passage from a recent issue of The New Yorker
magazine by Seymour Hirsch: "A Pentagon advisor who worked
closely with the Rumsfeld team," Secretary of Defense, Donald
Rumsfeld, civilian leader in the Pentagon, "the Rumsfeld team
vigorously defended its position saying we have a peacetime
military leadership that was Clintonized and now we're in a war that
it doesn't understand what Rumsfeld wants them to do is to fight it
differently but his way makes most of our senior military
leadership's understanding of war-fighting irrelevant." Rumsfeld is
saying to the military leadership, you don't have the answer and
they don't want to hear it. Another official, "noted that Rumsfeld is
able to get what he wanted in large measure because he made it a
personal issue, he doesn't delegate." When you hear a description
of the behavior of the Secretary of Defense such as that, are you
nervous or delighted? Eliot?
Eliot Cohen: Well, you can never tell what official he's quoting. It could be a
janitor in the Pentagon. It could be an Under-Secretary of Defense.
I think there's something to it. Part of what you're seeing is a
particular management style. He's very tough and demanding
although on the other hand, one has to say it's interesting, you
know, you haven't seen any generals fired. And if we can trust the
newspaper accounts which sometimes I do and sometimes I don't, it
doesn't really look as if they've rammed any, radically different
plans down the military's throat. then if you look at things like
procurement, they really haven't changed things very dramatically.
So I think what Rumsfeld has done is he has been a tough civilian
leader…
Peter Robinson: So what sense of it do you have?
David Kennedy: I agree with that. I think this is, to a degree, I use the term
advisedly, it's a kind of rhetorical posturing to assert the point that
civilian leadership is superior to the military organization over
which it has command. But substantively I think Eliot's quite right
that we yet to see any evidence that he really has had to break any
legs or force any actions on the military that they are deeply
opposed to do. But I think establishing the principle is absolutely
necessary.
Eliot Cohen: I should just say I think it's very, very difficult for a civilian leader
to really force the military to do something they don't want to do.
And in a way, I think makes Roosevelt's decision about North
Africa really quite remarkable.
Peter Robinson: Eliot you write, "Nations are ruled by words." Churchill is in the
House of Commons several times a week during the war informing
commons on the disposition of forces, what is expected next, what
the enemy is up to. FDR in his fireside chats is very frequently
bringing the American public along, letting them know what's
happening, what to expect. How is George W. Bush doing in that
regard?
David Kennedy: Well, I think in this regard he had one great moment which was the
speech to the country of the Joint Session of Congress immediately
after September 11…
Peter Robinson: September 21st as I recall.
David Kennedy: …2001 which was a marvelous rhetorical exercise I think in
explaining what had happened and what response would be made to
it. I'm not so sure I give him such high marks for what he's done
since particularly all the various alternative rationales that have
been offered for the initiative with respect to Iraq. I detect out there
in the country at large continuing confusion about exactly what is at
stake with respect to Iraq and exactly what is the relationship
between the Iraqi matter and the terrorism question that hangs over
us all. So I think there's quite a bit to be desired there.
Peter Robinson: Eliot?
Eliot Cohen: I very much agree with that. There's need for a lot more
speechmaking. You know, the word "rhetoric" now has a
pejorative connotation. It's actually something that's indispensable
to civilized democratic life I think.
Peter Robinson: Last question, draw from your historical knowledge, figures of
cases and give me one sentence of advice for George W. Bush as a
war leader. David?
David Kennedy: Talk straight and teach the country.
Peter Robinson: Eliot?
Eliot Cohen: Don't be afraid to probe.
Peter Robinson: Eliot Cohen, David Kennedy, thank you very much. I'm Peter
Robinson for Uncommon Knowledge, thanks for joining us.
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