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FEATURES: Making Democracy Stick
By Gerard Alexander
First, identify the obstacles to stability
An ambitious strategy of
democracy promotion is poised to be a major pillar of U.S. foreign policy
for many years after 9/11, just as Cold War containment, trade liberalization, and
development assistance were pillars of American policy in the decades after
1945. The strategy
of democratization must begin with the moral proposition that “the
call of freedom comes to every mind and every soul,” as President
Bush said in his second inaugural address. But if the strategy is to
succeed, we have to ask and answer some hard questions about what obstacles
exist to achieving stable democracies and how they can be overcome. That
the strategy faces challenges is not doubted, least of all by some of its
leading advocates. Bush acknowledged “many obstacles” to
democratization and called it the “concentrated work of
generations.” British Prime Minister Tony Blair has said that
“democracy is hard to bring into countries that have never had it
before.” Even Natan Sharansky, author of a relentlessly optimistic
appeal for democratization, says that in places like Iraq, democracy faces
“a very difficult transitional period.”1
But these champions of democratization emphasize
obstacles to transitions to democracy rather than obstacles to the stability of democracies
afterward. Bush and Blair and authors like Sharansky and Joshua Muravchik
repeatedly reject the notion that fully functioning democracies may face
more structural obstacles even after they are inaugurated. They especially
reject two long-standing claims: that stable democracy requires certain
cultural preconditions and that stable democracy is possible only above
certain per capita income levels.
There are, indeed, solid grounds for rejecting both:
Several democracies have endured in what are, by the standards of these
claims, inhospitable cultural and economic contexts. But more often than
not, the reasoning of the democratization advocates goes farther, implying
that no societal attributes are necessary preconditions for stable
democracy. Sharansky, for example, sweepingly rejects the “idea that
certain peoples are incapable of democratic self-rule” and the notion
that “there are certain cultures and civilizations that are not
compatible with democracy.”2 Consistent with this, while some programs of the National
Endowment for Democracy (ned) — the main U.S. entity tasked with promoting democracy
— also seek to strengthen existing democracies, most recent U.S.
policies are designed to help tip countries from the authoritarian category
to the democratic.3 That tipping is seen as the biggest challenge.
These advocates offer a powerful justification for
their optimism: the universal hunger for liberty. President Bush’s
letter introducing his 2002 National Security Strategy proclaimed that “People
everywhere want to be able to speak freely; choose who will govern them;
worship as they please.” At a November 12,
2004 press conference, Bush said he believed
that successful democratization among Palestinians “can happen,
because I believe people want to live in a free society.” Standing at
his side, Blair said that “given the chance, [Iraqis will] want to
elect their leaders. Why wouldn’t they? I mean, why would they want a
strong-arm leader who’s going to have the secret police, no freedom
of speech, no free press, no human rights, no proper law courts? The people
want the freedom.” The ned’s “Statement of Principles and Objectives”
states that the idea of democracy is “intrinsically attractive to
ordinary people throughout the world . . . an ideal that billions of people
in all parts of the globe revere and aspire to.” Sharansky says
succinctly that “all peoples desire to be free.”4 These champions seem
to be saying that where there is this much will, a way will be found to
create stable representative institutions — indeed, that will may be the way, especially once
people are offered the opportunity.
But there are compelling reasons to believe that
certain structural conditions threaten democracies in ways that cannot be
overcome simply by a desire for self-rule. If America’s
democratization strategy is to fulfill its early promise, we have to
identify these obstacles and decide how they can be overcome. Recent
history provides a powerful lesson of what will happen if we don’t.
An unsatisfying record
After 1945, western governments launched what became a massive program to spur
economic growth in less developed countries. Like today’s
democratization project, this program was announced in speeches —
such as Harry Truman’s 1948 inaugural address — which called forth the energies of
great nations and fired the imaginations of millions. Like today’s
emerging democratization project, this program was simultaneously noble and
self-interested, since world poverty was seen as the cause of several ills
of global reach, including disease and political instability. And the
economic development program certainly became the concentrated work of
generations. It spawned vast bureaucracies. One expert estimates that
advanced industrialized countries gave $1 trillion (in constant 1985 dollars) in official development assistance to developing
countries between 1950 and 1995
alone5 —
a figure that does not include many more billions in subsidized loans,
forgiven debt, and private charitable donations. The program to spur
economic development ranks as one of the most ambitious collective projects
in history.
Yet it’s difficult to call it a success. Some aid
recipients have become wealthier, but many remain desperately poor, and a
number have even deteriorated economically. Around a billion people are
still estimated to live on less than $1 a day, and many more on less than $2. There is bitter disagreement over
why this is. But we can agree that the universal hunger for wealth was not
sufficient to cause growth. Sustained growth has been achieved in a wide
enough range of circumstances for us to conclude with confidence that no
country is permanently barred from it. But it has also failed to occur so often that we have
to conclude that some conditions must be necessary for translating the
desire for growth into its accomplishment. And it has proven difficult to
identify these conditions. This is why development strategies have shifted
repeatedly, from Truman’s call for the sharing of “industrial
and scientific techniques,” to funding for heavy infrastructure, to
later liberalization, to encouragement of reformist political leadership,
to recent attempts to address dire poverty and achieve the rule of law.
Since growth spurts have fizzled repeatedly in some countries while
igniting again and again in some others, we can also say that the
conditions necessary for growth must be deeply entrenched and are not
things that routinely fluctuate, such as individual national leaders.
Sustained growth is possible in any country; but it appears impossible
under certain conditions, and some of these conditions may characterize certain countries
for many years.
In the same way, stable democracy has occurred in so
many circumstances that we can infer that no country is permanently barred
from it. But democracies have also collapsed after being launched in so
many other cases that we must also conclude that certain conditions must be
crucial for stable democracy. These conditions also seem deeply entrenched,
because democracy, like growth, has proved serially unsuccessful in a
number of countries but highly stable in others. The launching of a
democracy is invariably a great thing, but it is not a great indicator of
what will follow. Charles Krauthammer captured this point in a Washington Post column (March 18, 2005): “We do not yet
know whether the Middle East today is Europe 1989 or Europe 1848” — a reminder that even the countries which have
finally created very stable democracies once could not (in some cases, for
another century after 1848). If stable democracies require certain underlying conditions,
then time is not on
the side of a new democracy that is launched in a country where those
conditions aren’t met or are insufficient.
If this is right, and if the issue of underlying
conditions is not addressed head-on, then there is a very real risk that
half a century from now, people will judge the current democratization
project much as we, today, judge the economic development project: as a
noble but largely unsuccessful effort, one that left in its wake at least
as much disillusionment as accomplishment. The architects and advocates of
democratization have a big stake in ensuring that Natan Sharansky is not
seen one day as the Gunnar Myrdal of a different historical project and
that a future P.T. Bauer does not emerge to show how democratization went
terribly wrong. Everyone has a huge stake in getting the democratization
project right from the start. The first step is to identify the underlying
conditions that stable democracies rely on and to figure out how those
conditions can be promoted.
What stable democracy requires
Democracy is often portrayed as a set of individual rights. Natan Sharansky
tests for its presence by asking, “Can a person walk into the middle
of the town square and express his or her views without fear of arrest,
imprisonment, or physical harm?”6 In the parlance of economists, rights like these are usually
“nonrival goods”: Their exercise by any one citizen has
virtually no effect on their exercise by any other. But democracy has two
other features, concerning contestation and capacities. And these features make stable democracy dependent on underlying
conditions.
First, a regime is a democracy only if contested
elections result in governments that produce economic and other policies
binding on all citizens. Contestation means that parties are able to win
but are willing to lose. In other words, opposition parties have to be able
to compete effectively with those currently in power. They must have the
credible potential to hold incumbents accountable. And voters and parties
must be willing to lose elections. Second, a regime is a democracy only if
policies and individual rights actually are the law of the land, only if
they are effectively enforced. This means that a stable democracy requires
a government with the capacity to enforce both the rules of the game and the policies
produced through those rules against violation or nullification either by
abusive agents of the government itself or by private actors, whether
common criminals or would-be warlords.
A democracy is present only if this willingness to lose
and these capacities to challenge and enforce are present. A democracy is
stable only if these features of democracy are all renewed on a regular
basis. Three broad characteristics of countries shape this willingness and
these capacities. The first two concern the balance of power between state
and society; the third concerns a factor within society itself. First, the
government has to be powerful enough to enforce rights and policies. But,
second, it must not be so powerful that officeholders can become
unaccountable even to majorities of their citizens. And third, the major
political groups must not be so mutually threatening that they would rather
overturn the democratic game than lose an election to their adversaries.
It’s no coincidence that democracies have proven
most stable where these three underlying conditions have been met. These
include today’s North Atlantic region and Australia and New Zealand.
Sturdy democracies also emerged — to the surprise of some — in
several East Asian countries, including Japan and later South Korea, where
strong states are counterbalanced by vibrant societies and economies based
on growing middle classes and where party systems are strikingly compact
rather than polarized. These conditions also more or less characterize some
(but not all) Eastern European countries. They also appear in India, where
an effective state structure left by the British governs a society that is
exceedingly diverse but has not been powerfully polarized ideologically. In
all these cases, governments have authority, but robust societies —
whether wealthy or not, and whatever their cultural origins — ensure
accountability; and major parties are typically not divided by differences
worth toppling democracy for. These are the building blocks of stable
democracy.
Champions of democratization would be right to suspect,
and even bet, that these essential raw materials exist in countries where
authoritarian rulers may nonetheless be clinging to power. In such
countries, if only dictators could be toppled, democracies would be likely
to endure. These conditions existed in several East Central European
countries even while they were still occupied by Soviet troops. They
existed in Spain by the late 1960s, and in Mexico probably by the 1980s, even though well-institutionalized dictatorships
maintained firm grips on power there. Not surprisingly, democratic
processes stabilized soon after being launched in these countries. There
are surely more cases like this, waiting to be tipped into the democratic
category. Malaysia and Singapore are plausible candidates. These countries
are the low-hanging fruit of the ongoing democratization project.
But to say that this applies to all countries is to assume that
the necessary underlying conditions are universally present. This is not
the case. And where it is not, new democracies risk eroding with time
rather than enduring.
Three unfavorable conditions
A new democracy is undermined by one of three main problems: severe political
polarization, an over-powered state, or a too-weak state.
Polarized conflict: In all
democracies, policy disagreements make voters and activists resent losing
elections. But history repeatedly shows that democracy is at dire risk from
“losers” only when the major political groups in a country have
agendas so mutually threatening that their dearest-held interests and
values are at stake. Then, losers can face an unpalatable choice. In
democracy, they fear an overwhelming threat when their adversaries win. But
they might plausibly hope that a sympathetic authoritarian regime would
protect their interests and values while targeting its repression primarily
against their adversaries. Authoritarian “entrepreneurs” (say,
in the military) have often offered losers such protection in return for
support. Many coup plots have been hatched in just this way.
This explains why several times in the twentieth
century, large sectors of the population supported military coups in
Southern Europe and Latin America, countries in which parties on the left
and right were bitterly divided over property rights and religion.7 In the post-Cold War
period, Haiti’s economic elite backed the military overthrow of
elected President Jean-Bertrand Aristide in 1991 when they detected a gathering social revolution from the
left. The next year in Algeria, moderate and secular Muslims and economic
elites rallied behind a military coup rather than lose an election to
Islamists.8 In each case, people constituting a fifth, a third, or more
of the population made a choice that observers can find baffling: They
backed the rise of a regime they knew would rule them by force.
If polarization is deep-running enough, any new
democracy is at risk. Because the conflicts in Haiti and Algeria, for
example, were the result of durable features of these societies, there was
every reason to believe that even if the 1991 and 1992 coups had been speedily reversed, the major political groups would
simply have resumed an unwillingness to lose elections. We see exactly that
in Haiti, where international intervention reversed the military coup there
in 1994. From then
until 2004, Haiti
resembled less a stable democracy and more an armed camp in which major
groups eyed each other with the same wariness as before.9 In 2004, armed groups successfully mounted
a de facto coup. In polarized conditions, time is not on a new
democracy’s side.
Where does this jeopardize the current democratization
strategy? Polarization has famously ebbed in some regions, especially
Europe. But in others it has not, and new instances of polarization have
arisen. Classic and sometimes bitter struggles over land ownership and
income are far from resolved in parts of Latin America. And the rise of
political Islamism since the 1970s may have the same polarizing effect in parts of the Muslim
world as the rise of socialism did in nineteenth- and early
twentieth-century Europe, leaving more moderate Muslims alarmed at the
prospect of ceding power. Wherever agendas are this mutually threatening,
major groups remain unreliable democrats.
Over-powered governments:
In all democracies, incumbents have advantages like patronage and
publicity. But this advantage widens dangerously for any prospective
democracy when incumbents control the central or even sole source of wealth
in a society that is otherwise poor.10 This reaches extreme forms in countries like Saudi
Arabia, where revenue from government-controlled oil represents the taproot
of income on which the entire population is ultimately dependent. When this
happens, regimes often dominate their societies not merely through heavily
funded security forces but also through patronage spending on such a large
scale that few sectors of society remain truly independent of cooptation by
and pressure from the regime. Many (in some cases, most) citizens receive
some benefit at the partial discretion of the rulers — public or
private employment, income support and social services, diverse consumer
subsidies, licenses of all kinds — that they might find reduced or
withdrawn if they supported a true opposition movement. These governments
may not be strong internationally, but they tower imperiously over all
other organizations in their own societies.
State power on this scale does more than make existing
authoritarian regimes resilient; it also jeopardizes any democracy that
might be installed in such a setting. Human nature being what it is, even
democratic officeholders are likely to resort to the use of these same
patronage tools as soon as they come under the pressures of public opinion
and competitive elections. The resulting gross imbalance of power would
mean that truly independent sectors might well be too anemic to police the
state/society boundary that is indispensable to democracy. Concern over
precisely this problem has sparked discussions of how to prevent oil
revenue from being used abusively by future elected leaders of Iraq.11 It also fuels acute worries over whether Hugo Chavez is
using his economic power to subvert democratic processes in Venezuela.
This hazard to democracy exists everywhere that
governments in poor countries directly receive large-scale international
“rents.” This is most visible in oil-awash countries in the
Persian Gulf (and Libya). But other political systems in the Middle East
are heavily affected by it as well, as in the cases of transit rents from
Syria’s oil pipeline fees, the international aid showered on the
Palestinian Authority, and Egypt’s canal income (as well as its
massive annual subsidy from the United States). A number of countries in
sub-Saharan Africa have such impoverished economies that even rents from
mineral exports and from foreign aid (which can comprise half the
government’s budget) give officeholders enough patronage power to
severely distort the viability of an independent opposition. Stabilizing a
new democracy in the shadow of such a state would remain an uphill battle.
Weak governments:
Ironically, democracy is also undermined when the state is too weak, as
Francis Fukuyama has recently reminded us.12 When the government’s capacity to enforce its
will does not extend to substantial parts of a country, democracy is
undermined in several ways. There is no consistent enforcement of
individual rights. The policies produced by democratic authorities are not,
in fact, the law of the land. Instead, people are forced to live with
binding political decisions made by whoever does exercise local power,
typically through undemocratic means. Finally, a too-weak government may
become incapable of defending itself from these substate challengers. We
call these “failed states” and their tormentors
“warlords.” In these cases, the capital city might host a
government that was elected, but the country cannot meaningfully be called
a democracy. It may do no good to temporarily keep the warlords at bay and
hold new elections. If the central state lacks the power to enforce the
rules of the political game, then regional power brokers will resume
undermining the new regime as soon as outsiders look away. The relevance of
the “democratic” label will erode along with it.
Instead of getting rarer with time, weak states like
these have proliferated in the post-Cold War world. This has inspired
extensive discussion of failed states in large parts of sub-Saharan Africa,
especially countries racked by civil wars in West and Central Africa, and
in Afghanistan, despite ongoing improvements there. By the same standard, a
major concern about Iraq is not that the central government in Baghdad
lacks the will to impose order on the Sunni triangle but that it could
conceivably lack the capacity to do so. Wherever this capacity is a serious problem, new
regimes that manage to stabilize are unlikely to deserve the label
“democracies.”
These three problems can also interact —
lethally. Polarization can accompany an over-powered state. It appears that
in Algeria, not only were truly independent “civil society”
groups weak in the face of a state in command of all the country’s
export earnings, but many of them sided with the 1992 coup out of concern that the
Islamists were even more illiberal than the military. And a state can be
simultaneously weak and over-powered. In several African countries and in
Afghanistan for most of its modern history, governments have often been too
weak to enforce the rules of the democratic (or any other) game but too
strong to be challenged effectively by a democratic opposition.13 The result is that elected leaders can degenerate into
enclave rulers jealous of any opposition. Presidents of several African
countries have turned out to be little more than the mayors of their
capital cities.
Rolling up our sleeves
This survey suggests that stable democracy faces daunting challenges in
large parts of the Middle East and North Africa (because of over-powered
states and some polarization), sub-Saharan Africa (simultaneously weak and
over-powered states), and perhaps parts of Latin America (lingering
polarization) and Central Asia and Burma (over-powered states). But this
enables us to ask the authentically optimistic question: What can we do to
promote underlying conditions that are more favorable to stable democracy?
Easing polarization: The
international democratic community can try to help address the underlying
sources of polarized conflict and mitigate its short- and medium-term
effects. At the very least, democratic politicians can be pressured to
moderate. Many Western governments pressed leftist leaders to avoid radical
rhetoric and policies in several transitional cases in Southern Europe and
Latin America in the 1970s and ’80s. Decision-making institutions can be designed to encourage
power-sharing and compromise. Of course, rules can be revised. And advice
can be rejected: The U.S. government repeatedly advised Jean-Bertrand
Aristide to moderate after his original election, after his 1991 overthrow, and after his
reinstallation in 1994. Both these strategies, therefore, have trouble making all sides
to a fierce conflict enter into stable commitments to democracy. But
temporary patches can provide time for more ambitious projects to
accumulate the effects of profound change.
In that spirit, the international democratic community
can attack the sources of underlying conflicts. This will usually be
laborious. Conflicts over religion might be eased through programs aimed at
systematically encouraging moderate religious leaders and teachings.
Western countries have yet to mount a systematic moderating strategy of
this kind in the Muslim world, which would require local interlocutors.
This approach would attempt to counter the Saudi government’s global
program of funding and promoting its radical variant of Islam. Conflicts
over property and income might be eased in agrarian settings through
peaceful land reforms — it is time to revisit the socioeconomic
“hearts-and-minds” components of older counterinsurgency
strategies — and in other settings through programs that enable
social mobility, including micro-lending, tax reform, and deregulation.
Weakening over-powered states: The international democratic community can help create conditions
favorable to stable democracy in countries with over-powered states by
empowering sectors that are truly independent of state control. This notion
lies behind Western programs aimed at “strengthening” civil
society in Africa and the Middle East, which have funded nongovernmental
organizations that provide social services and even those of a more
political (pro-democracy) nature. But this will not result in viable
opposition sectors as long as these ngos are highly vulnerable to being co-opted by the
resource-rich state. One researcher has recently warned that while Middle
Eastern ngos
focusing on social services are “sometimes viewed [by outside donors]
as a potential counterweight to state power,” they are in fact
“largely an extension of” state power because they are heavily
funded by the regimes as well, and their members — such as trade
unionists and professionals — rely on policies made at rulers’
discretion.14 So far, ngos
like these have not acted as effective forces for liberalization and
democratization.
Only a shift in the balance of resources can fuel a
truly independent opposition. This requires that more sectors of the
population develop sources of wealth independent of regime control. Three
main options are on offer. The first is large-scale economic redistribution
that disperses existing economic resources away from rulers and their
economic allies.15 Leaving aside how this might be brought about, this approach
leaves unclear why future regime revenues would not be used gradually to
reassert regime control over the same assets, if under a new guise. A
second option is to steer the future stream of rents away from regime
leaders altogether by setting up an oil fund with specific spending tasks
or directly paying each citizen his “share” of oil revenue on
the model of the Alaska Permanent Fund.16 But there is a problem here. In this scheme, the law
creating the fund is now the guardian of democracy. But what will guard
this guardian from a power-grab by officeholders? This is not an issue in
Alaska, where control of the fund is guaranteed by an already robust
democratic process; it is another matter when democracy is supposed to be
guaranteed by the legal status of a fund.
A third option is for new wealth to be created in these
countries, which would make international rents less important to begin
with. This may sound an odd prescription for, say, oil-rich countries. But
on the whole, their economies have been and remain poor outside of the oil
sector, and it is poverty that magnifies the political importance of
international rents.17 Broad-based and diversified growth might create an
independent middle class and business community of the kinds that have
served East Asian democratization so well. There is a chicken-and-egg
aspect over how to proceed: The policy reforms needed to achieve such
economic growth — reforms ultimately intended to create the basis for
strong democracy — might be unfeasible so long as authoritarian
rulers are determined to monopolize power and its material sources. But the
record suggests that even partial juridical and economic liberalization can
allow enough broad-based growth to create further pressures for
liberalization. For example, the Financial
Times (September 13,
2005) reports that private enterprises have gone
from being a negligible share of China’s economy to what might be a
majority of its gross domestic product today. The most optimistic scenario,
though not the inevitable one, is a virtuous circle between reforms,
growth, and more reforms.
Strengthening weak states:
This may be the most resilient obstacle to creating underlying conditions
favorable to stable democracy. We know frustratingly little about why some
states are too weak to create order, enforce rights, and implement
policies. Correspondingly, the “international community knows how to
supply government services; what it knows much less well is how to create
self-sustaining indigenous institutions,” as Fukuyama understatedly
puts it.18 The sociologist Robert Nisbet argued that people learn to be
part of political society by participating in smaller communities first;
this seems to call for a policy of building states by first strengthening
civil society. But Nisbet was generally describing “Goldilocks”
situations, where the state was neither too strong nor too weak, neither
domineering nor incapacitated. But when states are over-powered, civil
society groups are vulnerable to being co-opted by regimes; and when states
are under-powered, they become vehicles for power brokers emerging from
un-civil society, who have their own agendas and who use intimidation and
force to get their way. The most common alternative strategy for dealing
with weak states is to pour international resources into building up state
capacities — including bureaucracies and security services. This has
often been ineffective; creating a police force and a courthouse does not
necessarily create order or justice. Worse, international projects of
state-building risk creating a repressive state powered by virtue of aid
rents rather than being nourished by roots in the local society. This may
be the result of the European strategy of heavily funding the Palestinian
Authority. The result may even be an enclave state that stifles dissent in
a few targeted zones but is powerless outside them, a state that is too
strong in its headquarters and still too weak everywhere else.
Fukuyama notes the sobering possibility that at least
in some cases, international projects of economic development and
nation-building “have actually eroded institutional capacity over
time.”19 As a result, the international democratic community is likely to
pursue two agendas — development and democratization — that may
at times be at loggerheads with one another. For now, the test case for
U.S. policy toward failed states is post-Taliban Afghanistan, where
elections accompanied the gradual buildup of a military force and a
bureaucracy apparently loyal to the central government and the incremental
degrading of the power of regional warlords. But the pudding is not ready
for eating. We will not know whether weak-state status has been overcome
until the government in Kabul is no longer dependent on foreign aid for its
budget and nato troops
for its security. Until then, we need to pay as much attention to
state-building in Afghanistan as we’re paying to democratization in
Iraq. Until we know more about how to overcome failed-state status, we may
have to accept that many countries in sub-Saharan Africa and parts of the
Muslim world may be the greatest source of frustration for democratizers
for some time to come.
Generations
The truest words about democratization were spoken when President Bush
referred to this project as “the concentrated work of
generations.” And there is every indication that he meant it. The
American call for democratization has been universal, but serious pressure
for it has been more selective, and force has been used against only two
dictatorships, both of which posed direct threats to the wider
international community. To prosecute the war on terror, the administration
has cooperated extensively with authoritarian regimes in Kuwait, Pakistan,
and Saudi Arabia, presumably on the assumption that they will remain on the
scene at least for some time to come. The main change since 9/11 has been that the Bush
administration is not indifferent as to regime type. It actively prefers
democracy whenever that is feasible. It urges democratizing reforms with
unprecedented consistency. And it explicitly envisions a world in which all
countries one day are governed democratically. To realize that vision, we
don’t need to know where democracy will take root next. We need to know under what conditions it can
ever take root.
1 Council on Foreign Relations, “The Power of Democracy,” remarks by Natan Sharansky (November 9, 2004). Available at http://www.cfr.org/pub7676/mortimer_b_zuckerman_natan_sharansky/the_power_of_ democracy.php#.
2 Natan Sharansky, The Case for Democracy (PublicAffairs, 2004), 6, 16. Sharansky does not discuss a single social condition that might make democratic stability less likely. See also Joshua Muravchik, Exporting Democracy (AEI Press, 1991), especially chapter 6.
3 For example, the Iraq project was intended in large part to overcome lingering regional unfamiliarity with democracy and doubts that democratization is feasible. In his second inaugural address, Bush sought to overcome despair among democratic activists currently living under authoritarian regimes. And the United States has ramped up rhetorical and other forms of pressure on dictatorships to persuade rulers to cede at least some ground. Symbolically, the ned’s most recent “strategy document” emphasizes challenges of stability in new democracies far less than did the version adopted a decade earlier. Their content can be compared at: http://www.ned.org/publications/documents/strategy01-1992.html and at: http://www.ned.org/publications/documents/strategy2002.html.
4 Sharansky, Case for Democracy, 17.
5 William Easterly, The Elusive Quest for Growth (MIT Press, 2001), 33.
6 Sharansky, Case for Democracy, 40–41.
7 This is the theme of Gerard Alexander, Sources of Democratic Consolidation (Cornell University Press, 2002).
8 William Quandt, Between Ballots and Bullets: Algeria’s Transition from Authoritarianism (Brookings Institution Press, 1998).
9 Robert Fatton, Haiti’s Predatory Republic: Haiti’s Unending Transition to Democracy (Lynne Rienner, 2002).
10 See, for example, Michael Ross, “Does Oil Hinder Democracy?” World Politics 53:3 (2001).
11 See Nancy Birdsall and Arvind Subramanian, “Saving Iraq from Its Oil,” Foreign Affairs (July-August 2004).
12 Francis Fukuyama, State-Building: Governance and World Order in the 21st Century (Cornell University Press, 2004).
13 Barnett Rubin discusses this pattern in The Fragmentation of Afghanistan (Yale University Press, 2002).
14 Amy Hawthorne, “Is Civil Society the Answer?” in Thomas Carothers and Marina Ottaway, eds., Uncharted Journey: Promoting Democracy in the Middle East (Carnegie Endowment for International Peace, 2005), 93.
15 David Waldner recommends this for Iraq in “The Last Time Iraq Tried a Parliamentary System, It Ended in Failure, Under Circumstances Not Unlike Today’s,” Newsday (January 23, 2005).
16 This has been recommended by, among others, Fareed Zakaria, The Future of Freedom (W.W. Norton, 2003), and Vernon Smith, “The Iraqi People’s Fund,” Wall Street Journal (December 22, 2003).
17 Andrew Schrank, “Reconsidering the Resource Curse: Selection Bias, Measurement Error, and Omitted Variables,” paper presented at the 2004 annual meeting of the American Political Science Association, Chicago.
18 Fukuyama, State-Building, 42.
19 Fukuyama, State-Building, 100.
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