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FEATURES: Conservative Internationalism
By Henry R. Nau
Jefferson to Polk to Truman to Reagan
Since world war ii international
relations specialists have debated two main traditions or schools
of American foreign policy, realism and liberal internationalism. Realism
identifies with Richard Nixon and looks to the balance of power to defend
stability among ideologically diverse nations. Liberal internationalism
identifies with Franklin Roosevelt and looks to international institutions to
reduce the role of the balance of power and gradually spread democracy by talk
and tolerance. Generally speaking, conservatives or Republicans were considered
realists
— Eisenhower and Ford — while liberals or Democrats were seen as liberal
internationalists — Truman, Kennedy, Johnson, and Carter.
This debate broke down with Ronald Reagan. He opposed both the realist
containment strategy of Richard Nixon and the liberal internationalist human
rights campaign of Jimmy Carter. He adopted a strategy that used force or the
threat of force assertively, as realists recommended, but aimed at the demise
of communism and the spread of democracy, as liberal internationalists
advocated. Reagan improvised and succeeded brilliantly.1
The Cold War ended, the Soviet Union disappeared, and the United States emerged
as the first preeminent
“global” power in the history of the world. Even former critics now concede that Reagan
was on to something.2
But what tradition did Reagan represent? The debate between realists and liberal
internationalists leaves no explanation for Ronald Reagan
’s eclectic foreign policy choices and the extraordinary outcomes he achieved.
The conventional foreign policy traditions don
’t fit. Realists and liberal internationalists try to claim Reagan but they
distort and miss the novelty of his contributions.3
Others conclude he is unique and “has become a transcendent historical figure,”
not terribly relevant to contemporary debates.4
Still others argue Reagan’s foreign policy had nothing to do with ending the Cold War and subsequently
wound up in the hands of Reagan impostors, the neoconservatives in the George
W. Bush administration, who ran it into the ground in Iraq.5
This essay rejects all of these conclusions. It argues instead that Ronald
Reagan tapped into a new and different American foreign policy tradition that
has been overlooked by scholars and pundits. That tradition is
“conservative internationalism.” Like realism and liberal internationalism, it has deep historical roots. Just
as realism takes inspiration from Alexander Hamilton and Teddy Roosevelt and
liberal internationalism identifies with Woodrow Wilson and Franklin Roosevelt,
conservative internationalism draws historical validation from Thomas
Jefferson, James K. Polk, Harry Truman, and Ronald Reagan. These four American
presidents did more to expand freedom abroad through the assertive use of
military force than any others (Lincoln doing as much or more to expand freedom
domestically by force). But they expanded freedom on behalf of self-government,
local or national, not on behalf of central or international government, as
liberal internationalists advocate, and they used force to seize related
opportunities to spread freedom, not to maintain the status quo, as realists
recommend. All of these presidents remain enigmas for the standard traditions.
The reason? They represent the different and overlooked tradition of
conservative internationalism.6
Jefferson is claimed by isolationists and liberal internationalists, but he was
neither. He doubled the size of American territory, and although this expansion
took place on the North American continent when America was militarily weak,
Jefferson
’s policies can hardly be called isolationist or pacifist. In fact, he used all
the military, especially naval, power that the United States had at the time
and combined threats and diplomacy deftly to seize the opportunity to grab
Louisiana. The Louisiana Purchase may have fallen into his lap, as some
historians later argued, but he had to place his lap in the right position to
catch it.
The Louisiana
Purchase may
have fallen
into Jefferson’s
lap, but he’d
placed his lap
in the position
to catch it.
James Polk expanded American territory by another 60 percent. And, yes, he expanded American freedom — which,
although tarnished by black slavery (which Mexico had abolished in 1829), gave at the time the vote to more white male citizens than any other country
and launched a trajectory of future emancipation that, with all its blemishes,
made America the leading light of liberty in the twentieth century. He was one
of the most ambitious and successful American presidents, and while his star,
like that of Jefferson, has been diminished by rear-view mirror charges of
racism and imperialism, he was, again like Jefferson, a pioneer of his day not
only in expanding liberty and but also understanding the close and reciprocal
interaction between force and diplomacy
— a particular emphasis, as I will show, of conservative internationalist
thinking.
Harry Truman expanded for the first time the cause of freedom beyond the
confines of the western hemisphere and inspired the Cold War policy of
militarized containment that incubated democracy in Japan, Germany, and
throughout Western Europe. Had Truman not inserted American forces on European
soil to stop a potential Soviet advance from Berlin to the English Channel,
liberty might well have been lost in the very countries where it originated.
Ronald Reagan then transformed Truman’s containment policy into a competitive strategy to defeat, not just co-exist
with, the Soviet Union. He saw the opportunity to end Soviet oppression in
Eastern Europe that none of his predecessors saw and ultimately opened the
doors of freedom for communist Europe and a good part of the rest of the world
as well.
Before we consider the conservative internationalist foreign policies of these
four presidents, let
’s look in more detail at the principal tenets of the conservative
internationalist tradition and explore how this tradition differs from realism
and liberal internationalism.
Main tenets
We can summarize the conservative
internationalist tradition in terms of eleven tenets. First,
the goal of conservative internationalist foreign policy is to expand freedom
and ultimately increase the number of democratic, constitutional and republican
governments in the world community. In this respect, conservative
internationalism shares the same goal as liberal internationalism. Modern
conservatives are liberals. They believe in liberty and do not defend the
authoritarian status quo as traditional conservatives did. But they are
classical liberals like Jefferson who embrace the ideas of John Locke and Adam
Smith. They are not social liberals. Like Fredrick Hayek and William F.
Buckley, they shout
“stop” to the ideas of economic and institutional equality when those ideas threaten
liberty.
Thus, conservative internationalists give priority to liberty over equality and
work to free countries from tyranny before they recognize these countries as
equal partners in international diplomacy. Jefferson and Polk were unequivocal
about expanding liberty, even if it involved imperialism, because they believed
that liberty would eventually bring greater equality. By contrast liberal
internationalists give priority to equality over liberty and grant all nations,
whether free or not, equal status in international institutions, because they
believe treating countries equally will eventually encourage liberty. For
conservative internationalists, legitimacy in foreign affairs derives from free
countries taking decisions independently or working together through
decentralized institutions; for liberal internationalists, legitimacy derives
from all countries, free or not, participating equally in universal
international organizations.
Second, conservative internationalism focuses initially on material, not
ideological, threats. In this respect, it shares much with realism. Both focus
on immediate dangers and do not seek military might or imperialism for its own
sake. Poverty (Darfur) or oppression (Myanmar) abroad is not enough to trigger
intervention, as it may be for some liberal internationalists. There has to be
a physical effect on the United States, as realists require, such as terrorist
attacks or oil supply disruptions. In the absence of material threat,
conservative internationalists are perfectly content with domestic
“life, liberty and the pursuit of happiness.”
The difficulty today is that material threats to freedom are more difficult to
perceive. Terrorism is an
“immanent” rather than an “imminent” threat. It is present potentially everywhere in sleeper cells and illegal arms
networks, but it is not visible actually in any specific location until it
happens. Such a threat blurs the distinctions between known threats which can
be contained, emerging threats which can be preempted, and future threats which
have to be prevented. Compared to Soviet missiles, the terrorist threat is more
emerging and future than known. To cope with such a threat, conservative
internationalists expect to have to take more preemptive or preventive actions,
not as matters of choice but of necessity. Neither containment, which realists
recommend, nor treating terrorism as crime, which liberal internationalists
recommend, is likely to suffice.
Reagan made
no secret of
his desire o
revoke the Yalta
compromise
and set Eastern
Europe free.
Third, while conservative internationalism starts with threat and geopolitics,
it does not end there, as realism does. Conservative internationalism seeks a
balance of power that not only defends the status quo but also seizes related
and incremental opportunities to expand freedom. It seeks, in short, a balance
of power tilted toward freedom. Force is useful not just to deter despots but
also to weaken them. Liberal internationalists consider such offensive use of
force as provocative and detrimental to diplomacy. Conservative
internationalists see it as incentivizing negotiations. Jefferson, Polk, and
Truman all positioned forces to seize opportunities to change the status quo.
Perhaps the best example is Ronald Reagan
’s policy toward Eastern Europe. As I recount below, he established early on that
his objective was not just to stabilize Eastern Europe, as containment and
realists prescribed, but to revoke the Yalta compromise and set Eastern Europe
free. This policy did not call for direct intervention to
“roll back” communism. Rather, it was a patient diplomacy of outcompeting the Soviet Union
across the broad front of economic, military, and ideological contestation. Had
Reagan stopped with geopolitics, Gorbachev may have never climbed to the top of
Russia
’s leadership scaffold. Russia needed him to meet Reagan’s deeper
challenge of domestic reform, not merely to stabilize Russia’s military position in Eastern Europe.
Fourth, although conservative internationalism is more ambitious than realism,
it is prudent in picking its targets for expansion. It espies the incremental
opportunities for freedom primarily on the periphery or borders of existing
free societies. Truman succeeded ultimately because he gave priority to freedom
in Western Europe where strong democratic countries (initially Britain and
later France and Italy after they avoided communist governments) surrounded
recent or still fascist ones (pre-war Germany and after the war, Spain,
Portugal, and Greece). He did not get distracted by Eastern Europe, Latin
America, or the Middle East, where democratic influences were much weaker.
Similarly, Reagan concentrated on freedom in Eastern Europe, which is why he
avoided costly military ventures elsewhere.
Both Truman and Reagan accepted the reality that the United States might have to
cooperate with nondemocratic governments in lower-priority areas to secure
freedom in higher-priority areas. Conservative internationalism does not
support a universal campaign to end tyranny everywhere. In theory, it believes
that democracy is universal. But, in practice it promotes democracies where
they are most easily influenced by the proximity and power of existing
democracies. It encourages an
“inkblot” rather than “leapfrog” strategy to expand freedom.
Fifth, conservative internationalism expects to use more force to achieve its
objectives than realism or liberal internationalism. The reasons are simple.
The objective of expanding freedom is more ambitious than preserving stability
favored by realists, and the obstacle to expanding freedom is authoritarian and
oppressive states that readily use force against their own people and thus are
not likely to compromise with other nations, as liberal internationalists
expect, without a contest of strength. As Ronald Reagan once put it pointedly:
“if [oppressive countries] treat their own people this way, why would they treat
us any differently?
” For conservative internationalists, therefore, force is not a “last” resort that kicks in after diplomacy and economic sanctions fail; it is a “parallel” resort that accompanies diplomacy at every turn — demonstrating resolve, creating policy options, and narrowing the maneuvering
room of authoritarian opponents. Conservative internationalists remind us that
there was no diplomatic option of
un inspectors in Iraq (whom Saddam Hussein had kicked out in 1998) until a massive invasion force assembled in the Persian Gulf.
Force is not
a last resort
that kicks in
after diplomacy
fails; it
accompanies
diplomacy at
every turn.
By contrast, liberal internationalists aspire to domesticate world affairs and
therefore play down the use of military force. They do not reject the use of
force. Far from it
— Wilson and Roosevelt, preeminent liberal internationalists, led America into
war. But liberal internationalists believe it is possible to reduce the
salience and use of military force in international affairs. Wilson
’s League of Nations as well as Roosevelt’s un sought to pool national military forces into a single international force which,
because it was now preponderant, could be downsized through disarmament and
arms control to constitute a police force. Diplomacy and international
institutions would suffice to resolve international disputes and, if some
states resisted peaceful solutions, economic sanctions would bring them to
heel. The use of traditional military force was a last resort and then only
with the consent and thus legitimacy of the international community as a whole.
Sixth, as prevalent as force is in a conservative internationalist perspective,
it does not substitute for diplomacy. The best force can do is win a war. It
cannot win the peace. Defeated governments and countries have to be
reconstructed. That
’s a diplomatic task. Thus conservative internationalists give equal weight to
force and diplomacy. They time diplomatic initiatives to coincide with maximum
military strength and know when to cash in military gains to advance diplomatic
ones. The best example here, I will show, is President Polk. He was a master at
marrying the use of force and diplomacy. So was Ronald Reagan.
Seventh, diplomacy for conservative internationalists does not mean primarily
international institutions. Conservative internationalism is not enthusiastic
about international institutions even if, or one might say especially if, these
institutions are effective. It advocates a
“small government” version of internationalism and thus does not favor, like liberal
internationalism, the construction of a world community through centralized
organizations and rules. Nor is conservative internationalism indifferent to
the big government or garrison state implications of foreign policies that
pursue military adventures beyond immediate dangers.7
Conservatives are naturally suspicious of governments and favor self-reliance
and civil society institutions. They take their cue from Thomas Jefferson. In
his first inaugural address, Jefferson said:
“Sometimes it is said that man cannot be trusted to govern himself. Can he then
be trusted with the government of others?
”8 Jefferson laid down the
conservative internationalist precept that the first and
best government is self-government and that national and international
governments should only do what local and national governments cannot do.
Democracy, for
conservative
internationalism,
is not only
a local process,
but also a
difficult one.
Eighth, democracy for conservative internationalism is not only a local process,
but also a difficult one. Culture constrains democracy. It may not make
democracy permanently impossible in some countries, as some realists argue, but
it does make democratic development messier and more imperfect than liberal
internationalists expect. Enduring democracy has three key pillars: regular
(not one-time) elections in which competing parties rotate in power; elected
authorities that control the major bureaucracies, especially the military; and
an independent civil society that protects free speech, private property, and
impartial justice. None of these pillars is easy to construct. Best then to
target democracy where it is most likely to succeed, namely on the border of
existing democracies, and make compromises with authoritarian realities in
other places as long as the process of freedom inches forward.
Ninth, the best tool for inching freedom forward not only in bordering but also
distant regions is economic engagement or the free movement of goods, capital,
and people. Both conservative and liberal internationalists agree on this
point. But liberal internationalists see a greater need to moderate
international markets through international regulations and foreign aid. They
worry about greed and inequality and promote legal structures to restrain
business. Conservative internationalists have more confidence in self-reliant
individuals exercising private choice in a competitive marketplace. They worry
about unaccountable institutions and corruption and rely more on religious and
other moral foundations of society to restrain individual license.
Conservatives see development not as a process of helping others, full stop,
but of helping others help themselves.9
Free trade encourages self-help; aid creates dependency, not only among
recipients but also among donors who become addicted to compassion and
paternalism.
Liberal
internationalists
worry about
greed and
inequality and
promote legal
structures to
restrain
business.
Tenth, and unlike liberal internationalists, however, conservative
internationalists do not expect economic liberalization to lead automatically
to political liberalization. Liberal internationalists believe that powerful
historical forces, particularly the forces of modernization, abet the march of
freedom. The world will eventually become free and force obsolete if prosperity
spreads far enough and diplomacy is patient enough. Conservative
internationalists are not so sure. They support modernization and globalization
but worry that political freedom may not follow ineluctably from economic
development. Ideologies shape human behavior more deeply than material forces,
and cultures do not disappear with prosperity. Fascist regimes in Germany and
Japan modernized but did not liberalize. And China today is modernizing but not
democratizing. Hence it is essential to maintain the role of force should
modernization merely produce stronger adversaries. What is more, modernization
brings new ideological challenges. It secularizes and potentially weakens the
spiritual and moral character of some societies, while it uproots traditions,
especially religious traditions, and radicalizes the politics of other
societies. Conservative internationalists see a continuing role for religion in
a secular world; liberal internationalists tend to see secularism prevailing.
Eleventh, and perhaps most important, conservative internationalism accepts the
premise that public opinion in free societies is the final arbiter of American
foreign policy. Unlike realism it does not assume that foreign policy elites
know best or that public opinion will always accept a policy as long as it
succeeds. But unlike liberal internationalism, it is also not willing to wait
for unanimous consent to act. No democracy requires unanimity to act
domestically, and no community of democracies, let alone institutions that
include both democracies and nondemocracies, should require unanimity to act
internationally.
However, because conservative internationalism expects to use force more
aggressively than either realists or liberal internationalists, it faces a
tougher sell with public opinion. In democracies, public support for war is
limited, especially if casualties persist or the threat is less visible, as in
the case of terrorism. That reluctance, most of us would agree, is probably a
good thing. Hence, when faced with persisting public opposition either at home
or among democratic countries, conservative internationalism is more willing to
scale back or terminate interventions. It seems incongruous to conservative
internationalists to persist in a policy to spread freedom to new democracies
if that policy cannot be sustained by majority support in the old democracies.
The best way to illustrate these eleven tenets of the conservative
internationalist tradition is to explore the policies of the presidents that
pioneered this tradition and compare their policies along the way with other
presidents that fit standard interpretations more easily
— Jefferson with Hamilton and realists, Polk with Andrew Jackson and
nationalists, Truman with Franklin Roosevelt and liberal internationalists, and
Reagan with both liberal internationalists (Jimmy Carter) and realists (Richard
Nixon).
Jefferson — Empire of Liberty
Jefferson is such a protean and complex figure he belongs to every school of
American government and foreign policy. Walter Russell Mead sees Jefferson as
an isolationalist, a foreign policy minimalist much like nationalists or
Jacksonians.10 According to Mead,
Jefferson considered America as an example but not an
exporter of liberty (unlike a liberal internationalist), and he focused
American policy on economic, not security concerns (unlike a realist). Robert
W. Tucker and David Hendrickson, on the other hand, consider Jefferson a
utopian liberal internationalist bent on revolutionizing domestic and
international government while avoiding the military means that would be needed
to accomplish such ambitious ends.11
Both interpretations of Jefferson, as isolationist (nationalist) and
internationalist, are unconvincing. They ignore two aspects of Jefferson
’s diplomacy that stand out in the context of his times. Jefferson was a
passionate expansionist compared to almost all of his contemporaries,
especially the realist Hamilton, and he served as president when America had no
power to speak of, a miniscule navy and an army of less than
3,000 men. Thus, to argue that Jefferson was a foreign policy minimalist who had no
international ambitions or that he was an internationalist who did not use
sufficient power (what power?) seems out of context. In fact, at the time,
Jefferson was ideologically more ambitious and used U.S. military power more
assertively than anyone might have expected under the circumstances.12
Meanwhile, he accorded little influence to centralized institutions. His
abhorrence of federalist powers other than those explicitly provided by the
Constitution was matched by his ambivalence toward international institutions
such as alliances (which was the principal form of international organization
at the time). In short, his foreign policy strategy emphasized a strong role
for both American ideas and American power and a minimal role for central or
international institutions. Jefferson was the first conservative
internationalist president.
Jefferson used
American
military power
to the hilt to
pursue the
Barbary pirates,
even when he
had very little.
Three cases of Jeffersonian diplomacy bear out this interpretation — the dispatch
of the U.S. Navy to the Mediterranean to pursue the Barbary
pirates, Jefferson
’s diplomatic maneuvers to secure the purchase of Louisiana, and his embargo
against England to redress attacks on American shipping. The first case shows
that Jefferson used American military power to the hilt even when he had very
little; the second case demonstrates his deft combination of force and
diplomacy to put himself in a position to purchase Louisiana; and the third
case shows that Jefferson pursued an economic embargo not as a substitute for
war but as a reasonable first step toward war and as a way to buy time if
events should make war unnecessary.
Barbary pirates. Jefferson became familiar with the raids of Barbary pirates in the
Mediterranean when he was ambassador to France in the
1780s. He supported the founding of the U.S. Navy in the 1790s precisely to deal with this threat. Four Barbary
states — Morocco, Algiers, Tunis, and Tripoli — repeatedly raided
European and American shipping and demanded payments to
desist from doing so. No sooner had Jefferson become president in March
1801 than the pasha at Tripoli raised new demands. What conceivable material threat
this distant harassment posed to the United States is hard to imagine. Yet
Jefferson in May
1801 immediately dispatched Commodore Richard Dale and three American frigates plus
an armed schooner to defend American shipping. At the time, this contingent
made up half the U.S. Navy. He did so even though he had not yet appointed a
secretary of the navy (his first four nominees refused the job, some not once
but twice13) and defense spending had
been reduced by two-thirds from $6 million in 1799 to $1.9 million in 1801. This was not the action of a pacifist or realist, since it implied a military
action of choice not necessity, and it stretched American naval resources
beyond anticipated limits. What would the United States do now if enemy raiders
intercepted U.S. ships and impressed its seamen closer to American shores? The
conflict with the Barbary states dragged on for four years, absorbing most of
the U.S. Navy. As Henry Adams noted,
“with the exception of the frigates ‘Chesapeake’ and
‘United States’, hardly a seagoing vessel was left at home.”14
The Barbary
policy included
expansive
ideological aims
and risky —
perhaps even
reckless —
military actions.
Jefferson’s Barbary policy strongly suggests a strategy that included both expansive
ideological aims and risky, critics might say even reckless, military actions.
Jefferson assessed the Barbary threat not in material terms but in terms of his
expansive view of the rights of nations at sea. He believed all nations should
be free to develop trade unless they were direct belligerents in war, and
belligerents had no right to interfere with neutral-country trade even if a
neutral country snapped up trade conducted by peaceful countries that now found
themselves at war (as the United States had replaced French and Spanish trade
in the West Indies). His view then and later in the
1800s brought him in conflict with Great Britain, which claimed the right to
intercept any commerce that involved belligerents at war. Jefferson
’s lofty (realists would say utopian) view of free ships/free goods, not a direct
realist threat, caused him to see the actions of the Barbary states as sheer
piracy which had to be sternly punished.
By pursuing goals unrelated to a direct threat, Jefferson’s views were
clearly liberal internationalist, and Robert Tucker and David
Hendrickson criticize them for being both utopian and pacifist. But, in fact,
Jefferson, unlike liberal internationalists, did back up his goals with almost
every bit of power America had at the time, not only most of the available U.S.
Navy but also a land expedition led by the American adventurer William Eaton
against the pasha at Tripoli, which Jefferson did not authorize but allowed to
go ahead. And, unlike realists, Jefferson did all this without an alliance with
European powers even though they too were harassed by the Barbary pirates. He
acted for the most part unilaterally, and the policy succeeded. In
1805 the Pasha at Tripoli sued for peace and American frigates returned home, just
in time to face a threat much closer to American shores, the blockade of New
York harbor by British frigates. From a fresh perspective, Jefferson
’s Barbary policy looks very much like a conservative internationalist strategy
that differed significantly from both realism and liberal internationalism.15
Louisiana Purchase. The Louisiana Purchase was without question the crowning achievement of
Jefferson
’s diplomacy. It did not just fall into Jefferson’s lap, as Henry Adams later claimed.16 Rather it was a product of Jefferson’s overall strategy that exploited ideas to change circumstances, used the threat
of force and alliance deftly to influence perceptions of the balance of power
in Europe, and exhibited diplomatic patience and timely compromise even when
compromise impinged on principle.
Jefferson was “not only a committed expansionist but among the generation of Founding Fathers
the greatest expansionist.
”17 Already in 1786, he wrote: “our confederacy must be
viewed as the nest from which all America, North and
South is to be peopled.
”18 He did not necessarily
envision a single union of the Americas. As Dumas Malone
writes, for Jefferson
“the Union was always the means, not an end in itself.”19
A great believer in decentralization, Jefferson talked about parallel sister
republics in the Louisiana territory and appealed dispassionately to
“keep them in the union, if it be for their good, but separate them, if it be
better.
” Jefferson did envision a common civil society — similar peoples “speaking
the same language, governed in similar forms, and by similar law.” And he could not
“contemplate with satisfaction any blot or mixture on that surface,” which
excluded blacks and Indians from citizenship.20
He counted on white Americans to settle Louisiana, reform the authoritarian
institutions of Spanish and French rule, and prepare the territory for
statehood (which took ten years).
For this early experiment in occupation and democracy building, Jefferson was
severely criticized. John Quincy Adams condemned Jefferson
’s plan as “complete despotism,” and Aaron Burr subsequently
plotted with authoritarian-minded residents in the
western territories to separate Louisiana from the union.21
But, like a conservative internationalist, Jefferson believed that liberty
preceded equality and union derived from free peoples associating freely, not
from equal participation among diverse peoples some of whom were not free. From
today
’s vantage point, his views are racist and imperialist.22
And I do not make light of these charges. I simply side with Michael Ignatieff’s
position that imperialism and liberty cannot be disentangled: “the problem here
is that while no one wants imperialism to win, no one in his
right mind can want liberty to fail either.”23
At the time America imperialism spread freedom, such as it was then — votes
for more white males — and such as it was to become thereafter — igniting
the Civil War, eventually emancipating blacks, women, and minorities,
and continuing the struggle against discrimination to this very day. For
conservative internationalists, liberty comes first, equality second. Diverse
peoples become equal by accepting the standards of freedom, not by merely
exercising power or sovereignty, as realists believe, or by participating
equally in collective institutions to decide what is legitimate, as liberal
internationalists advocate.
For conservative
internationalists,
as for Jefferson
before them,
liberty comes
first, equality
second.
The knock against Jefferson from a realist or conservative internationalist
position is that he never intended to use force to block a French reconquest of
Louisiana.24
It was all bluff and then dumb luck when Napoleon was unable to call the bluff.
Intentions of course are hard to read. As we
’ve already noted, the United States at the time had little force. So even if
Jefferson intended to use it all, as he pretty much did, it might seem as
though he intended to use very little. The key instrument of force was not
American but British power.25
And here Jefferson succeeded in connecting in Napoleon’s mind
the probability that if Napoleon went to war with England in Europe he
would also have to fight England in Louisiana.
On October 1, 1800 Spain ceded Louisiana to
France in the Treaty of San Ildefonso. Secret and
conditional (on Spain getting a French-occupied duchy in Italy), the cession
revived the prospects of French-British rivalry in North America (which had led
earlier to the French-Indian Wars of
1756–63 and the original French loss of Louisiana). Jefferson cleverly exploited this
rivalry. Learning of the secret treaty in May
1801 before France and England signed a temporary peace at St. Amiens in October,
Jefferson instructed the American minister in Paris, Robert Livingston, to warn
Paris that the cession of Louisiana
“may turn the thoughts of our [U.S.] citizens to a closer connection with her
[France
’s] rival and possibly produce a crisis in which a favorable part of her
dominions would be exposed to the joint operation of a naval [England] and
territorial [United States] power.”26
He reinforced this threat in a letter to Livingston the following April. The
letter informed the French that should they repossess Louisiana,
“from that moment we [the United States] must marry ourselves to the British
fleet and nation.”27 Jefferson knew
that this threat would mean nothing in Paris unless France and
England again went to war:
“I did not expect that he [Napoleon] would yield till a war took place between
France and England, and my hope was to palliate and endure . . . until that
event . . . [and] I believed that event not very distant.
”28
Jefferson was right. Within a year war broke out again between France and
England, and Napoleon, both in anticipation of war in America and because of
the defeat of a French naval expedition in Santo Domingo, sold Louisiana to the
United States.
Napoleon
weighed
American power
in the balance
between France
and England,
and that is
what Jefferson
intended.
Was Jefferson’s threat irrelevant? Adams says yes: “fear of
England was not . . . the cause of the sale.”29
Tucker and Hendrickson say not entirely. They acknowledge that once war broke
out in Europe,
“Napoleon was at pains to see that the United States did not ally itself with
Great Britain.”30
But Napoleon ceded Louisiana, they argue, not to deter an American alliance with
Britain but to build up a new power in America to challenge England
’s maritime dominance. The argument splits hairs. Whether to prevent an alliance
with England or to promote a rival to England, Napoleon weighed America
’s power in the balance between France and England, and that is what Jefferson
intended.
Tucker and Hendrickson argue that Jefferson never offered explicit alliance
conditions that England could accept and therefore never intended such an
alliance at all. But Jefferson
’s coyness has another explanation. Jefferson’s objective was to prevent
both English and French occupation of Louisiana. If
he had to threaten alliance with Britain to prevent French occupation, he also
had to avoid Britain occupation. To that extent, indeed, he did not intend or
want an alliance with Britain. But if no occupation of Louisiana was his
preferred outcome, alliance and possible occupation by Britain was still more
acceptable than French reoccupation. He asked his cabinet to consider the
British alliance, offering three inducements to attract Britain
— not to make a separate peace with France, letting England take Louisiana if
necessary, and granting England commercial concessions.31
The cabinet rejected the last two inducements but authorized alliance talks
“as soon as . . . no arrangements can be made with France.”
So Jefferson did consider reasonable conditions to lure Britain into an
alliance, and the alliance proposal, even without the last two inducements, was
carefully thought out and intentional. As Henry Adams writes, the alliance
“contradicted every principle established by President Washington in power and
professed by Jefferson in opposition.”32
Certainly, Jefferson would not have proposed such an alliance without
considerable reflection. Thus, while visionary, he was no ideologue. He knew
when to sacrifice principle for practice and played a masterful hand at using
British power without really embracing it, unless absolutely necessary, to
influence Napoleon
’s calculations.33
Jefferson played
a masterful
hand, using
British power
without really
embracing it
to influence
Napoleon.
In the end, of course, Jefferson’s diplomacy would not have succeeded without the help of unrelated
circumstances. War in Europe, as Jefferson anticipated, was a prerequisite. But
war alone was not sufficient. War raged in Europe after
1803 when Jefferson tried a similar diplomacy of threatening alliance with England.
He pressured France to persuade its ally Spain to sell the Floridas to the
United States. But after
1803 France was in a stronger position. From 1804 to 1808 Napoleon’s fortunes in Europe steadily improved.
France had less reason to fear British
power, let alone a British-American alliance. Indeed in this period France
hatched plans to invade England. In addition, U.S.-British relations became
more troubled as Britain stepped up impressments of U.S. seamen. Thus in the
earlier period, when France’s position was more precarious and better
U.S.-British relations prevailed, it
is not improbable that Jefferson’s threat of alliance with Britain
was a significant, if not decisive, factor
affecting Napoleon’s calculations.
Embargo against England. If there was any doubt
about Jefferson’s willingness to use force, it should have been dispelled by his ill-fated
decision in
1807 to impose an embargo against all American
trade with England. Yet Jefferson’s critics interpret this decision as
evidence of his determination not to use
military force and of his utopian design to replace the use of military force
with the sanctions and benefits of commerce. In their mind the embargo confirms
both Jefferson’s liberal internationalist bent to transform international politics by
leveraging commerce rather than waging war (what Jefferson called, in the case
of economic sanctions, “peaceful coercion”) and his isolationist bent to withdraw whenever international conflict
threatens — the embargo, in effect, bringing the ships into port and removing the targets
for British aggression.
The criticism is well taken. After all, this time America was attacked, and
instead of going to war, as nationalists such as Andrew Jackson advocated at
the time, Jefferson withdrew the target rather than attack the aggressor.34
In July 1807 a British warship, the Leopard, fired upon an American frigate, the Chesapeake, killing three and wounding 18 Americans. This was the first time Britain attacked a U.S. government vessel as
opposed to privateers or private vessels harassing British shipping. Jefferson
himself called the attack
“this enormity” which “was not only without provocation or justifiable cause; but was committed with
the avowed purpose of taking by force from a ship of war of the U.S. a part of
her crew
” who “were native citizens of the U.S.”35
Yet Jefferson dithered for six months until France and Britain announced in
November even more stringent restrictions on neutral trade. Then he imposed the
embargo that quickly did more harm to American merchants than British
aggressors.
It is hard to
conclude that
Jefferson saw
peaceful
coercion as an
alternative
totally distinct
from war.
Isn’t this proof that Jefferson was anything but a conservative internationalist who
uses military power assertively to expand freedom? Under direct attack, he
eschewed military retaliation and responded with a self-defeating embargo.
Well, maybe. It depends on whether Jefferson intended the embargo as a final or
interim measure, and whether he knew that war was likely to follow but wanted
to buy time both to allow Congress to take the initiative, as he believed the
Constitution required, and to see if events in Europe might lessen the prospect
of war.
Considerable evidence suggests that Jefferson saw the embargo not as an
alternative but as a prelude to military force. His messages and budgets to
Congress at the beginning of
1806 and 1807 increased military spending. Referring in the 1806 message to conflicts with Britain, he said:
“[S]ome of these conflicts may perhaps admit a peaceful remedy. Where that is
competent it is always the most desirable. But some of them are of a nature to
be met by force only, and all of them may lead to it.
”36 After the Chesapeake incident,
as even his critics acknowledge, Jefferson “gave considerable thought to
the prospect of war with England [and] at various
moments in the late summer and fall of
1807 . . . appeared to consider it, on balance, a path superior to a trial at
economic coercion.”37
Thus it is hard to conclude that Jefferson thought of economic sanctions or
peaceful coercion as an alternative totally distinct from war. More likely, as
other evidence suggests, he faced three alternatives in response to the
Chesapeake incident: no response, embargo, or war. He chose embargo as an
intermediate response that might have to be followed by war. He told his
son-in-law in the fall of
1807 that the embargo would likely end in war and in March 1808 he said the time would come “when our interests
will render war preferable to a continuance of the embargo.”38
No doubt he believed that the embargo would hurt England more than it actually
did. But he had reason to believe so. The U.S. share of trade on the high seas
increased enormously from
1801 to 1805.39
U.S. shipping was vital to England. Why not
give this growing form of power a chance to work
before plunging the country into war? After all, war with England was different
from war with the Barbary pirates or war with France in alliance with Britain.
War with England would require a maximum domestic effort and raise all the
dangers for the U.S. constitutional system that Jefferson feared. Why not step
into such a war one toe at a time and in the meantime hope that events beyond
one’s control might obviate its necessity? Nevertheless, war was contemplated and in
the end it followed, not on Jefferson’s watch but under his protégé
James Madison. And when it came, Jefferson supported it unflinchingly.
The knock that Jefferson could not bring himself to use military force in
foreign affairs therefore does not hold up. By imposing the embargo, he used a
new form of economic coercion, albeit initially peaceful (non-military), to buy
time and perhaps avoid the subsequent use of military force. But he did not
believe that economic coercion was somehow not coercion or that it alone might
suffice to bring about peace. He used force less than a nationalist might have
— someone who declares all-out war when America is attacked — but also
more than an isolationist or liberal internationalist would have,
someone who considers trade a positive benefit only or as a substitute not
prelude for war. And he defied realist logic by employing means that went well
beyond his aims (rather than what realists fear, that resources will fall short
of ambitious aims). The embargo, it could be argued, cost almost as much as
war, and it had much less chance of achieving what Jefferson was after, namely
stopping British impressment.
Polk — Manifest Destiny
James polk was without question
one of the most ambitious and successful American presidents
in history. In four years, he expanded American territory to incorporate Texas,
the northwest territory of Oregon, and the southwest territories of New Mexico
and California. And he did all this as a lame duck president facing a phalanx
of presidential wannabes because he promised upon his unexpected nomination in
1844 to serve only one term. But Polk did not succeed without war with Mexico and
without unleashing the passions of the slavery question that led a decade and a
half later to the Civil War. For these reasons, in particular, Polk’s star
has been dimmed by history.40
But the verdict is too harsh. For many, to be sure, the annexation of Texas and
New Mexico/California involved the expansion of slavery not liberty. But for
others it involved the prospect of living under a freer system than existed in
Mexico at the time; and the American system, it can at least be argued, led to
more freedom and opportunity thereafter than would have materialized if Mexico
had retained possession of Texas and the Southwest. One also needs to ask if
there was any way expansion could have taken place without war and if the union
would have been better off had civil war come before expansion. Almost
certainly, slavery would have provoked war at some point with or without
expansion, and the nation was better protected against predatory neighbors
because expansion came before the Civil War. During the Civil War, Britain and
France both plotted interventions from Mexico, but now because of expansion
they did so from less advantageous borders.
Polk’s diplomacy sharply illustrates key tenets of the conservative internationalist
tradition:
1) a clear vision to spread freedom that rises above the ebb and flow of domestic
politics and foreign events;
2) an ambitious diplomacy in which the use of force is a continuing companion of
negotiations, not a last resort after negotiations fail; and
3) a sense of timely compromise that respects the limits of American power and
domestic politics.
Polk’s expansionist aims were never doubted.41
He seized opportunities in the 1840s to spread American liberty and power that even his more illustrious
nationalist predecessor, Andrew Jackson, did not take. In
1836, Jackson had the opportunity of actual war between Texas and Mexico to annex
Texas and did not take it.42
Jackson’s commitment was to union, not the expansion of union. His two terms were
devoted largely to domestic struggles
— the national bank and tariff. By contrast, in 1845 Polk deployed forces to the disputed Texas border to create the opportunity for annexation, albeit at the risk of war. Polk was more
visionary, like Jefferson, and deftly combined ideas and power to change, not
just accommodate, circumstances. He also demonstrated, better perhaps than
Jefferson, the crucial importance of timely links between the use of force and
compromise, especially to sustain the domestic consensus behind the more
assertive use of force. In this respect Polk may have been the most consistent
and complete conservative internationalist.
Polk seized
opportunities
to spread
American
liberty and
power that his
predecessor
did not take.
Annexation of Texas. In his last days in office in March 1845, President John Tyler adopted a House of Representative plan to annex Texas
immediately while the Senate sought to renegotiate the Texas Treaty which Tyler
had negotiated. Polk’s role is disputed, but he at least acquiesced in and
probably accelerated Tyler’s plan.43
In the spring and summer, he sent special agents to Texas to persuade the Texas
government to accept annexation over independence and dispatched an envoy to
Mexico City to warn Mexico against recognizing Texas independence. He also
ordered U.S. troops under Zachary Taylor to move from Louisiana to the Texas
border and sent additional naval forces to the Gulf Coast. By early summer, as
Sam W. Haynes writes, “Washington aimed to send a clear and unequivocal message to Mexico and Great
Britain that it would brook no interference in its plans to annex Texas.”44
This assertive deployment of U.S. claims and forces clearly reinforced local
support for annexation. In June the Texas Congress approved annexation, and in
July a convention ratified it.
Texas annexation might have happened anyway, but a better question to ask,
according to the historian David Pletcher, is why it took so long.45
Other American presidents let divisions in Congress and Texas delay the outcome.
Tyler and Polk did not. And if Polk had dithered any longer, the annexation of
Texas rather than the acquisition of New Mexico and California may have become
the pretext for war with Mexico. Pre-emptive action, if it succeeds, secures a
more favorable position from which to deal with future exigencies.
Oregon Territory. In his inaugural address in March 1845, Polk declared the U.S. claim to the Oregon
Territory to be “clear and unquestionable,” without specifying
whether that claim was the extreme expansionist position of 54 degrees 40 minutes (including contemporary British Columbia) or the more moderate claim of
the
49th parallel (today’s border with Canada). Faced with the
Texas and larger Mexican issues, Polk set
priorities and offered a compromise in July
1845 accepting the 49th parallel. The British refused, demanding arbitration of the issue. Given some
confusion on the British side, his less expansion-minded secretary of state,
James Buchanan, and others urged Polk to resubmit the proposal. But Polk now
displayed patience and looked for leverage to make sure that the next proposal
came from the British.
Polk, more
visionary than
Jackson, deftly
combined ideas
and power to
change, not just
accommodate,
circumstances.
In December 1845 he submitted legislation
to Congress giving notice that the United States would
withdraw from the two agreements with Britain (signed in
1817 and 1826) providing for joint occupation of the Oregon territory. For four months
Congress debated this legislation, finally approving a Senate version that gave
Polk authority to terminate the joint occupation at his discretion. This was
just the sort of leverage Polk wanted. Eventually, in May
1846, the British offered a proposal that, except for limited navigation rights
ceded to the British Hudson’s Bay Company on the Columbia River, was the same as the proposal they had
rejected one year earlier.
Now, suddenly, Buchanan objected. He demanded the more ambitious 54–40 boundary in an attempt to undercut
Polk’s support among northern expansionists. This was just the kind of domestic
political maneuvering Polk had to contend with throughout his presidency. Under
these circumstances, Polk’s patient diplomacy was exactly the right domestic medicine. Offering repeated
U.S. proposals would have simply given Congress the opportunity to dilute his
negotiating position. Instead he rallied Congress to pass withdrawal
legislation that leveraged the British to make the next proposal. To neutralize
Buchanan, Polk asked him to draft the message to the Senate accepting the
British proposal. In an astonishing confrontation with Polk, Buchanan refused.
Polk then drafted the message himself, called a Cabinet meeting, and when
Buchanan objected put him in a room with other colleagues to work out the
differences. After minor adjustments, the message went to Congress and after
assiduous lobbying by Polk passed the Senate comfortably (38–12)
in June. The Oregon issue was settled just in time to let Polk and the country
concentrate on the more recalcitrant issues of New Mexico and California.
Acquisition of New Mexico and California.
Polk’s aim was not just to annex Texas and defend its disputed border with Mexico on
the Rio Grande but to acquire the entire southwest region. Polk was
Jeffersonian and believed that liberty would be better for indigenous peoples
even if it did not involve at the outset equal recognition of nondemocratic
cultures.46 Realists
reject such arguments as mere rationalizations of imperialism, while
liberal internationalists descry them as Anglo-Saxon racism. But conservative
internationalists see this approach putting in place a freer system that over
time does more for individual equality across diverse cultures than might be
achieved if nondemocratic cultures remained in power.
After war
broke out,
Polk
accelerated
diplomacy
each time
he escalated
force.
The conservative internationalist approach does not imply exporting freedom with
a gun. Polk hoped to purchase New Mexico and California without war. And after
war broke out, he accelerated diplomacy each time he escalated force. First, in
July 1845, after Texas ratified union, he took a series of steps to strengthen the U.S.
military position in Texas and the southwest. He ordered Taylor to move as
close to the disputed Rio Grande border as circumstances would permit, alerted
Commodore John D. Sloat, commander of the Pacific Squadron, to keep his forces
ready, appointed the American consul in California, Thomas O. Larkin, to watch
for intervention of foreign powers (read Great Britain), and invited two
aggressive individuals to join the effort to increase military pressure
— sending Commodore Robert F. Stockton, a loose cannon during the annexation of
Texas, from the Gulf Coast to California and communicating with John C.
Fremont, an adventurer and troublemaker in the Oregon territory, to move south
to California. Shortly thereafter, in September, however, Polk embraced
diplomacy. He dispatched John Slidell, a former Louisiana Congressman, to
Mexico to purchase New Mexico and California, warning that if Mexico failed to
cooperate, he would ask Congress for appropriate remedies. The Mexican
government refused to recognize Slidell because they expected U.S.
commissioners to renegotiate the Texas Treaty (based on the Senate plan ignored
by Tyler and Polk). Was Polk deterring or aggressing?47
One answer is neither. He was bent on acquiring the southwest territories and
understood that the best chance to do so without force was to pursue an
aggressive diplomacy backed by force.
The Slidell mission failed, in part because Mexico was deeply divided. The
government fell in December just as Slidell arrived. Now, Polk readied his
second effort at diplomacy backed by force. Without results in Mexico City,
Polk ordered Taylor in January
1846 to move to the Rio Grande, occupying disputed territory for the first time.
Taylor arrived in late March. In late April, Mexican forces attacked across the
Rio Grande, and in early May, after Slidell arrived back in Washington, Polk
asked Congress to declare war. Polk placed Winfield Scott in overall command,
but he and Scott, a presidential aspirant for the Whigs, who were less
expansionist, immediately clashed. and Polk fired Scott. Polk then deployed
forces in three directions. Taylor continued marching into Mexico; Colonel
Stephen W. Kearny led an expedition toward Santa Fe, New Mexico and
subsequently California; and Sloat proceeded to blockade the California coast
and seize ports as possible. Polk signaled that he was flexible on the eventual
border with Mexico as long as New Mexico and California became part of the
United States.48
Santa Anna
agreed to sell
California but
not New
Mexico. But
Polk knew what
he wanted and
waited until he
could attain it.
Once again Polk escalated his peace initiatives in line with the projection of
force. He looked for a leader of Mexico that would sell the southwest
territory. He consulted in February 1846 with an agent of Santa Anna, an aspiring Mexican warlord exiled in Havana. In
July Polk sent Alexander Slidell Mackenzie, the brother of John Slidell, to
consult with Santa Anna, and in August he allowed Santa Anna to transit through
U.S. naval lines on his way from Cuba to Mexico City to seize power. Once back
in Mexico, however, Santa Anna turned against the United States, and Polk’s second diplomatic offensive came a cropper.
Polk turned again to the use of force to bolster his diplomacy. He opened a
second front. Taylor defeated the Mexicans at Monterrey in late September but
then signed an eight week truce, contrary to Polk
’s instructions. Polk ordered a second expedition to seize Vera Cruz, and
overlooking earlier differences, placed Scott in charge. Never relying on force
alone, however, he also escalated diplomacy. In January
1847 he sent a special agent, Moses Beach, to Mexico City. Beach almost got a deal.
Santa Anna agreed to sell California but not New Mexico. Polk refused. His
vision provided him with a bottom line. He knew what he wanted and waited until
he could attain it.
Scott took Vera Cruz in March 1847, and Polk ordered him on to Mexico City, which the Americans stormed in
September. Again, the escalation of force was accompanied by new diplomacy. In
April Polk sent Nicholas P. Trist, a clerk to Secretary of State Buchanan, to
Mexico City. Polk made clear to Trist that the acquisition of New Mexico and
California was his bottom line.49
Trist quickly exceeded his instructions and showed a willingness to forgo parts
of California. Polk recalled him in October. But Trist stayed on, feuding not
only with Polk but with General Scott as well.
Here perhaps dumb luck stepped in. Polk was out of options. The All-Mexico
Movement in Congress demanded the annexation of all of Mexico. Miraculously, or
so it seemed, Trist finally reached agreement on February
2, 1948 in the Treaty of Guadalupe Hidalgo, which
met Polk’s minimum conditions. The treaty’s arrival in Washington
two weeks later undercut the All Mexico Movement, and
the war ended short of maximalist aims.
Polk’s constant attention to the link between force and diplomacy made this
intermediate outcome possible. Relying more on force might have dumped all of
Mexico in America’s lap. Relying more on diplomacy, on the other
hand — for example, accepting Beach’s compromise in 1947 — might have compromised too much. If the United States had acquired all of
Mexico, U.S. frontiers might have been even better protected against future
predators. But how much more would it have cost to occupy and control all of
Mexico? Here is where conservative internationalism respects the balance
between goals and resources. It does not accept the realist or liberal
internationalist admonition that expansionist goals must always be pruned to
match limited resources. But it also does not accept the idea that resources
can always be stretched to accommodate maximalist aims. The expansion of
freedom is an incremental process. Proximate gains outweigh maximalist ones.
Conservative internationalism presses the envelope of forceful change but knows
when to take piecemeal gains and press for further gains on later occasions.
Conservative
internationalism
presses the
envelope of
forceful change
but knows
when to take
piecemeal gains.
Polk’s diplomacy is even more remarkable when one considers the domestic obstacles he
faced. The aims of both conservative and liberal internationalists are
ambitious, but the more assertive military means that conservative
internationalists employ are much more controversial. The trick for
conservative internationalists is to maintain domestic consensus without
compromising aims. Polk faced Whigs who largely opposed expansion by force or
other means. However, he also faced liberal internationalists who favored
expansion but “opposed the use of force to achieve those ends, believing that contiguous lands
would voluntarily join the Union” or “ripen like fruit and fall into
the lap of the United States.”50 In addition,
he faced sectional divisions. Southern Democrats favored expansion
to the southwest but not northwest (Oregon
— see below) because slavery was an issue in the southwest (the Wilmot Proviso
forbidding slavery in the southwest being tacked onto one of the appropriation
bills to buy the southwest territories). Northern Democrats favored expansion
to the northwest but not southwest because slavery was not an issue in the
northwest.
On top of these divisions, Polk confronted a welter of presidential aspirants
fighting to succeed him in
1848 — Buchanan, his secretary of state, who went on to become president in 1857; Henry Clay, the leader of the Whigs, whom Polk defeated in 1844; John C. Calhoun, leader of the southern Democrats in Congress; General Taylor,
who won the presidential election as a Whig in
1848; General Scott, whom many Whigs wanted to be president; and Lewis Cass, the
expansionist senator from Michigan who ran as the Democratic nominee against
Taylor in
1848. Polk was a consummate politician as well as a visionary and imperialist.
Critics contend that he managed all of these diverse interests only by
logrolling them to wage an unnecessary war. But then the war should have
controlled him, not the other way around. In fact, his ability to carve out a
principled but proportionate position between isolationists and opportunists on
the one hand (such as Trist and Buchanan, who were ready to accept any
compromise) and expansionists and racists on the other (such as Cass, who
sought maximalist aims) enabled him to end the war in a relatively short period
of time and in a way that damaged U.S.-Mexican relations, to be sure, but did
not result in the long-term occupation or annexation of Mexico.
Truman — liberty in Western Europe
If harry truman
was a liberal internationalist, he was a different one from Woodrow Wilson or
Franklin Roosevelt. Wilson was a liberal internationalist first class. He
invented the League of Nations and believed collective security would replace
the balance of power and make the world safe for democracy. Franklin Roosevelt
was a liberal internationalist second class. He amended the League idea by
adding the realist component of a concert of great powers with veto rights in
the United Nations Security Council. But he still believed on balance that
diplomacy within the United Nations, especially personal diplomacy, could
manage relations with the Soviet Union peacefully. Truman was a liberal
internationalist third class. He wanted Roosevelt’s scheme to work
but believed on balance that diplomacy would require a more
assertive use of force to contain the Soviet Union and an ideological campaign
to promote liberty and stop the spread of communism in Western Europe. In the
end, had Roosevelt lived and faced the same exigencies, he may have made the
same calls as Truman. We will never know. But, if so, his approach too might be
better called conservative rather than liberal internationalism, because it
tilted ultimately toward the free countries that founded nato
rather than all countries that made up the United Nations, and it deployed
American power for the first time in peace to defend and promote liberty
abroad.
Three postwar developments reveal the conservative nature
of Truman’s internationalism — the tilt in 1945–47 toward a more ideological rather than geopolitical interpretation of the
conflict with the Soviet Union (the Truman Doctrine), the unprecedented
decisions from
1947 to 1949 to commit American military power to Europe in peacetime (nato), and the shift after 1949 away from negotiations with the Soviet Union through the United Nations toward
the containment of Soviet power through alliances in Europe and elsewhere
around the world (sidelining the United Nations).
Roosevelt wanted
Polish elections
to be as pure as
Caesar’s wife.
Stalin replied
that Caesar’s wife
was known to
have her sins.
51 Gaddis,
The Truman Doctrine. Roosevelt was not naïve about
the domestic character of the Soviet regime. He told Joseph Davies, his
close pro-Soviet adviser, “I can’t take communism nor can you, but
to cross this bridge I would hold hands with the Devil.”51
The bridge Roosevelt wanted to cross was managing postwar peace with the Soviet
Union through diplomacy. Truman wanted to cross that bridge too.52
For both, diplomacy had to trump ideology. But Truman and Roosevelt differed
precisely on the question of how diplomacy and ideology interacted. At Yalta,
Roosevelt let ideological differences pass. When Roosevelt insisted that Polish
elections be as pure as Caesar’s wife, Stalin responded that Caesar’s
wife was known to have her sins. Roosevelt let the comment pass. At Potsdam,
when Truman and Churchill complained that the Soviet Union blocked access to
the Balkan countries (Churchill had used the phrase “iron curtain” already in a cable in May
1945), Stalin replied that it was “all fairy
tales.” Rather than let it pass, Truman took Churchill’s side and
rebuked Stalin. Churchill told aides later that evening “if only this
had happened at Yalta.”53
This was an early indication of Truman’s greater awareness that ideological differences might be a decisive impediment
to diplomacy. Two events in
1946 offered further evidence. In February 1946 Truman invited Churchill to speak at Westminster College in Fulton, Missouri.
He not only accompanied Churchill to Fulton and introduced him but read
Churchill’s speech beforehand. Churchill’s “iron curtain” speech
was, as many historians see it, the opening shot of the Cold War. Its
bellicose tone shocked the press, and Truman subsequently tried to muffle his
support for the speech by arguing feebly that he did not know what Churchill
was going to say. But it is inconceivable that he did not know and share
Churchill’s views, unless he was behaving in a totally incompetent manner.54
In September of the same year, William Wallace, Truman’s Secretary
of Commerce and the last holdover of the most liberal
internationalist members of the Roosevelt administration, gave a speech
denouncing what he perceived to be a shift in U.S. policy toward a hard line
with the Soviet Union. Truman initially did nothing, but under substantial
pressure, including from his own Secretary of State, James Byrnes, fired
Wallace a few days later. The two incidents suggest that in Washington, by the
end of 1946, Churchill’s hard line was in, and Roosevelt’s soft line was out.
Eleanor
Roosevelt
remarked that
her husband
thought he’d get
on better with
Stalin than with
Churchill when
peace came.
Might Roosevelt have responded to unfolding events in 1946 in the same way? Perhaps. But
Roosevelt would never have allowed Churchill at
Fulton to put him in a box vis-à-vis the Soviet Union. Roosevelt often
joked that the British “were perfectly willing for the United States to have a war with the Soviet Union
at any time,” and Eleanor Roosevelt once
commented that her husband “always thought that
when peace came he would be able to get along better with
Stalin than with Churchill.”55
And while Roosevelt dumped Wallace for Truman on the presidential ticket in 1944, Wallace’s views about the
Soviet Union were certainly closer to Roosevelt’s views
and those of his pro-Soviet advisers, such as Harry Hopkins and Joseph
Davies, than to Truman’s.
Thus, by the time the British announced in February 1947 that they were pulling forces out of Greece and Turkey, Truman was primed to
identify the ideological sources of Soviet behavior as the root cause of the
failure of postwar diplomacy. The Truman Doctrine, announced in March, appealed
to every nation to choose between two alternative ways of life, one pursuing
freedom, the other oppression. Did Truman hype the ideological threat primarily
to win congressional approval? Realists and liberal internationalists think so,
but Congress and the public needed less encouragement to resist an
expansion of Soviet ideology, which was at stake for the first time in Greece and Turkey,
than a
consolidation of Soviet ideology in Eastern Europe, which the Soviet Union had already
occupied by the end of World War II. Public opinion turned around quickly once
the Marshall Plan made it clear that it was freedom in Western, not Eastern,
Europe that was at stake.
Would Roosevelt have responded in similar fashion to Soviet offensive
intentions?56 Again, perhaps. But
at the very least Roosevelt would have been slower to
conclude that communist ideology mattered. As Wilson Miscamble concludes in an
exhaustive study of the differences between Roosevelt and Truman, Roosevelt
“either downplayed or simply failed to appreciate the ideological chasm that
divided the democracies from Stalin’s totalitarian regime.”57
Truman, by contrast, was accused of turning the relationship with the Soviet
Union into an ideological crusade. Both Truman and Roosevelt were
internationalists, but Truman was a conservative internationalist, more
inclined to see the absence of freedom (access to other societies) as a barrier
to diplomacy and equal treatment, while Roosevelt was a liberal
internationalist, more inclined to see diplomacy and equal treatment as the
only effective way to encourage freedom and eventual access in Eastern Europe.
Truman was
accused of
turning the
relationship
with the Soviet
Union into an
ideological
crusade.
NATO. From 1943 to 1947, neither Roosevelt nor Truman
displayed the conservative internationalist’s instinct
to back diplomacy with the threat of force. Instead, true to liberal
internationalist dictates, they both backed Roosevelt’s concept
of collective security carried out by the un Security Council under Chapter VII of the Charter. National military force
would defer to international military force. Roosevelt pledged to Stalin at
Teheran in November
1943 that the United States would remove all forces from Europe within two years
after the end of the war. He repeated that pledge at Yalta, even as Soviet
forces were rumbling toward Berlin. After Soviet moves in late February/March
1945 to install a communist government in Poland, Roosevelt hinted in his last cable
to Churchill that they would have “to consider most carefully the
implications of Stalin’s attitude and what is to be our next step.”58
Truman had to decide that “next step” and, initially,
his actions did not deviate from Roosevelt’s preference for
collective diplomacy over selective alliances.
Truman’s style differed, to be sure. He talked bluntly to Soviet Foreign Minister
Molotov at their first meeting in April, cut off abruptly Lend-Lease assistance
to the Soviet Union in May (which, however, was a mistake and quickly
reversed), and understood the significance of the atomic bomb as potential
leverage toward the Soviet Union. But, on the ground in Europe, where the
balance of power was shifting daily toward the Soviet Union, he did nothing to
counterbalance Soviet forces for fear of damaging the prospects of cooperation
with Moscow. On the same day he talked tough to Molotov, he rejected Churchill’s
suggestion that Western forces, which had moved about
150 miles beyond the agreed occupation zone in Germany, remain in place as
negotiating leverage with Stalin over Poland and other issues. These forces
were withdrawn on July 1, just before the Potsdam conference. And, if Truman
intended to use the atomic bomb to leverage Stalin at Potsdam, it is odd that
he agreed to the Potsdam meeting before the bomb was clearly in hand. Henry
Stimson, his Secretary of War, called it
“a terrible thing to gamble with such big stakes in diplomacy without having your
master card [the A-bomb] in your hand.”59
His main goal at Potsdam, Truman said, was to gain a Soviet commitment to
participate in the war against Japan. And that he secured on the first day.
Meanwhile, Stalin showed no hesitancy to use force as a bargaining tool. He told
Molotov not to worry about the Yalta clauses on free elections in Poland
because the Soviet Union would be in a stronger military position later:
“work it out. We can deal with it in our own way later.”60
As the war ended, Stalin’s instincts were captured perfectly by his comment to Milovan Djilas, the
Yugoslav communist: “whoever occupies a territory also imposes on it his own social system. Everyone
imposes his own system as far as his army can reach.”61
Truman’s turn toward the more assertive use of U.S. force came later, after the war in
Asia ended. In a letter Truman claims to have read to Byrnes (who denied it) in
January
1946, he said: “Russia intends an invasion of
Turkey and seizure of the Black Sea Straits to the
Mediterranean. . . . Unless Russia is faced with an iron fist and strong
language another war is in the making. Only one language do they understand
— ‘How many divisions have you?’”62
Stalin gave a speech in February 1946 anticipating “a war among
imperialists” and calling on his people to undertake a new armament effort that appeared to
confirm Truman
’s fears. Soviet forces, although having withdrawn from Iran in March, maneuvered
menacingly in the Balkans in August-September. Truman now took his first steps
toward strengthening national force as an instrument of U.S. diplomacy. He
increased significantly U.S. naval forces in the Mediterranean, told a German
audience through Byrnes that U.S. forces would not leave Europe unprotected,
and initiated joint war planning between U.S. and British military staffs.63
In this context, Truman also ordered a report from his hard line advisers Clark
Clifford and George Elsey documenting Soviet treaty violations. But, after
Stalin, warned by spies in Washington, back-pedaled in Turkey, Truman
confiscated the report. He was not yet quite ready to confront Soviet power
with U.S. power.
That moment came in spring and summer of 1947 when Truman decided to take Britain’s place
in Greece and Turkey and to mobilize Marshall Plan aid to help Western
Europe fend off indigenous communist parties. Even then, Truman
’s instincts, like Jefferson’s in the Chesapeake affair, favored economic and political, rather than military, measures. The
Marshall Plan entailed no troop commitments. But Truman, like Jefferson,
undoubtedly understood that economic measures might provoke military ones.
Wallace pointedly called the “Marshall Plan” a “Martial Plan.”64
And very quickly economic initiatives to unite the currency zones of western
Germany sparked geopolitical hostilities when the Soviet Union cut off access
to West Berlin. Now the price of trusting Stalin came home. At Yalta Roosevelt
had failed to negotiate terms for allied access to Berlin, which was inside the
Soviet zone. The only way now to save West Berlin was by military action. The
Berlin airlift began, and plans for
nato followed.
However much
he backed into
it, Truman’s
commitment to
defend freedom
in Western
Europe was
monumental.
However much he backed into it, Truman’s commitment to
defend freedom in Western Europe was monumental. In effect, it
extended the Monroe Doctrine to Western Europe and placed American forces at
risk to defend the “disputed” borders of freedom in Europe, much as Polk had placed U.S. forces at risk to
defend the “disputed” border of Texas. It was a preemptive use of force to deter or, as critics might
say, provoke aggression. Either way, it was a more assertive use of force than
liberal internationalists would support, because they would emphasize the
provocative rather than deterrent effects. Recall that the Soviet Union had
attacked no one’s territory. In Berlin it was arguably doing no more than defending its own
occupied zone. Indeed, for years thereafter, both liberal internationalists and
realists blamed Truman for militarizing the Cold War. But Truman also saw that
his diplomacy was unarmed. As Clark Clifford expressed it later, “there was
really nothing to impede Soviet forces, if they chose to, from just
marching straight west to the English Channel.”65
The days of downplaying or misreading the balance of power in Europe in order to
make cooperation work were over.
Sidelining the United Nations. For Roosevelt, the realist element of the United Nations, namely great power
cooperation in the Security Council, served the liberal internationalist
element, collective security. There was no turning back from collective
security to selective alliances. Returning from Yalta, Roosevelt sounded
exactly like Woodrow Wilson returning from Paris. He called for “the end of the system of unilateral action, exclusive alliances, and spheres of
influence, and balances of power and all the other expedients which have been
tried for centuries and failed.”66
Perhaps such pronouncements were primarily for domestic consumption. But
Roosevelt repeatedly resisted Churchill’s urging for more selective
U.S.-British cooperation to bargain with Stalin. For fdr, “Churchill represented the old
order,” and Churchill’s “willingness to cut
classic spheres of influence deals revealed him in Roosevelt’s
eyes to be at heart just another European politician.”67
Roosevelt bet the house that he could win Stalin’s trust,
and it seems doubtful that had he lived he would have invited Churchill
to Fulton less than a year later to call for a union of Western democracies.68
The Truman
Doctrine
clearly
established a
preference for
working with
free rather
than unfree
countries.
Truman was no less committed to the United Nations. After all, this was the
prize for which the United States had fought the war. As Miscamble documents,
he backed the
un at almost every point from 1945 to 1947, including proposing the far-reaching Baruch Plan to deposit all nuclear
capabilities in a
un Atomic Energy Agency.69
Already by early 1946, however, Truman was looking for alternatives or at least supplements to the un. His alleged letter to Byrnes and his sponsorship of Churchill at Fulton were
early probes. Once negotiations to implement a joint
un military command faltered, he initiated joint war planning with Britain. The
Truman Doctrine clearly established a preference for working with free rather
than unfree countries. In early
1948 Truman backed Britain and Israel, one old and one new democracy, to partition
Palestine and then launch an independent state of Israel against the wishes of
the United Nations (and his own secretary of state). In his inaugural address
in
1949, Truman still backed the un with strong rhetoric, and in Korea he insisted that the United States work
through the United Nations to resist aggression.70
But the circumstances (Soviet absence from the Security Council) that allowed
the United States to move the issue to the General Assembly would not be
repeated again. The un was increasingly a dead letter, and the United States and its allies moved into
a decade of rearmament and selective alliance-building that all but precluded
negotiations with the Soviet Union.
Both liberal internationalists and realists criticized the absence of
significant negotiations in the 1950s, blaming the later Berlin and
Cuban crises on the lack of such negotiations.71
But conservative internationalists, like Truman, saw it differently. When the
Soviet Union exploded its own
a-bomb in September 1949, the calculus of deterrence changed. The
Soviet Union’s advantage in conventional arms now loomed large in central Europe. Ignoring
this advantage and negotiating with no forces between Berlin and the English
Channel only invited appeasement or, at worst, Soviet aggression. Stalin’s
decision to authorize the invasion of South Korea, revealed many years later,
confirmed what might have happened in Europe if the West had not rearmed.
Thus, as conservative internationalists see it, negotiations had to take a back
seat to rearmament in the early
1950s. Negotiations at this point might have been fatal for Central Europe. Germany
was evenly divided between Christian Democrats who put Western integration
ahead of reunification (they were elected to govern in
1949 by one vote) and Social Democrats who put reunification ahead of Western
integration. France was still unreconciled to
nato and especially rearming West Germany. In this situation, if the United States
had taken up Stalin’s offer in 1952 to unite Germany as a neutral country, it might well have tipped the political
balance in Germany to the Social Democrats and given the French a decisive
excuse to oppose the arming of nato. Germany would have been reunited as a neutral country with Soviet armies
massed on its eastern borders and nothing between Berlin and the English
Channel to contain them.
Conservative internationalism does not oppose negotiations, but it conducts them
only from a position of strength and sees efforts to boost armaments in
situations of weakness as not provocative but helpful to motivate subsequent
negotiations. No one understood that tenet of conservative internationalism
better than President Ronald Reagan.
Reagan — liberty in Eastern Europe
Ronald reagan ran
for the presidency against the realist policies of Richard Nixon and Henry
Kissinger because he felt that their doctrine of peaceful coexistence blurred
the ideological differences between the United States and Soviet Union. At the
same time, liberal internationalists criticized Reagan bitterly for rejecting d
étente, building up military capabilities, violating arms control agreements, and
acting without the consent of allies and the un. Reagan was obviously neither a realist nor a liberal internationalist. What
was he then? Reagan was in fact the quintessential conservative
internationalist. He ardently advocated the expansion of freedom, denying equal
status to countries, like the Soviet Union, that were not free. He assertively
pursued the buildup of economic and military power to strengthen and accompany
his diplomacy. And he preferred to work through ad hoc and informal negotiating
mechanisms rather than formal arms control treaties, alliance consensus, and
universal organizations such as the United Nations. Through it all, like Polk,
he maintained a domestic consensus. These emphases are evident in his policies
to promote democracy (the Westminster initiative), challenge the Soviet Union
(with economic growth and a military buildup), and reform international
institutions (leading allies and the un).
For Reagan
the key problem
with realism
and détente
was the moral
equivalence
between
freedom and
communism.
The Westminster initiative. For Reagan the
key problem with realism and détente was not negotiations
between adversaries but the moral equivalence détente
established between freedom and communism. He understood more
instinctively than Truman or Roosevelt that the Cold War began at Yalta and was
a consequence of the nature of closed vs. open societies. For him, no realist
reality, not even the fear of nuclear weapons, could disguise the ideological
differences and make the division of Europe legitimate. On the fortieth
anniversary of Yalta in 1985, Reagan
said: “there is one boundary that can never be made legitimate, and that is the
dividing line between freedom and repression. I do not hesitate to say we wish
to undo this boundary. . . . Our forty-year pledge is to the goal of a restored
community of free European nations.”72
From the earliest days of his administration, Reagan pursued the expansion of
freedom, not the containment of communism. Soviet pressures to crush the
Solidarity movement in Poland in 1981 constituted not just another test to preserve stability in Europe but, as
Reagan wrote in his diary on December 21, 1981, “the last chance in our
lifetime to see a change in the Soviet empire’s colonial
policy.”73 He wrote Brezhnev on December 23 that “the recent events in Poland
clearly are not an ‘internal affair’ and in writing to
you, as the head of the Soviet government, I am not misaddressing my
communication. . . . Attempts to suppress the Polish people . . . could unleash
a process which neither you nor we could fully control.”74
And he told the reporter Laurence Barrett on December =29 that “there is reason for optimism because I think there must be an awful lot of
people in the Iron Curtain countries that feel the same way [as the Poles]. . .
. Our job now is to do everything we can to see that [the reform movement]
doesn’t die aborning. We may never get another chance
like this in our lifetime.”75
Reagan was going beyond containment to regime change. As John Lewis Gaddis
writes, he was returning to the objective Kennan set for containment in
1947: “to increase enormously the pressures under which Soviet policy must operate to
force upon the Kremlin a far greater degree of moderation and circumspection
than it has had to observe in recent years, and in this way to promote
tendencies which must eventually find their outlet in either the break-up or
the gradual mellowing of Soviet power.”76
In his famous Westminster speech in June 1982, Reagan launched “a crusade for freedom” and
expressed his “plan and hope for the long-term” that “the
march of freedom and democracy . . . will leave Marxism-Leninism on the ash
heap of history as it has left other tyrannies which stifle the freedom and
muzzle the self-expression of the people.”77
His first comprehensive statement on U.S. policy toward the Soviet Union, nsdd-75 issued on January 17, 1983, “went beyond what any previous administration had established as the aims of its
Cold War approach” and stated explicitly that U.S. policies toward the ussr are “to contain and over time reverse Soviet expansionism . . . [and] to promote,
within the narrow limits available to us, the process of change in the Soviet
Union toward a more pluralistic political and economic system.”78
Realists
considered
Reagan’s
“crusade for
freedom”
wishful thinking
bordering on
the delusional.
Realists considered this “crusade for freedom” wishful
thinking bordering on the delusional. Liberal internationalists approved the long term
“plan and hope” for democracy but disapproved the aggressive diplomacy and arms buildup to
weaken communism in Eastern Europe and promote regime change in the Soviet
Union.
Economic growth and military buildup.
Reagan was acutely aware in 1981 that
he did not have the resources to challenge Soviet power. In his diary on
July 14, he wrote: “Can we afford to let Poland collapse? But in the state of our present economy
can we afford to help in any meaningful way?”79
Caspar Weinberger, then secretary of defense, told Reagan
that “we don’t have the ability to project
our power that far and we could not, without very
substantial help, successfully come to the aid of the Poles if they were
invaded.” The president responded: “Yes, I know that Cap.
But we must never again be in this position.”80
Hence the early years of his first term were devoted to domestic efforts to
revive both American military and economic capacity. Diplomacy waited until
force backed it up. As Jack Matlock, Reagan’s ambassador to
Moscow, notes, “Reagan was not eager to take up
serious negotiations with the Soviet Union the
moment he took office.”81
He proposed measures such as the zero option on inf missiles and wrote to Brezhnev of his desire to initiate discussions. But he
gave priority to securing his economic and defense programs at home. Only after
the economy rebounded in 1983 and the Soviets became convinced in 1984 that Reagan would win a second term in office
did real negotiations begin.82
Even then, they had to await the arrival of a viable Soviet counterpart in
Mikhail Gorbachev.
Reagan was
accused by
realists and
liberal
internationalists
of abandoning
diplomacy.
He did nothing
of the sort.
Reagan was accused by both realists and liberal internationalists of abandoning
diplomacy. But he did nothing of the sort. Rather he understood as a
conservative internationalist that diplomacy could accomplish little unless the
underlying balance of forces supported it. As he observed in the case of
Poland, the Soviet Union held the military advantage but was vulnerable
economically. The United States had a potential advantage in both military and
economic power but languished in a political malaise inflicted by Vietnam and
stagflation. The objective was to restore America’s
confidence and convince the Soviet Union that it could not win an arms race
without bankrupting its economy. Once this “correlation of forces” was
in place, Reagan had objectives that not only involved the reversal of
communism but the elimination of nuclear weapons and sharing of strategic
defense technologies.83
Reagan’s diplomacy had three features characteristic of conservative internationalism.
It was patient. There was no need to negotiate right away or at all times. You
don’t refuse to talk to your enemies (negotiations over intermediate-range nuclear
forces began in 1981) but you also don’t compromise when you
are weak. You define instead the substantive provisions
you want (in the case of inf the “zero option”) and, if that
is unacceptable to your adversary, you wait while you build up
your strength on the ground.
Muscularity was the second feature of Reagan’s diplomacy.
Threat was not an obstacle but an incentive for negotiation. Among
many policies of pressure (pipeline sanctions, deployment of Pershing and mx missiles, support of freedom fighters, etc.), the
Strategic Defense Initiative (sdi) proved to be Reagan’s trump card. It
symbolized the consequences for the Soviet Union if it did not
change its policies of starving the economy to keep up an arms race. No one saw
these consequences more clearly than Gorbachev. At a Politburo meeting in
October 1985, only six months after taking office,
he warned his colleagues: “Our goal is to prevent the next
round of the arms race. If we do not accomplish
it, . . . we will be pulled into another round of the arms race that is beyond
our capabilities, and we will lose, because we are already at the limits of our
capabilities.”84
Reagan coupled
each use of force
with diplomacy.
SDI came with
an offer to share
missile defense
technology with
the Soviets.
Pressure or military force alone, however, cannot solve international disputes
(even in the case of unconditional surrender when diplomacy follows with a
vengeance). Thus, a third feature of Reagan’s conservative
internationalist diplomacy was timing. Again and again, he
disappointed hard-liners, including some in his own Cabinet, by making
concessions to gain Soviet trust. As early as April 1983, Reagan wrote in his diary, “Some of
the N.S.C. staff are too hard line and don’t think any approach
should be made to the Soviets. I think I’m hard-line and will
never appease but I do want to try and let them see there
is a better world if they show by deed they want to get along with the free
world.”85
Like Polk, Reagan coupled each use of force with diplomacy. The deployment of inf missiles came with a letter to Brezhnev to negotiate. sdi came with the offer to share missile defense technology with the Soviet Union
(shifting deterrence from the macabre strategy of large offensive and no
defensive weapons to the more humane strategy of few offensive and more
substantial defensive weapons). Threat, which conservative internationalists
emphasize, always came packaged with diplomacy, which liberal internationalists
emphasize. The better world Reagan wanted to show the Soviets was visible only
by comparison to an arms race (e.g., sdi) which the Soviets could never win.
Leading allies and the U.N.
Reagan acknowledged the need for allies, especially given American weakness in 1981. “The plain truth is,” he wrote in his diary on January 30, 1982, “we can’t — alone — hurt the Soviets
that much.”86 But he was
determined to lead the alliance, not accept consensus based on the
lowest common denominator. He antagonized the allies by imposing sanctions
against the Soviet pipeline to supply Western Europe with natural gas, even as
he rallied the allies to deploy nato inf missiles in Europe. He formed a core alliance with Margaret Thatcher of Great
Britain on both economic and military matters. Then he aligned in winter 1982
with the new conservative government in Germany to nudge France toward
disinflationary economic goals and in summer 1983 with the socialist government in France to nudge a protest-torn Germany toward nato missile deployments. A reinvigorated and united alliance subsequently
buttressed Reagan’s diplomacy with the Soviet Union. Gorbachev acknowledged as much when he told
his Politburo colleagues in October 1985 that in any arms race “we can expect that Japan and frg [West Germany] could very soon join the American
potential.”87
Reagan did not scorn universal international institutions but sought to reform
them. He rejected summit diplomacy that fueled inflation and a “new
international economic order” that advocated cartels (over
commodities and deep seabed resources) and “global
negotiations.” He considered the United Nations
a “can of worms” and “miserable
place.”88
But at Cancun and g-7 economic summits, he led the effort to revitalize the Bretton Woods
institutions.89
By accelerating the end of the Cold War, he gave the United Nations another
chance to reclaim its original aim of great power cooperation in the un Security Council. The un intervention in 1991 to expel Iraq from Kuwait was a classic example of collective security. However,
international institutions were the caboose, not the engine, of global change.
The engine was free nations led by the United States and its allies.
Reagan was helped, to be sure, by the common threat of Soviet ss-20 missile deployments in Europe, the Soviet military invasion of Afghanistan, and
the arrival of Gorbachev in the mid 1980s. But, even so, as Henry Kissinger concedes, his performance was nothing short
of “astonishing.”90
John Lewis Gaddis offers a more comprehensive assessment:91
What one can say now is that Reagan saw Soviet weaknesses sooner than most of
his contemporaries did; that he understood the extent to which détente was
perpetuating the Cold War rather than hastening its end; that his hard
line strained the Soviet system at the moment of its maximum weakness; that his
shift toward conciliation preceded Gorbachev; that he combined reassurance,
persuasion, and pressure in dealing with the new Soviet leader; and that he
maintained the support of the American people and of American allies. Quite
apart from whatever results this strategy produced, it was an impressive
accomplishment simply to have devised and sustained it: Reagan’s role here was critical.
Lessons for today’s debate
What does the overlooked
tradition of conservative internationalism offer to the contemporary
debate? Preliminarily, four conclusions stand out. Conservative
internationalism offers 1) a more realistic assessment of the contemporary terrorist threat; 2) a more achievable agenda to spread democracy; 3) a keener sense of the linkage and timing of force and diplomatic initiatives;
and 4) a greater willingness to set priorities and be patient in spreading democracy,
trusting more in the local instincts of democratizing peoples and the majority
opinion of the American people.
Terrorism. In today’s debate,
a conservative internationalist assessment of threat is sorely needed.
After seven years of no further attacks on American soil and none in Europe
since 2004–2005, the growing consensus seems to be that there is no longer any threat, at least
none that warrants a long war or continued offensive operations in Iraq and
elsewhere.
Liberal internationalists tell us that the terrorist threat was never so great
that it rose to the level of war. It was always more like the problem of crime,
mostly localized in the Middle East and home grown in Europe in the form of
displaced or
“deterritorialized” Arabs (such as the 9/11 hijackers living in Germany). The misguided campaign in Iraq is what made the
threat global. Moreover, weapons of mass destruction are extremely difficult
for terrorists to acquire. And the idea that established or even rogue states might
transfer such weapons to terrorists is either delusional (read: no
“operational collaboration” between al Qaeda and Iraq) or easily deterred (by tracing the weapon back to
its source and promising unrestrained retaliation).92
Realists identify threats primarily with states and rely on containment to deter
rogue states. Containment, they maintain, worked in the case of Iraq, as
witnessed by the failure to find weapons of mass destruction. It was working in
the case of North Korea until the Bush administration abandoned the 1994 framework agreement. And according to the latest intelligence estimates, it is
working today in the case of Iran. The National Intelligence Estimate (nie) on Iranian weapons released in December 2007 concluded “with high confidence” that
Iran suspended its weapons program in 2003 even though the previous nie released in 2005 argued “with high
confidence” that Iran “currently is determined to
develop nuclear weapons.”93
Conservative internationalists have their doubts. Does the absence of further
attacks on Western countries suggest that the threat was never that great or
that it has been significantly reduced by fighting aggressively on multiple
fronts? Are nuclear weapons difficult for terrorists to obtain, period, or are
they difficult to obtain because aggressive anti-proliferation efforts, such as
the Proliferation Security Initiative (psi), operating outside conventional international institutions, such as the
International Atomic Energy Agency (iaea), have disrupted arms rings, such as the A. Q. Kahn network that successfully
purveyed weapons and missile technologies from Pakistan to North Korea, Libya,
Syria, and possibly other destinations?
Intelligence
on weapons
of mass
destruction is
notoriously
unreliable and
has been for
twenty years
or more.
Are rogue states deterred by containment or do they merely gain valuable time to
develop weapons of mass destruction? And how do we identify and contain what we
find difficult to know? Intelligence on weapons of mass destruction is
notoriously unreliable and has been for 20 years or more. After the first Gulf War in 1991, intelligence learned that Iraq was a lot closer to having nuclear weapons than
it had estimated. We won’t make that mistake again, right? So, before the second Gulf War, The U.S. and
all major foreign intelligence services concluded that Saddam Hussein had
weapons of mass destruction.94
But, as we now know, he did not have them. So, we won’t make that
mistake again, right? Today, if you believe the latest nie, it is “slam dunk” (high confidence)
that Iran does not have a nuclear weapons program. What is
clear from this pathological pattern is that intelligence is almost certain to
underestimate the threat the next time around.
Moreover, even if we could know what we were trying to contain, containment
relies on rational actors. How rational was Saddam Hussein? Saddam could have
retained power simply by coming clean: He had no weapons of mass
destruction.95
If he did not know that he did not have such weapons (because subordinates
refused to tell him what he did not want to know), that’s hardly an
argument for rational decision making. And if he feared domestic and
Iranian foes more than Western forces gathering in the Gulf, that’s
again an argument against rational decision making, particularly after it
became clear to every one by early 2003, including America’s allies France
and Germany, that the U.S.-led coalition in the Gulf was
preparing to attack.
Intelligence
may well
underestimate
the threat next
time. How do
we contain what
we find difficult
to know?
For conservative internationalists, neither the liberal internationalist nor
realist assessment of the terrorist threat is adequate. Jihad or militant Islam
is a global, not just domestic or regional menace, and the ranks of jihadists
are swelling not because the United States is fighting back in Afghanistan and
Iraq but because tens of thousands were trained under the Taliban before America fought back (estimated 60,000) and are being trained today in camps in the border regions of Pakistan as well
as in the Mahgreb, Middle East, Caucasus region, central and southeast Asia.
Tens of millions more fundamentalists are being indoctrinated against the West
in madrassas around the world, and some of them stand ready to join the
regiments of suicide bombers.96
Most troubling of all, moderate Islam, the vast majority of Muslims in the
world, sits on the fence neither joining the jihad against the West nor
condemning it.
So the new threat is bigger than traditional accounts suggest, and it is likely
to last for a long time. Is, then, this long war against militant Islam the
equivalent of the existential threat to the United States once posed by
communism under the Soviet Union or fascism under Nazi Germany?97
No, it probably is not. Even if all of Islam unites one day behind a militant
caliphate, an unlikely if, the threat is not an existential one that seriously
threatens Western values because few in the West believe in militant Islam or
Islam in general, for that matter. Communism and fascism were Western bacilli
that infected Western thought and inspired major political movements inside
free countries in both Europe and Asia. No such support for Islam exists in the
West. Nevertheless, a fundamentalist Islamic threat backed by oil wealth,
should Saudi Arabia succumb, and nuclear weapons, should Pakistan implode,
could wreak massive damage on the West, and the effort to contain and defeat
such a threat could easily achieve the dimensions of another world war.
Thus, as conservative internationalists see it, the terrorist war is a long war
and potentially a world war. But it is not an internecine war. It will be
fought either by reacting to repeated surprises because we drop our guard and
terrorists attack again or by finding a common strategy that does not depend
entirely on intelligence and containment but confronts jihadists preemptively
albeit prudently on multiple fronts
—and respects the good sense of the American people to tell us when we have gone
too far. For, as the American people know, this is not an existential war for
our souls, but for the souls of Muslims.
On the contours
of immediate
threat,
conservative
internationalists
espy
opportunities
to expand
freedom.
Opportunities for freedom. On the contours of
immediate threat, conservative internationalists espy
incremental opportunities to expand freedom. Where are these opportunities
today? The Bush administration identified them in the Middle East. It launched
the Greater Middle East Democracy Initiative to tran |