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FORUM: Breakdown
By Eva Moskowitz
The ten-foot rule and other fine points of
collective bargaining in New York City
The multiplicity of ills facing our
nation’s public schools can depress even the most optimistic.
How can we be hopeful when we have 30 million illiterate children?
And it is no longer just the well-being of our poorest children
that we need worry about; our top-performing public schools are no
match for the international competition. China and India, among
others, will finish our lunch if we do not find a way out of our
education quagmire.
My views on how to solve some of these
seemingly intractable education problems have been informed by two
experiences: my four years as chair of the New York City
council’s education committee and, more recently, my role as
founder and executive director of a new charter school. During the
years I spent as a public school student in the city, my time
teaching social studies to public school students, and now my
experience as a public school parent, I have seen a great deal. But
one of the most striking phenomena I have observed is the education
industry’s ability to preclude any dramatic improvement in
the schools. It is a monopolistic structure in which management and
labor have colluded for the better part of four decades to protect
the interests of adults over those of children. The labor
agreements signed by both public officials and labor leaders,
governing every aspect of New York City public schools, profoundly
inhibit our ability to improve public education. The complicity
between management and labor must end if we are to improve learning
and teaching and have a chance at competing in the global economy.
I do not oppose some of the commonly proposed
solutions to our education failures. I support universal
pre–K, reduced class size, year-round schooling, and career
ladders for teachers. Money matters, terribly. Just look at
first-rate private schools: in New York City parents spend between
$20,000 and $40,000 per child, and they do so for a reason.
But if we don’t end the collusion among
those in power, more money won’t matter. The problem
with the Soviet Union was not its leaders or its employees; it was
the closed, uncompetitive economic system that stifled innovation.
We have the Soviet equivalent in our schools; it’s a system
that shuns competition and thwarts change. But in America
it’s the collective bargaining agreements that are the glue
keeping the monopoly together.
I came to these conclusions about the school
system and the negative effects on it of the labor agreements after
spending three months reading and rereading the long and complex
union contracts for teachers, principals, and custodians in
preparation for five days of public hearings. In my capacity as
chair of the education committee, I also produced what amounted to
Cliffs Notes of these documents (see sidebar). The public can now
turn to three slim volumes (approximately 20 pages each) to
understand the different work rules and fundamental provisions of
the contracts instead of having to plow through more than 1,000
pages of fine print.
The Long and Longer of Union Contracts
The teacher union contract is more than 200
pages long; with the various side agreements and state laws that
supplement the terms of the contract, it grows to 600. These pages
determine nearly every aspect of what a teacher does, and does not
do, in a New York City school, and what can and can’t be done
to them. For example, a high-school teacher in New York City cannot
be asked to teach for more than 3.75 hours per day.
Nor can a teacher be asked to help supervise a
lunchroom or study hall, help special-education students on and off
the bus, help college applicants prepare their transcripts, score
city-wide tests, or write truant slips. One New York City teacher
cannot be paid more, or less, than any other teacher at the same
level of seniority, regardless of the particular teacher’s
talents and effort or the difficulty of recruiting a teacher for a
hard-to-find position such as math or science. The right to hire or
not to hire a teacher is limited by teachers’ “transfer
rights,” which gives them first choice on a place in another
school. The right to fire a teacher is limited by teachers’
“retention rights” and a complex and lengthy set of due
process procedures. Assistant principals have similar rights.
In short, although principals are supposed to
be the CEOs of their schools, they have little control over their
management teams. Hiring, firing, promoting, setting compensation,
determining work hours and assignments, setting requirements and
expectations: these powers, taken for granted in most
organizations, are, for all practical purposes, outside the purview
of a principal.
This is as true for maintenance as for
instruction. The school custodian presides over his (there were no
women at the time of my hearings) own domain, even though it is the
same building that the principal is supposed to run. The school
custodian has his own budget (computed from a complex set of rules
and algorithms that factor in the size of the building and
amenities like pools, escalators, and gyms) and hires his own
staff, which does not technically work for the city. The custodial
staff doesn’t work for the principal, who must get permission
from the custodian to keep a building open beyond the regular
school day.
Many custodians are quite entrepreneurial, but
the system’s incentives tend to channel this entrepreneurial
spirit in directions that are less than optimal, for taxpayers at
least. Since a principal has no power to fire a custodian, the best
way for a principal to get rid of a bad custodian is to give him
high marks so that he can transfer to a larger building, where,
according to the contract, he automatically earns more money. Thus
is incompetence rewarded. By the same token, to keep a good
custodian, a principal will give him mediocre marks, penalizing
competence. Think of it as the Peter Principle on steroids:
custodians are promoted from jobs they can’t do to those they
can’t do even better.
As with other New York City school employment
contracts, myriad work rules limit the activities of a custodian.
However, the custodians aren’t complaining. Thus they sweep,
but they don’t vacuum. This particular rule created a big
problem because the chancellor mandated “reading rugs”
in all elementary-school classrooms so that children could sit on
the floor. When he learned that the custodians wouldn’t clean
them, the chancellor and the deputy mayor were forced to negotiate
a “rug cleaning policy.” Unfortunately, those long and
complex negotiations (memorialized in a two-page, single-spaced
memorandum of understanding) turned out to be for naught because
the contract protected custodians’ right to limit their
cleaning responsibilities.
Other limitations abound. A personal favorite
of mine is the ten-foot rule, which I learned about when I asked
why school walls frequently seemed to be painted only to a certain
height; above that line and on the ceilings, the paint was often
peeling. Why? Because the contract says custodians cannot be asked
to paint above ten feet. The painters union has another collective
bargaining contract … which is another story.
A final twist to the already contorted
custodian incentive system can be found in the “custodian
trust fund,” a term of some amusement once you understand how
it functions. According to the contract, if the custodian can
maintain his building to a standard that he judges satisfactory,
without using all of his budgeted funds, he can simply keep the
remainder. You’d be amazed what a custodian would consider
satisfactory in these circumstances.
Unfortunately, perverse incentives such as
these are not limited to teachers and custodians. School
principals, whose union contract is a slim document (150 pages) by
New York City union standards, also work by rules that reward
uniformity before excellence. Principals are paid in lockstep,
regardless of their performance, abilities, or even the size of the
school they oversee. Their agreement also spells out in
mind-numbing detail the circumstances under which a superintendent
can relieve a principal of his or her responsibilities. Tenured
principals have to do something truly egregious to be fired. The
process for removing a principal begins with sending letters of
complaint to the personnel file, any and all of which can be
appealed by the principal. The process, if successful, can take as
long as 150 days, which is most of a school year. By the same
token, even small procedural details in the contract can have
profound effects on the operation of a school. Principals and
assistant principals, for instance, are not required to notify
superintendents in advance of their retirement, a circumstance that
can create significant disruptions. You can “retire” in
the middle of the year and head off to Bermuda, as my son’s
principal did, without any penalty or deduction from the pension.
Remarkably, while the school system purports
to hold children to a standard of excellence, principals can be
removed only if they engage in “persistent educational
failure.” Intermittent failure or persistent mediocrity is
perfectly acceptable.
The Way Out
Recently I had the opportunity to begin seeing
things from a slightly different perspective. As a legislator, I
looked at the language of the labor agreements and concluded that
their provisions impede our ability to educate children. Now, as
the director of a school, Harlem Success, I see that the major
education questions cannot even be asked within the confines of
labor agreements.
At Harlem Success, for instance, we know that
our most important resource is our teachers, so we have extensive
internal discussions about how to pay them in a way that most
benefits our kids. We are asking whether a teacher with three years
of experience should be paid more than a teacher with two years of
experience. What about someone with 20 years of experience? In
determining salaries, should we place as much value on five years
spent at another school as five years spent at our school? None of
these questions about compensation can be asked by schools subject
to the teachers contract. The contract preordains every decision about
compensation that a school leader would want to make. Those givens can
only be changed every few years when the contract is up for
renegotiation and when the mayor and the president of the United
Federation of Teachers (UFT) complete their political dance.
While employment contracts make it almost
impossible to redesign a traditional school around the needs of
students, we can do that redesign at our charter school. Harlem
Success kids will have a school day of 8 hours and 40 minutes,
compared with 6 hours and 40 minutes in the traditional public
schools, because we determined that that was the amount of time the
kids needed. In an effort to determine our core competencies, we
are asking whether it makes sense to have extracurricular
activities, such as supplemental sports and art classes, taught by
the school’s teachers or contracted out to nonprofit groups
who may offer these services at reduced prices and provide
higher-quality services. Even seemingly small decisions such as the
number of minutes for science instruction cannot be made in
traditional public schools because they are fixed by the contract.
At Harlem Success, we determined that our kids need 60 minutes for
science labs, rather than the 50-minute periods prescribed by the
union contract, and so they got them.
As we have been thinking through all the
education questions, I am struck by the fact that we couldn’t
even be posing these questions if we were constrained by the labor
contracts governing the regular public schools. Our hands would be
tied by the contracts and by the powerful precedents that enshrine
them in stone even in the face of so-called negotiations. There is
no doubt in my mind that we will be able to do a far better job
educating our students because we are free from these constraints.
That is important to me, not least of all so that I can keep my
job. My one-page contract, which I negotiated and drafted myself,
states: “I will serve at the pleasure of the Board as an
at-will employee.”
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The Crib Sheet
During the hearings I conducted for the New
York City Council in November of 2003, I prepared summary notes of
the thousand-plus pages of union contracts dictating the education
parameters of our public schools. Following are excerpts from my
notes (with references to page numbers in the appropriate contract):
Salary of Custodians
Custodians are entitled to keep whatever money
they do not spend from their annual lump-sum allotment, up to a
“Maximum Permissible Retainage” (MPR) of around
$85,000. There are exceptions to this limit:
“Custodial Engineers employed in
buildings of 247,000 square feet and above, as of November 1, 1994,
who receive an outstanding performance rating of an average of 4.00
on a 1–5 scale shall be exempt from the MPR
limit…” (p. 8).
“Any Custodial Engineer who transfers to
a school over 247,000 square feet after December 31, 1995, shall be
eligible to be exempt from the MPR after a new and separate
evaluation period where he must receive an overall average rating
of 4.00” (p. 9).
The School Day
The school day is 6 hours and 40 minutes,
except for schools that have extended their school day. During that
day, middle-school and high-school teachers can be programmed to
teach for no more than five periods per day (approximately 3.75
hours) and for no more than three consecutive teaching periods
(approximately 2.25 hours). Elementary-school teachers teach
slightly longer, a 4.5-hour portion of the day (pp. 20, 26).
Making an Exception on Teacher Salary
Although most teachers are paid based on their
position and seniority, exceptions are possible when
responsibilities exceed ordinary duties. But a higher salary cannot
be set until:
An audit is conducted;
The Division of Human Resources reviews the audit;
The UFT (United Federation of Teachers) is
consulted;
The chancellor approves the salary; and
Any disagreement is arbitrated (pp. 64–65).
Steps for Giving a Teacher a Poor Performance
Rating
Under the contract, a principal can give an
unsatisfactory (“U”) rating to a teacher at the end of
any school year, with or without providing interim feedback or
support. Typically, however, a principal may first informally speak
to a teacher who has performance problems and suggest ways to
improve, perhaps through counseling memos “or other
non-disciplinary means” (p. 128 and Memorandum of Agreement).
The principal’s authority to do so is limited, however.
A principal may also seek a formal conference
with the teacher or attempt formal peer intervention (p. 132). This
process is repeated as often as the principal deems necessary and
can spare the time to do it. If these steps fail, the teacher
eventually receives a “U” rating.
After a teacher receives a first
“U” rating, the teacher cannot transfer to another
school and must be offered professional development to improve
performance. If problems persist, the cycle of documenting problems
continues and, if no improvement occurs by the end of a second year
in the classroom, another “U” rating is given.
— Eva Moskowitz
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Eva Moskowitz, former member of the New York
City Council and chair of its education committee, is executive
director of the Harlem Success Charter School.
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