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RUSSIA: The Bear Sharpens Its Claws
By Richard F. Staar
As a proportion of Russia's overall budget, defense has been shrinking steadily in recent years. Or has it? Hoover fellow Richard F. Staar argues that Russia has actually more than doubled its spending on one aspect of defense, research and development.
Although allocations for Russia's defense ministry have been increasing
by about 2 percentage points of the total government budget annually over
the past several years, a separate item in the government budget has been
classified at times and thus may be rarely known or taken into
consideration. Called the state defense order (gosudarstvennyi oboronnyi
zakaz, or GOZ), it allocates expenditures toward research and development
for new generations of weapons systems, systems that will not begin to
enter the armed forces' inventory until after the year 2005.
Just over two billion U.S. dollars in size during 1994, the GOZ budget
entry more than doubled during each of the following two years (see chart
on next page). At this rate, research and development (R&D) funding would
have eclipsed the regular defense ministry budget for 1997. However, it
increased only slightly in the current year, suggesting a shortage of
money.
Russia Expands Its Military R&D
|
|
Defense Ministry
Budget |
High-tech R&D,
listed as State Defense Order |
|
1994 |
20.4 billion |
2.1 billion |
|
1995 |
12.8 billion |
4.8 billion |
|
1996 |
16.7 billion |
11.7 billion |
|
1997 |
19 billion |
12.8 billion (est) |
According to the first deputy defense minister, Andrei A. Kokoshin,
over the next few years funding will become available only to modernize
arms that already have been produced. A number of plants in the military
industrial complex (voenno-promyshlennyi kompleks, or VPK), however,
will receive "guaranteed minimal state orders" for new weapons during
that period. The 1997–2005 arms development program should provide
Russia with the capability to manufacture "weapons that have no
equivalent in the world," Kokoshin assured members of parliament.
Major General V. I. Slipchenko claimed earlier in an interview that
these new armaments would include
Directed energy weapons
Automated high-precision systems
Deep-penetration ammunition
Superhigh-speed data processing and electronic warfare equipment
The attainment of the last capability may be imminent, with the purchase
of four supercomputers from Silicon Graphics in California that were
shipped directly to the nuclear weapons laboratory at Cheliabinsk-70 in
late 1996. An even more powerful machine, the IBM RS/6000 SP (capable
of performing more than ten billion calculations per second), had already
been purchased for seven million U.S. dollars from middlemen in Europe, a
transaction of which the Russians have boasted.
Cheliabinsk-70 is one of Russia's closed cities, located at Snezhinsk
in the southern Urals. Its research institute of technology and physics
designs experimental and prototype nuclear warheads. The Russian atomic
energy ministry, which purchased the American supercomputers, has
jurisdiction over all such closed cities. Men and women at these Russian
weapons laboratories continue to develop laser, incoherent light source,
superhigh-frequency electronic, and electromagnetic pulse weapons--all of
which the Russians label "nonlethal." Many should become perfected
before the year 2005. A new mass plasma weapon already has been tested.
When produced, it could ionize the atmosphere so that a missile or
aircraft would be forced off its trajectory and destroyed.
More than four hundred scientists, designers, engineers, and
laboratory technicians from forty different organizations recently
received prizes from the Russian government for their contributions
during calendar year 1996. Mentioned specifically were a director of the
space scientific production center, a principal designer at the Izhevsk
weapons plant, a director of the biomedical institute, and a principal
adviser on space medicine. Among these prize recipients, according to a
Russian publication, "a not insignificant number came from the military
industrial complex," or VPK. The VPK still includes more than five million
employees, who work at approximately seventeen hundred R&D centers and
defense plants.
Despite the alleged shortage of funds for the military, Moscow
continues construction on a mammoth command and control center for
nuclear war at Mount Yaman-Tau, near the city of Beloretsk in the Urals.
Production, albeit restricted, of advanced nuclear weapons systems
includes the following:
The latest SS-25 modification (Topol M-2) intercontinental ballistic
missile, ready for series production at the end of 1996
A new tactical nuclear weapons system, with a range of four
hundred kilometers, successfully tested at the end of 1995 and
maybe already in production
Miniature nuclear warheads, weighing under two hundred pounds
each, coming off the assembly line
The first of seven strategic Boreas-class submarines, named Yuriy
Dolgoruki after the founder of Moscow, which will carry the new D
31 submarine-launched ballistic missiles
Even more disturbing is the recent interview with Ivan P. Rybkin,
secretary of the Security Council, who stated that "if any aggressor
should precipitate a conflict with us and use conventional means, we may
respond also with nuclear weapons." He further suggested that those who
might engage in such "military adventures" should be forewarned of
Russia's response.
That, of course, represents an official admission of the conventional
weakness that manifested itself during the war in Chechnya. The new
Russian military doctrine includes the "first strike" proviso, as did an
earlier version issued back in November 1993. Thus, decision makers in
the Kremlin appear to have become prisoners of their own disinformation
offensive against the West. They anticipate war and, therefore, are
building a modernized nuclear arsenal that they hope may indeed frighten
away future aggressors. This strategic approach has been corroborated by
Yuri M. Baturin, secretary of the Defense Council, who recently stated that
"we cannot talk seriously about repelling any kind of aggressor from the
outside, by conventional means, for the next ten to twenty years."
Despite the evidence that Russia is pursuing a robust and aggressive
military R&D program, especially in futuristic weapons and enhanced
nuclear warheads, these developments seem to have been ignored by the
White House. The U.S. government has instead made proposals to its
Russian counterparts for deeper reductions in ICBMs down to two thousand
or twenty-five hundred under START III--even before Moscow has ratified
START II. An agreement in principle was reached at the March 1997
summit in Helsinki.
The Russians do not even claim that they are on schedule in
destroying intercontinental missiles under START II. They have made
comments that the deadline for doing so must be extended, complaining
that they have no money to finance this treaty obligation. The Helsinki
summit resulted in an understanding to postpone the earlier deadline by
five years to the end of 2007. It also will result in a further infusion of
dollars from the U.S. Congress, the World Bank (which has already injected
$6.4 billion into Russia), the International Monetary Fund, and other
organizations.
Russia's new budget, approved by Yeltsin on February 26, 1997,
includes a $19.3 billion deficit. (Defense comprises one-fifth of the
budget and is the largest single item.) A considerable part of the deficit
will be financed by the $10.3 billion multiyear loan from the IMF. The
White House has already asked Congress to increase aid to Russia from
$95 million to $241.5 million for FY 1998 under the Freedom Support Act
alone. Yeltsin was promised four billion dollars in new U.S. loan
guarantees at Helsinki.
Washington, moreover, is pouring eleven and a half billion dollars
into Moscow under a multiyear contract for the purchase of HEU, or highly
enriched uranium (five hundred tons), from dismantled warheads. Yet the
United States last year had excess stocks of weapons-grade uranium and
plutonium totaling 1,914 tons. We also have a surplus of fuel for our
nuclear power stations. What is the rationale for importing more, which
only adds to our surplus?
One of Russia's two new first deputy prime ministers, Anatoli B.
Chubais, was interviewed earlier this year. He said:
It is known that plans exist for a kind of cordon sanitaire around Russia,
beginning with Azerbaijan and ending at the Baltic, in such a way as to
separate Russia from the civilized world and isolate it . . . . We cannot
accept such plans under any condition.
This in turn led then Defense Minister Igor N. Rodionov to warn East
Central European countries that, if they joined NATO, their capital cities
would be targeted by Russian tactical nuclear missiles. Since the former
army general did not receive any reprimand, it would appear that his
sentiments are shared by President Yeltsin.
Both men take it for granted that the West will continue its support
of their country no matter what they say or do--no matter how heavily
Russia spends on defense R&D, how extensive Russia's network of defense
laboratories and closed cities, or how threatening the rhetoric of Russian
leaders. On the recent evidence, they appear to be correct.
Adapted from Perspective, March–April 1997, from an article entitled "Russia Expands Its Military R&D." Used with permission.
Richard F. Staar is a senior fellow at the Hoover Institution. He served as U.S. ambassador to the Mutual and Balanced Force Reduction (MBFR) negotiations in Vienna, Austria. His areas of specialization include the Federation of Russia and East-Central Europe, military strategy, national security, arms control, and public diplomacy.
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