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FEATURES: Going for the Gold
By Barry Newstead, Amy Saxton and Susan J. Colby
Secrets of successful schools
Public school leaders throughout
the United States are approaching consensus about what it takes to educate
all students well: more class time, smaller schools, a college preparatory
curriculum, instructional coaching for teachers, and utilization of data to
understand student needs. Yet results on the ground vary dramatically and
remain, in large part, disappointing. Despite similar student demographics
and budget constraints, a few schools report great results year after year,
while many struggle. Why is it that some schools can sustain high
graduation and college acceptance rates, while others, with the same basic
design, have 50 percent dropout rates?
The Bridgespan Group is a nonprofit organization that
works with other nonprofits and foundations on issues of strategy,
philanthropy, and leadership. In our work with public school educators
seeking to close the achievement gap for disadvantaged students, we have
confronted this question often and have come to believe that the critical
difference between schools that excel and schools that do not is the
quality of execution. Leaders must be willing to make choices about what
matters most and then “sweat the details” in aligning resources
and effort behind those choices.
When a school is able to execute a good design
successfully, everyone—leaders, teachers, administrators—agrees
about what drives student achievement. Equally important, they do not allow
their priorities to be sidetracked in the face of day-to-day pressures and
pulls from other directions.
This article highlights the experiences of three
education nonprofits with which Bridgespan has engaged: YES Prep Public
Schools, KIPP (Knowledge Is Power Program), and Envision Schools. All three
have school designs that incorporate the widely-agreed-upon elements
mentioned above, and all three have achieved sustained results (YES Prep
and KIPP for over a decade) on the dimension that matters most: their
students’ performance. In addition, they have successfully replicated
these results in multiple schools.
Design Is Necessary, but Insufficient
It clearly matters that YES Prep, KIPP, and Envision
schools are well designed, but many other districts and schools are also
making good design choices. To achieve sustained success, commitment to the
design needs to be followed up with consistent resource allocation
decisions and well-crafted systems and processes that support the design
intent. Leadership time spent “on task” is also an important
factor. Too often, school leaders get bogged down by disciplinary,
administrative, operational, and/or political issues and don’t have
time to dedicate to the most important part of their school: what goes on
in the classrooms. We have surveyed school leaders in a number of client
organizations. At less successful schools, leaders spend less than
one-quarter of their time on student learning, teacher professional
development, and school culture. Leaders at more effective schools dedicate
more than half of the day to these high-value activities.
Achieving that level of focus and the momentum that
accompanies it is difficult, even when a school is new and has been created
with a particular educational approach. When a school leader is attempting
to turn around a poorly performing school, the task becomes even harder,
although perhaps more critical. In poorly performing schools, there are
usually more challenges to contend with, such as demoralized staff (which
often leads to high turnover), increasing pressures from district staff to
meet adequate yearly progress targets on standardized tests, and physical
environments that are poorly maintained and often unsafe. It can be
enormously challenging to create a sense of urgency for change; identify a
vision that a team can align behind; and ensure that school staff,
students, parents, and key partners are ready, willing, and able to do the
painful work of changing expectations and behavior.
In this larger context, the issues faced by the
leaders at KIPP, YES Prep, and Envision, all three of them charter
organizations, may differ on some dimensions from those of their peers in
district schools (see Figure 1). The potential for distraction, however, is
equally great. Our case studies illustrate what it looks like to establish
and maintain a focus on what matters most in practice at these three
organizations. These schools are succeeding in creating a culture in which
student learning is central and the immediate (or comfortable) does not
trump the important. Their strategies for executing their school designs
are instructive for all public school leaders.
YES Prep Public Schools
YES Prep was conceived in 1995 by a group of teachers,
parents, and community leaders as a program within an existing school. In
1998, under the leadership of teacher Chris Barbic, they opened their first
school. Today, YES Prep is an open-enrollment public school organization
that serves 2,100 predominantly low-income (80 percent) and minority (95
percent Latino or African-American) middle- and high-school students at
five schools in Houston, Texas. Most students enter YES Prep schools one or
more grade levels behind in math and English.
Over its history, the organization has achieved
remarkable outcomes: 100 percent of YES Prep graduates have been accepted
to four-year colleges, and YES Prep schools consistently rank among the
best on the Texas state standardized tests. In 2006, and again in 2007, YES
Prep ranked among the “Top 100 High Schools in America” in Newsweek magazine.
YES Prep schools are rooted in the belief that what
matters most to the success of students in high school, college, and beyond
is the quality of their interactions with teachers. So for YES Prep, the
priority is recruiting, developing, and retaining teachers who are
committed to doing “whatever it takes” (the YES Prep motto) to
prepare students to graduate from a four-year college.
“When we started with the first school, we had 17
teachers,” Chief Academic Officer Jennifer Pagani reflected during a
recent interview. “Those teachers were incredibly, intensely
dedicated to their craft—really thoughtful and spirited
practitioners. And looking back at that first year, it seemed to us that it
was all about the teaching. It was about how the teachers interacted with
the students, and it was about the standards that the teachers set for
students to meet. We got results, so we figured that’s what we needed
to focus on.”
As they thought about building on their experience,
however, she and Barbic also realized that it would be a challenge to
sustain their success, let alone replicate it. The trick would be to find
(and keep) the large number of mission-aligned educators who would make the
commitment to YES Prep. “We realized that in order to preserve the
intensity of instruction that we had in the school, we needed to figure out
teacher development and retention,” says Pagani.
They also felt strongly that leaders of YES Prep
schools would have to be great teachers, groomed from within the
organization.
Sweating the Details
To that end, Barbic and Pagani began to invest time and
resources on recruiting and developing teachers. The approach, which is
constantly being honed, begins with rigorous, and increasingly scientific,
selection and includes extensive ongoing support and training once they
hire a teacher.
“We used to hire people who looked great on paper
and were passionate,” Pagani explains, “but there was still
more attrition than we wanted to see, and inconsistent results. So we
worked with a psychologist to develop a personality profile of an ideal YES
Prep teacher. We did this looking at our most successful teachers based on
the results they got with their students. We also looked at subjective
inputs, including how they interacted with students. And we came up with
the seven personality traits that really define a YES Prep teacher [see
table]. If you’re not hitting five of the seven,
you’re not right for this program.”
Candidates also teach during the recruiting process.
“We ask them to do a lesson plan. And then they teach in front of our
students. We get to see what things they prioritize, and the kind of
rapport they develop with students. And it gives us a sense of what they
value as teachers.”
Professional development for YES Prep teachers begins
before they ever enter the classroom, and once started, it never really
stops. At its core is a strong teacher-coaching staff, which represents a
major investment of time and money. Each YES Prep school has two dedicated
coaches on staff who support about 10 teachers each. And as with teacher
recruiting, YES Prep is constantly refining its approach to coaching. Early
on, coaches met on a regular schedule with all of the teachers they were
supporting. But as time passed, Pagani and Barbic recognized that new
teachers in particular needed an even higher level of hands-on support.
“We’ve started trying some alternative scheduling,”
Pagani explains, “so that our coaches go to work with a single
teacher for three or four days straight, modeling lessons, watching
lessons, providing immediate feedback, helping with lesson planning, and
then coming in the next day as well.”
In addition, YES Prep has been creating a teacher
handbook that is a living document constantly under revision. YES Prep
teachers have created evaluation rubrics that provide them, and observers,
with a pragmatic guide for what YES Prep teaching should look like in the
classroom.
YES Prep aligns people, resources, and time around
developing great teachers. School directors play a vital role in this
effort. Directors are all former YES teachers, and they are groomed as
classroom leaders and school culture builders. Once in the role, school
directors continue to teach to stay connected to the classroom; they also
set priorities so that they can spend the majority of their day observing
classrooms and coaching teachers. From the beginning, Barbic created
systems that would enable school leaders to focus on student learning and
teacher development. For example, the disciplinary system distributes
day-to-day enforcement responsibilities across the staff and, in some
cases, among the students themselves. This arrangement enables school
leaders to focus on what matters most.
YES Prep leaders have made difficult choices to
maintain their priority focus on teachers. They increased total school
enrollment and average class sizes in order to fit additional instructional
resources into the budget. They also cut costs in their extracurricular
programs and sought ways to keep facilities, transportation, and other
non-classroom costs from dominating the budget.
“Not to say that you can’t get results any
other way, but for us, it started out being about excellent
teaching—and spending a lot of time on the development of materials
for teaching, and on the art of teaching,” Pagani explains.
“That’s what we did, and it worked, so that’s what
we’re going to stick with.”
KIPP (Knowledge Is Power Program)
Teach For America alums Mike Feinberg and Dave Levin
created the Knowledge Is Power Program in 1994 with the goal of improving
academic outcomes for underserved students. But they based KIPP on the idea
that the key to creating and sustaining a successful school is leadership.
As Feinberg puts it, “Instructional strategy, funding, and curriculum
are important concerns, but they don’t make or break a school. The
leader does.”
Armed with this shared belief and the confidence that
they could lead, Feinberg and Levin launched KIPP as a 5th-grade public
school program in inner-city Houston, Texas. Then in 1995, Feinberg
remained in Houston and Levin returned home to New York City to establish
KIPP in the South Bronx. “We were in horrible buildings; we
didn’t have any money; we weren’t using the same
curriculum,” Feinberg recalls. “But those things really
weren’t essentials.” What was essential was Feinberg’s
and Levin’s ability to motivate teachers and influence what went on
in the classrooms, from determining curriculum to selecting and managing
teachers.
By 1999, the schools were performing at the top of
their districts. That same year, the CBS News television show 60 Minutes featured
KIPP, which drew the attention of Doris and Donald Fisher, founders of Gap,
Inc. The Fishers invested $15 million to form the KIPP Foundation, with a
goal of replicating KIPP schools nationwide for the country’s
neediest children. The KIPP Foundation focuses its efforts on recruiting,
training, and supporting outstanding teachers to become school leaders and
on opening new, locally run KIPP schools in high-need communities.
The KIPP Foundation provided a platform for Feinberg
and Levin to test their approach on a larger scale. To do so, they had to
articulate the KIPP design more fully. The first two schools each had their
individual styles and strengths. How could that translate into a replicable
formula?
In tackling this task, Feinberg says, they
“backed into” the five essential tenets of the KIPP model: High
Expectations (for academic achievement and conduct); Choice and Commitment
(KIPP students, parents, and teachers all sign a learning pledge, promising
to devote the time and effort needed to succeed); More Time (extended
school day, week, and year); Power to Lead (school leaders have significant
autonomy, including control over their budget, personnel, and culture); and
Focus on Results (scores on standardized tests and other objective measures
are coupled with a focus on character development).
Articulating these five tenets was a significant step
toward formalizing the KIPP model. But what mattered most was, and is,
putting a strong leader in each school. As Feinberg puts it, “If we
truly do a great job of recruiting and selecting a leader for a school,
then technically we’re done. The school will be successful. Any
training or help we can give would be nice, but it’s not necessary.
The leader is going to find a way to do it.”
Sweating the Details
To ensure that the right school leaders are selected
and that those leaders have every opportunity to hone their skills before
taking on a school, the KIPP Foundation has invested heavily in leader
recruiting and training. The KIPP School Leadership Program is a yearlong
effort that includes a four-week intensive training session (originally
offered through UC Berkeley’s Haas School of Business and now located
at the Stanford Educational Leadership Institute), residencies at other
KIPP schools, and support from experienced KIPP staff. The program attracts
applicants from organizations across the country. KIPP chooses its school
leaders from among the graduates, evaluating candidates on 11 competencies
that include critical thinking, communication skills, key personal
attributes, and prior experience with disadvantaged students.
The KIPP Foundation helps each new school leader and
location secure facilities and a charter, and build a strong board. Once a
school opens, the foundation provides professional development
opportunities to the growing network of KIPP teachers, school leaders, and
support staff through content retreats and the weeklong KIPP School Summit.
But decisionmaking, including curriculum, faculty selection, budgeting, and
all other local-level details, is left to the school leader and the local
board of directors.
KIPP has grown substantially since receiving the
initial KIPP Foundation grant. As of this writing, there are 57 KIPP
schools (including elementary, middle, and high schools) in 17 states and
Washington, D.C., serving more than 14,000 students. Almost all are public
charter schools. Students who entered KIPP schools in 2005 achieved the
largest academic gains made in the 10 years since KIPP began.
In 2006, Richard Barth became CEO of the KIPP
Foundation. Under his leadership, the foundation has begun to cluster KIPP
schools in certain areas. These clusters each have a superintendent who
works with school leaders and the KIPP Foundation. According to Barth,
“The benefits of growth through localized scale are compelling. Not
only are local superintendents of KIPP schools better positioned than our
national staff to identify and groom local talent and ensure long-term
sustainability; the pooling and sharing of support services allows the
energy and time of our school leaders to remain focused on the
highest-value activities: working with faculty, students, and
families.” This is in stark contrast to many districts, where
principals are overburdened with administrative activities.
Outside of the school inspection process that the KIPP
Foundation conducts, the schools are accountable for their own results and
school culture. “If they want to have someone heading up
instructional leadership, that’s their prerogative,” Feinberg
says. “It’s like being a head football coach. If their
specialty is defense, they might not need a defensive coordinator. A great
leader knows where his or her strengths are and where the holes
are….I don’t think there’s ‘one way’ to do
it. It’s up to them. We look at the test scores at the end of the
year.”
Envision Schools
In the late 1990s, Bob Lenz was teaching at the Sir
Francis Drake High School in San Anselmo, California, working on new
approaches to educating students. “We had been experimenting with
breaking up the school into learning communities, we called them
‘academies,’ and we were doing a lot of project-based,
interdisciplinary learning,” Lenz explains. The idea was that the
material the students were learning in one class—science,
say—could be integrated with the work they were doing in other
classes.
The approach was successful; in 1999, Drake was named a
New American High School and featured in U.S. News & World Report.
The problem, Lenz says, was that he “kept hearing how project-based
learning was nice for wealthy, suburban kids, but, ‘kids in urban
settings aren’t going to be able to do this kind of
work.’”
Project-based, interdisciplinary learning requires
teaching teams to integrate a theme or project into rigorous lesson plans
from a variety of disciplines, and to coordinate delivery among teachers
and across classrooms so that projects progress apace and students meet
curriculum goals. This approach presents numerous day-to-day challenges and
demands aligned systems for instructional leadership and coaching. “I
saw places where this work was being done,” Lenz says, “and it
wasn’t sustainable because the systems pushed against it.”
Determined to create a system in which his innovative
instructional approach would work for disadvantaged children, Lenz
co-founded Envision Schools with Daniel McLaughlin in 2001. As of this
writing, Envision operates four San Francisco Bay Area high schools that
serve predominantly first-generation college-bound and low-income students.
The young organization has already achieved notable success: in 2005 its
first campus, Marin School of Arts and Technology (MSAT), was the
highest-performing school in its district on California’s academic
performance index (API). That same year, Envision’s second campus,
City Arts & Tech High School (CAT), had the highest API gain in the San
Francisco Unified School District, and it was rated as one of 12 exemplary
schools in the nation by the U.S. Department of Education. In the
2006–7 school year, MSAT, CAT, and Envision’s third campus,
Metropolitan Arts & Tech High School (Metro), outperformed the state
average on the percentage of 10th-grade students passing the California
High School Exit Exam.
Not surprisingly, what matters most at
Envision—the focal point of execution—is its instructional
system, which requires a team of teachers, facilitative leadership, high-quality analytical tools, and expert support. “We use
a triangle to describe what we have,” says Lenz (see Figure 2). The
first point of the triangle is ensuring that students master the content.
The second is having them be able to demonstrate their knowledge, in the
form of a project, such as a short documentary—something that
requires presentation. For example, a student might do research on an
environmental issue in a science class, create a public service
announcement about the issue in a digital media class, and write a
persuasive paper about it in English language arts. The third point of the
triangle is building in a way to chart students’ progress over time
and having them reflect on what they have learned and how. The idea is to
create a tangible context for everything a student learns, so that it has
meaning and resonates over time.
Sweating the Details
In aligning resources and people to achieve results for
students, Envision’s leaders started with their own positions. The
organization’s executive leadership is a partnership of two
CEOs—the chief executive officer (McLaughlin) and the chief education
officer (CEdO, Lenz).
“We designed the instructional model first, and
then started thinking about how we would create a business model to support
it,” Lenz explains. “We knew that we had to have a CEO, but we
didn’t want the educational model to become subservient to the
organization’s operations, so we chose the education officer title
for balance. It creates a healthy tension, and as we’ve brought in
people on one side, we bring someone in on the other side to maintain the
balance.”
Envision invested up front in a dedicated team to
deploy and refine its model. This investment meant that schools would need
to be situated in lower-cost locations and that ancillary afterschool
programs would need to be kept to a minimum. Further, Envision made the
decision not to provide transportation and food services.
Lenz and Director of Instruction Jeannette LaFors
spend much of their time working with schools: meeting weekly with school
principals and teachers at their campuses, analyzing and reflecting on
results, building out Envision’s professional development programs,
and working with teachers to create tools that can support projects.
“Our expectation is that teachers jointly will be designing projects
that make them interdependent,” says LaFors, whose core
responsibility is facilitating teacher teams. “That’s very
different than in traditional schools, where teachers often work in silos,
responsible solely for their own areas.”
Lenz, LeFors, and the teaching teams at each school
spend time every week reviewing student results and sharing classroom
observations to reflect on and enhance their practice. This time is built
into the school schedule, and the associated financial cost of having the
full teaching team together is prioritized in the budget.
One of the most visible signs of Envision’s
commitment to sweating the details of its instructional system is student
“exhibitions.” “They speak to the collective
responsibility the teachers have for the students,” Lenz explains.
“Students will tell you about how rigorous and rewarding exhibitions
are. Teachers will tell you the same thing.”
As Envision has matured as an organization, its
leaders have had to address the realities on the ground to maintain their
focus on what matters most. When the organization was still in its early
stages, for example, they realized principals were spending a significant
amount of time on facilities procurement and maintenance and very little
time in classrooms. So this year Envision took the job off of the school
leaders’ plate by adding a facilities manager centrally and, as of
this writing, is looking at adding an operations manager at each school. At
the same time, Envision reset expectations for instructional leadership
among principals supported by new professional development and tools
developed by the instructional leadership team.
What Works
YES Prep, KIPP, and Envision illustrate the central
thesis that quality execution—deciding what matters most and sweating
the details—underlies strong results for students. Their school
designs incorporate many of the same elements that other educators and
policymakers are now embracing. The “innovation” at YES Prep,
KIPP, and Envision—the differentiator that sets them apart—is
the effort expended on the day-to-day leadership and management challenges.
All three align money, people, and leadership time to
their most important activities. All three are building systems that
translate general concepts into specific, repeatable actions that ensure
quality execution throughout the organization. Finally, they move quickly
to make changes when things aren’t working as planned.
As we consider the national challenge of providing a
quality education to all children, whatever their starting point, we need
to address not only matters of educational structure and policy, but
also—and critically—the on-the-ground execution required to
improve teaching and learning every day, in tens of thousands of
classrooms. To obtain the best possible results for students, school
leaders must have the mandate, the support, and the discipline to maintain
a relentless focus on what matters most.
Barry Newstead and Susan Colby are partners at The
Bridgespan Group, where Amy Saxton is case team leader.
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