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FEATURES: Preschool Is School, Sometimes
By Robert C. Pianta
Making early childhood education matter
Democrat Tim Kaine, the current governor of Virginia, campaigned on a platform that included universal pre-K
education. In Hartford, Connecticut, Mayor Eddie Perez established an
Office for Young Children within his cabinet. At the federal level, perhaps
the most prominent early-childhood initiative that has come from the Bush
administration is “Early Reading First,” a national effort to
deliver effective reading instruction to young children. Providing early
learning experiences to children has found a place on political agendas
nationwide. Why? Increasingly, early childhood education is viewed as a
point of leverage for addressing low levels of, and gaps in, K–12
achievement.
What do we know about the quality of existing
early-childhood programs? What does the research tell us about designing
public policies to improve outcomes for children? Two recent large-scale
studies of the early education system provide a contemporary perspective:
the National Institute of Child Health and Human Development Study of Early
Child Care and Youth Development (NICHD SECCYD) and the National Center for
Early Development and Learning (NCEDL) Multi-State Pre-K study.
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The Research
The National Institute of Child Health and
Human Development Study of Early Child Care and Youth Development
(NICHD SECCYD) collected detailed information on achievement,
social development, family experiences, child-care quality, and
schooling for roughly 1,300 children at regular intervals from
birth on, yielding data that have resulted in numerous influential
papers on child care and family background effects on early
achievement and social adjustment. The National Center for Early
Development and Learning (NCEDL) work
involved assessments of 750 pre-K classrooms and
2,500 children in 11 different states, with a focus on children’s
achievement and social competence in pre-K with follow-ups to 1st
grade. (The NCEDL sample represents 80 percent of pre-K programs
serving 4-year-olds in the United States.)
Both studies relied on direct, live
observations in child care, preschool, and the early grades using
standardized, objective measurements that provide a window on
classroom settings and teachers in more than half the 50 states.
The statistical meth
ods employed to analyze these data are among the
more sophisticated quasi-experimental approaches to isolating cause and
effect in nonexperimental data.
The Early Childhood Longitudinal
Study-Kindergarten Cohort (ECLS-K), a study of a nationally
representative sample of children in the United States, also
provides insight into variations in achievement among children as
they go through school.
The findings described here are drawn from
published, peer-reviewed empirical papers.
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What We Know
1. Prior to
entering kindergarten, American children spend time in a wide assortment of
settings. Enrollment of 3- and 4-year-olds in early education programs now
approaches 70 percent of that population and is growing annually. The
disparities in educational opportunity before kindergarten are dramatic and
easily explain many of the achievement gaps seen later on.
2. Despite extensive participation, too
few of the students who are in the greatest need of high-quality early education experiences receive them, and the few who do
are unlikely to receive them consistently once they enter the K–12
system.
3. Demand for early
childhood education has grown far faster than the system’s capacity
to staff expanding programs. Universal pre-K programs for 4-year-olds will
require at least 200,000 teachers, with estimates of 50,000 additional
teachers needed by 2020. If high-quality services are to be provided, many more early-childhood educators need to be attracted into the
profession and trained appropriately.
4. Rapid enrollment
growth is intensifying the need for evidence-based training and ongoing
support of early childhood educators. The approach that appears most
promising provides teachers with extensive background in child development
and focused, regular, individualized feedback about their classroom
interactions with children.
5. Nearly every
single piece of legislation, policy, or program design requirement
involving early education and child care states that such programs must be
of high quality. But the measures of quality are often limited to program
components; they are seldom direct assessments of children’s
instructional and social experiences in classrooms. Estimates of
“quality” that rely on these proxies may not correspond to the
experiences that produce social and academic skill development.
How Can We Best Measure Quality in the Early
Education Classroom?
The evidence is quite clear that it is the
teacher’s implementation of a curriculum, through both social and instructional
interactions with children, that produces effects on student learning.
Classroom observations thus provide the most valid information on the
educational experiences of young children. Structural indicators, such as
the curriculum being used, teacher credentials, and other program factors,
are only proxies for the instructional and social interactions children
have with teachers in classrooms. Yet many states and localities measure
program “quality” only in terms of proxies—the
credentials of teachers, the size and spaciousness of the facilities, the
amount of learning material available, and the length of the preschool day.
Except for the last characteristic, these “quality indicators”
do not measure what programs offer young children that is educationally
important. Still, these indicators often drive program design and policy.
Even the value of experimental studies of program
quality can be limited, especially when going to “scale.” For
example, experimental work can identify effective approaches to teaching
literacy for the relatively small group of teachers who participate in such
studies. Yet when these approaches are disseminated to large groups of
preschool teachers through districtwide training or college courses, such
approaches typically have a much-reduced effect on outcomes, often because
the quality of implementation is low. In short, teachers’
implementation of instruction through their interactions with children is a
critical and typically underemphasized aspect of early childhood program
quality. Judging accurately the quality of implementation requires
observing what is happening in classrooms.
What Does a High-Quality Early-Childhood Education Classroom Look Like?
The best early childhood teachers are
opportunists—they know child development and exploit children’s
interests and their interactions with them to promote developmental
change—some of which may involve structured lessons and much of which
may not. To be effective, teachers of young children must strategically
weave instruction into activities that give children choices to explore and
play. Several aspects of teachers’ interactive behaviors appear to
uniquely predict gains in young children’s achievement:
explicit
instruction in certain key skills
sensitive and
emotionally warm interactions
responsive
feedback
verbal
engagement/stimulation
a classroom
environment that is not overly structured or regimented.
My colleagues and I examined whether children at risk
of low achievement in the early grades would benefit from being exposed to
high levels of observed instructional and emotional support from teachers.
We studied the effects on two groups of at-risk children: those whose
mothers had less than a four-year college degree and those who had
displayed significant behavioral, social, and/or academic problems. Both
groups were, on average, behind their peers at age 4 and further behind by
1st grade. When the children at risk were placed in high-quality
classrooms, these gaps were eliminated: children from low-education
households achieved at the same level as those whose mothers had a college
degree, and children displaying prior problem behavior showed achievement
and adjustment levels identical to children who had no history of problems.
At-risk children who did not receive these supports did not show these
gains.
The results are consistent with other studies that
show a substantial return (up to 50 percent of a standard deviation on
standardized achievement tests) to achievement from observed classroom
quality, with greater effects often accruing to children with higher levels
of risk and disadvantage. (The size of the well-known racial gap in
test-score performance is between one-half and one standard deviation.)
Experimental studies, although few and involving small numbers of children,
show similar effects. In fact, findings are almost uniform in demonstrating
significant and meaningful benefits for enrollment in early education
settings in which teacher-child interactions are supportive, instructive,
and stimulating. These “effects” studies, however, do not
provide information on the prevalence and distribution of supportive,
“gap closing” classrooms within the system of early education
and care, or how to produce gap-closing settings.
How Good Is the System We Have?
Most children in pre-K, kindergarten, and grade 1
classrooms are exposed to quite low levels of instructional support and
only moderate levels of social and emotional supports—levels that are
not as high as those in the gap-closing, effective classrooms described
above. The quality of instructional interactions, particularly the
dimensions that appear to matter most for children’s achievement, is
particularly poor (see Figure 1).
In nearly every study that includes a large number of
classrooms, there is also wide variability in the opportunities that
contribute to improved achievement. Observations of child-care settings and
pre-K, kindergarten, and 1st-grade classrooms show that some children spend
most of their time engaged in productive instructional activities with
caring and responsive adults who consistently provide feedback, challenges
to think, and social supports. Other children, even
in the same program or grade, spend most of
their time passively sitting around, having few if any interactions with an
adult, watching the teacher deal with behavior problems, exposed to only
boring and rote instructional activities. While children in some classrooms
are exposed to few, if any, literacy-focused activities, youngsters in
other classrooms receive more than an hour of exposure to literacy-related
activities, including narrative storytelling, practice with letters,
rhyming games, and listening. In some cases, even in classrooms right next
to one another that share the same materials and curriculum, the exposure
of children to high-quality learning and social supports is so dramatically
different that one might conclude the difference was planned.
Among the state-funded pre-K classrooms in the NCEDL
study, we found that only about 25 percent of classrooms serving
4-year-olds provided students with the high levels of emotional and
instructional support that are needed. No less troubling is the equally
strong evidence that preschoolers lucky enough to have such support in
pre-K are not likely to be enrolled in similarly high-quality classrooms in
kindergarten or 1st grade. In those grades as well, only about one-quarter
of classrooms are providing the instructional and emotional nurturing that
young children require. Unfortunately, exposure to gap-closing classroom
quality, although highly desirable from nearly every perspective
imaginable, is not a regular feature of early schooling and even less
likely for children in poverty. In other words, the odds are stacked
against children getting the kind of early education experiences that close
gaps. This is not to say that early education does not
work—evaluations of universal pre-K in Oklahoma, for example, show
that enrollment produced gains for children’s achievement. The
challenge is determining how to strengthen and improve the early childhood
education system as it expands.
Training the Teachers
The uneven distribution of high-quality early
education classrooms in the United States reflects several factors. First,
teaching young children is often difficult and uniquely challenging.
Second, teaching in early education programs that target children who live
below the poverty line can be even more challenging, especially if the
class includes many youngsters who need extra support. Teachers in these
programs may require even more assistance than is generally assumed. Third,
the system of early education operates on a shoestring of support: it is
for the most part less well funded than K–12, with classrooms housed
in trailers, basements, or makeshift locations with fewer resources.
Finally, early childhood teachers describe themselves as alienated from and
lacking the supports available in K–12 This is a fragile and
vulnerable system that is increasingly being asked to ameliorate social,
economic, and educational disparities.
Given the early education system in place, what can be
done to make sure those children who most need high-quality experiences
will have them? An obvious place to look for leverage is in the preparation
teachers receive. Unlike the K–12 system, in which the supply chain
for teachers is regulated by a single state entity, training of the early
education and child-care workforce is widely distributed and loosely
regulated. Ninety-five percent of the workforce in formal preschool and
early education programs come from four-year and two-year early childhood
training programs or are certified teachers from the K–12 system.
Much less is known about the training and skills of adults who staff
family-based child care and informal care. In short, there is no easily
identifiable and easily regulated pipeline for training the early education
workforce, a clear challenge for policymakers.
Further, as with program quality, the standard
measures of teacher quality (degrees, experience) are not reliable proxies
for what teachers do in the classroom. So policies that mandate the
accumulation of course credits, advancing in terms of degree status (e.g.,
from A.A. to B.A.), or attending workshops, by themselves are not likely to
produce teachers with high-quality classroom skills or necessarily
contribute to children’s achievement. In fact, the NCEDL 11-state
pre-K study demonstrated that even in state-sponsored pre-K programs with credentialed teachers with
bachelor’s degrees (many of which are located in school buildings),
variation in observed curriculum implementation and quality of teaching was
considerable. Similar conditions prevail in K–12. Even if the entire
early education workforce had four-year degrees, classroom quality would
remain uneven.
What we do know is that pre-K teachers’ training
in child development, experience in working with young children, and
support systems focused on their instructional behaviors and classroom
management do matter—for the quality of both of teachers’
social interactions with children and their implementation of curricula.
Knowledge of child development and application of that knowledge in
preschool settings are emphasized as much in two-year training programs as
in four-year programs, if not more. Thus, when teacher training focuses on
knowledge and skills involved in interacting with young children, it will
likely have more beneficial consequences than simply requiring teachers to
add a course here or there.
Regardless of how they get into the classroom, or
whether they meet state certification, teachers in early education programs
will continue to require training and support if these programs are to live
up to their promise. Thoughtful and effective policies for developing a
professional workforce will have to include a mix of incentives for pre-K
teachers that may be different from those designed for teachers in
K–12; provide training that is focused on classroom practices and the
specific challenges of teaching young children; and improve the alignment
of early childhood education with K–12.
The Challenges Ahead
Findings about the nature and quality of
children’s experiences in early education settings should spark an
interest in raising the quality of classroom supports broadly available to
young children, particularly in settings funded with public dollars. One
option is to focus on structural features of schools and classrooms, such
as teacher education and certification, class size, and curriculum, and
enact policies to ensure that these proxies for quality are uniformly in
place. The available data do not provide compelling support for this
strategy, although it should not necessarily be discarded altogether. Some
core components of the infrastructure may be essential to a system of
educational programming that is both accountable and linked to K–12.
Another option is to focus on what teachers do in
classrooms and find direct ways to measure and improve the instructional
and social interactions teachers have with children. A first step in that
direction would be to standardize descriptions of teacher-student
interactions. A second step would be to design more-effective professional
development and training systems for teachers, a project that could also
benefit K–12. Such systems, if organized around direct assessments of
teacher and classroom quality, based on strong and valid metrics and tied
to new or existing incentive systems, could be a cost-effective means of
producing real change for teachers and children.
Recent work suggests that direct training methods,
such as mentoring and coaching and constructive feedback based on
observation of teachers, can improve early education practice and
children’s performance. My colleagues and I are developing
technologies for conducting classroom observation at scale—in many
hundreds of classrooms. This research involves measurement of settings to
provide data that can support decisionmaking. For example, we find that
repeated observations of the same teacher are highly consistent from day to
day and hour to hour. Thus we suspect any given classroom and teacher may
only need to be observed for a few hours to achieve a reliable description
of practice that could serve as the basis for a professional development
plan. We are also experimenting with alternatives, such as remote
observation, that may keep costs down while ensuring a high degree of
reliability in measurement. It may soon be feasible to observe teachers and
classrooms on an annual basis using an instrument that assesses the
dimensions of classroom experience that contribute to child achievement. Because these measurements are predictive, we
can create video-based models of “high-quality practices.”
These can serve as the basis for courses, coaching, and mentorship of
teachers within systems of professional development designed specifically
to improve teachers’ interactions with children.
Along with observing classrooms and measuring social
and instructional interactions, it is essential to design and test models
for improving teachers’ provisions of opportunities to learn. My
colleagues and I plan to conduct a program of experimental research through
the new National Center for Research on Early Childhood Education. Although
limited at present, such efforts can systematically build knowledge of the
factors that contribute to teachers’ skills in providing strong
instructional and emotional support in the classroom. Daunting challenges
remain, but the science of early education holds considerable promise for
further development and scaling up of effective approaches for training and
supporting the teachers of our youngest, and often most vulnerable,
citizens.
Robert C. Pianta is professor of education at the
Curry School of Education and director of the Center for Advanced Study
of Teaching and Learning, the University of Virginia.
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