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FEATURES: The "Soft War" for Europe's East
By Bruce P. Jackson
Russia and the West square off
Since the arrest of
Mikhail Khodorkovsky on October 25, 2003, and the subsequent seizure of the Yukos oil company,
democracy in Russia has entered into free fall. It is obvious in hindsight
that the Bush administration badly misread the implications of the
nationalization of “strategic industries” and the concomitant
return of state-directed show trials to Moscow. In the shorthand of
Washington, President Bush and Secretary of State Condoleezza Rice
continued to “see into the soul” of President Vladimir Putin
even as the erstwhile kgb colonel was rounding up the remnants of civic society in
Russia and laying the groundwork for economic and political aggression
against Russia’s neighbors.
Despite statements at the time by President Putin and
Minister of Defense Sergei Ivanov that the government intended to recover
the great power status of which Russia had been unfairly deprived by the
regrettable collapse of the Soviet Union, both Washington and European
capitals refused to see any geopolitical calculation in the methodical
suppression of political and press freedoms and the takeover of the economy
by fsb officers
and Kremlin cronies. Russia apologists on the National Security Council
staff and in American academe argued that what appeared to be, if not
exactly the return of the Stalinist state, at least a lurch in the
direction of czarist authoritarianism, was perfectly susceptible to
reasonable explanation. These transitory phenomena were attributable to the
affinity of the Russian people for “order,” they said, or to
the pent-up resentment of the Russian narod against their predominantly
Jewish oligarchic oppressors, or to the residual humiliation the voters
felt as a consequence of our ill-considered decision to “win”
the Cold War. Nothing could convince Western decision makers that something
more sinister and more consequential might be underway. This was the
counsel of “realism.”
Opinion differs as to precisely when the propensity to
see Putin as a necessary partner gave way to the realization that a
dangerously revanchist state was on the rise in Europe’s East. For
Russian civic society activists it was clear that the relatively brief
period of liberalism, Moscow’s fleeting Prague Spring, had ended in
the course of 2004
with the suppression of independent journalists, the wholesale replacement
of elected regional governors with Kremlin appointees, and the initial
attacks on nongovernmental organizations. For the democracy community, the
Orange Revolution in Ukraine during the winter of 2005–06 was the watershed event.
The repeated assassination attempts on Victor Yushchenko, the blatant
involvement of Russian security services in Ukrainian politics, and the
provision of massive financing and a troop of political advisors to
Moscow-controlled parties presaged the reappearance of a new Comintern in
the former Soviet Union. For Europe as a whole, it was the Ukrainian gas
crisis in January 2006 that convinced its leaders that a resurgent and menacing
Russia had stolen a march on the West and now threatened the independence
of Europe’s East with its newly developed energy weapon. With its
influence and financial power, the Russian state could reach the German
chancellor and into the inner circle around President Bush.
It is not clear when, in the course of the destruction
of Russian democracy and the rise of post-Soviet authoritarianism, the U.S.
administration realized that its Russia policy had failed. For most of 2005, those senior officials who
would discuss the subject pointed to the constructive role that Russia was
likely to play in negotiations with North Korea and subsequently in the
crisis over Iran’s nuclear pretensions. When these partnerships
proved ephemeral, America’s Russian hands fell back on the vaguer
argument that Putin was likely to moderate his anti-democratic behavior at
home and his growing imperial tendencies abroad as the all-important g–8 summit on July 15–17 in St.
Petersburg approached. (It would not be until two months before the summit
itself that Vice President Dick Cheney would announce a shift in U.S.
policy in a speech in Vilnius, Lithuania.)
In the event, moderation was the furthest thing from
the mind of President Putin. By spring 2006, Putin had succeeded in forcing the closure of U.S. bases in
Central Asia through the adroit use of the contrived Shanghai Cooperation
Organization (Russia, China, Kazakhstan, Kyrgyzstan, Uzbekistan, and
Tajikistan), which he created for the purpose of countering Western
influence. He had propped up Russian-proxy dictators in Uzbekistan,
Turkmenistan, and Belarus. His key political advisor, Gleb Pavlovsky, had
publicly suggested that it would be advisable for the Georgian people to
simply assassinate their president, Mikheil Saakashvili, to avoid a Russian
military attack. (Interestingly and perhaps tellingly, Pavlovsky
recommended a single-bullet shot, a reminder of the Chekist assassinations
in the South Caucasus in 1920–21 as Bolshevik forces moved South.) And in April, less than
three months before the g–8 summit itself, Moscow embargoed the import of wine from
both Moldova and Georgia, devastating their economies in retaliation for
their democratic deviationism.
It is increasingly difficult to avoid the conclusion
that what is underway in and around the former Soviet Union is a struggle
between the “soft power” of Russia and the “soft
power” of the West for the political orientation of the countries in
Europe’s East, for economic influence in these regions, and for the
extension of their respective alliance systems and multilateral
institutions. The West has a strong preference for liberal democracies, for
free market economies integrated into the world trading system, and for
countries that work well with the European Union’s Neighborhood
Policy, the osce’s
peacekeeping and election monitoring missions, and nato. Putin’s Russia seeks a
Moscow-dominated system of authoritarian states and the odd dictatorship, a
“Near Abroad” economy hostage to Russia’s energy monopoly
and trade within the Common Economic Space, and the complete rejection of
European and Euro-Atlantic institutions. Both Russia and the West are
prepared to organize their “soft power” — from economic
and market influence, to democracy support and denial, to aggressive
diplomacy — to create a region in their own image.
Let us be cautious in our description here. These
developments constitute no return to the days of “superpower
rivalry” and Cold War. There is no arms race between the United
States and the Soviet Union. There are no “proxy wars” raging
between Washington and Moscow on continents distant from one or the other. nato is mainly concentrating
these days on “out of area” missions ranging from the Balkans
to Afghanistan to Sudan, not on supposed invasion routes through the Fulda
Gap. The Warsaw Pact is gone beyond hope of reconstitution. Loose talk in
Moscow refers to the return of a U.S. policy of “containment,”
but the Russia of 2006 is hardly in pursuit of imperial conquest, as in Afghanistan,
or the establishment and subsidization of puppet governments far from home;
there is no revisionist, expansionist power for the United States to
contain, nor does the rise of one on Russian territory seem likely. So we
are not facing Cold War redux.
But we should not hesitate to state plainly what we do
face: namely, a “soft war” over influence, alignment, and
values. Today, one can identify three distinct campaign objectives in the
political competition for Europe’s East. The United States seeks to
protect and perpetuate democracy in Ukraine and Georgia and potentially
extend these democratic developments to the resolution of “frozen
conflicts” on Moldovan and Georgian territory. The United States
seeks to construct a trans-Caucasian energy route that would link the
energy supplies of Central Asia and the Caspian Sea to European markets,
breaking the monopoly on transit Moscow currently enjoys and exploits. And
the United States seeks to ground the newly independent democratic states
of Southeast Europe and the former Soviet Union in Euro-Atlantic
institutions, beginning with the entrance of Romania and Bulgaria into the
European Union in January 2007 and continuing with invitations to Albania, Croatia,
Macedonia, Georgia, and Ukraine to join nato before the end of the decade. These three objectives of
democracy support, energy independence, and Euro-Atlantic institutional
integration define the theater of soft power competition.
Not surprisingly, there are historical precedents for
competition in the borderlands of Europe and Russia. The most famous of
them is surely the “Great Game” in Central Asia, played by
imperial Russia, the Ottoman Empire, and Victorian England throughout the
nineteenth century and into the first decades of the twentieth. Throughout
the nineteenth century, the Black Sea was the Western theater of the Great
Game in Asia. Bessarabia (today’s Moldova) and the “Armenian
Question” were then the topics of conversation in London society.
Military campaigns in the North Caucasus and Crimea were the subjects of
Tolstoy’s novels. Odessa was an important cultural and economic
center. And European powers struggling to preserve their great power status
competed, on occasion romantically but always murderously, to be the
ordinating powers in the region. More than 150 years after the Charge of the Light Brigade up the
slopes of Balaklava during the siege of Sevastopol, it is the region we are
now beginning to call the Greater Black Sea that commands the attention of
the West and which will define relations between Russia and Europe in the
first decades of the twenty-first century.
Since the nato Istanbul Summit in July 2004, the idea of pursuing an integrated Western strategy towards
the Black Sea region has steadily gained ground. Rather surprisingly, this
has occurred without a great deal of argument or objection. No one seems to
doubt that the greater economic and political integration of the littoral
states of the Black Sea would be in the interest of the Euro-Atlantic
community. No one questions the attractiveness of nascent regional security
arrangements to prevent trafficking and proliferation and to improve
border, maritime, and air traffic surveillance.
Indeed, the single greatest impediment to the
development of strategy has been the problem of an alphabet soup of ad hoc
institutions (guuam,
bsec, cdc, and Black Sea Forum)
competing to become the executive agent of the Black Sea project. But even
Turkey, which traditionally has guarded its historical status as the
arbiter of Black Sea geopolitics jealously, has stuck to its own problem of
knitting closer ties with the European Union. That is to say, there are no
objections to the self-determination of Black Sea states — until we
ask the Russian Question.
Actually there are many Russian Questions. How can an
integrated Black Sea region be built without the consent of Russia? Should
we force an alliance of young European democracies in the Black Sea to
accept an imperial Russia, which is neither democratic nor European, as its
dominant member? How can we hope for regional economic integration (and
ultimately European integration) if Russia continues to drown the
beginnings of free trade with energy mercantilism and state-sponsored
organized crime? How can we build a region of peace and prosperity,
resembling today’s Mediterranean, when Russia obstructs the
resolution of frozen conflicts and foments secession and worse throughout
the region? This is what is meant by the central question, “But what
are we going to do about Russia?”
This article will make the case that a European
strategy for the Black Sea region is, by definition, a revisionist strategy
and will necessarily be competitive with Russia’s perceived
interests. We will examine the aspects of competition with Russia in the
political, economic, and security dimensions. Finally, we will outline the
necessary components of a Black Sea strategy capable of contending with the
problem of Russia.
Revisionist objectives
It goes without saying (or should) that states with interests in the
Black Sea region can be divided into two camps: those that prefer to keep
things as they are, or even as they were in a previous century, and those
that propose to change the historic order of things and to create a new and
modern geopolitical system in the region. Russia is the preponderant,
indeed the sole, exponent of the status quo position, and the littoral
states of the region, which have organized such precursor structures as the
Black Sea Forum, are the proponents of regional revisionism or, to call
things by their true name, democratic revolution.
There is very little in the current status quo, to which Russia is deeply
committed and to which Russia is daily contributing, that could serve as a
foundation for a geopolitical system of a European character. The new Black
Sea strategy seeks to replace the classic nineteenth-century
balance-of-power system dividing political, economic, and military control
of the Black Sea between the Russian and Ottoman Empires. Just as
certainly, the new Black Sea strategy seeks the end of the Soviet-legacy
Russian military presence in the region and of ethnic and secessionist
conflict. In the economic field, the status quo is inextricably linked to
criminal trafficking, gray domestic economies, and predatory Russian
business practices and acquisition.
The central tenet of a Black Sea strategy is,
therefore, geopolitical revisionism. For this strategy to succeed, it will
have to serve to change things — actually, almost everything. At
a minimum, this strategy must bring about three major revisions:
The replacement of Russian, and to a far lesser
extent Turkish, domination with a cooperative, interdependent, and
self-determining system of regional democratic states. We wish to replace a
hybrid system (nineteenth-century czarist militarism replete with
twentieth-century Soviet overtones) with a regional system that
recapitulates the evolution of the European Union — from basic
economic cooperation, to shared security, to shared governance
The replacement of a mercantilist economic
system further distorted by its dependence on criminal enterprise and
illegal trade with a transparent, transnational free trade system,
conforming to the standards of the wto and European Union, in the areas of labor, investment,
and safety (both personal and environmental).
The demilitarization of the region, including
the withdrawal of Russian troops, bases, and weapons, and the replacement
of foreign dictat
with a shared security system along the model of nato and the European Union. This
revision would not only change the military composition of the region, but
also would overturn the norms that have permitted an unstable and
anachronistic militarization to persist into the twenty-first century, such
as the 1936 Montreux
Convention establishing Turkish military control over the Dardanelles.
While the vast majority of Europeans and Americans
would agree that the Black Sea would be a far more peaceful and prosperous
region were the three changes described above to result from our efforts,
many object that there is no diplomacy that could persuade Russia to agree
to and accept such changes — and that without Russian acquiescence,
the strategy is doomed and even dangerous and destabilizing to attempt.
It is certainly true that revisionist strategies are
unlikely to accomplish by persuasion, cooperation, and partnership the
overthrow of an entrenched, well-armed, and sometimes violent status-quo
Russia. But what this criticism really points to is the narrow and
unsatisfying limits of a policy of partnership and cooperation with Russia.
It is not an argument that the West should abandon its revisionist goals of
strengthening democracy, expanding prosperity, and completing the whole of
the European peace. If a vacuous partnership with Russia militates against
change in the geopolitical circumstances of post-Soviet states, we must
consider the possibility of a competitive strategy, one which recognizes
that Russian objectives and Western objectives in the Black Sea are
fundamentally at odds, and that this contradiction can be resolved only by
a test of political will.
Competing with Russia
The most important aspect and the greatest difficulty of competing with
Russia in the Black Sea is that this competition is and will remain limited
in its means and in its aims. We are not talking about the reconstitution
of a bipolar, global system which pits Soviet totalitarianism against the
Western democracies. Our objectives are limited and the field of
competition is relatively constrained. This regional competition does not
touch on the military power of Russia and the United States; it is more of
a competition in the soft powers of Russia, Europe, and the United States.
In effect, Moscow and the West are competing to be the
first to organize a soft-power alliance system in the greater Black Sea
region. Moscow is resolved to organize its Near Abroad as a system of
economic and autocratic dependencies with itself as the Great Power at the
center of the system. The cis and the Common Economic Space were precursor models of the
more militant and aggressive model that now confronts us in the Black Sea.
By contrast, the West proposes to organize a more
clubby relationship between independent democracies, based on mutually
beneficial trade relations, collective security mechanisms, and shared
membership in Euro-Atlantic political institutions. Again, this is a
Mediterranean-type system.
What defines and limits the competition between these
two objectives are their differences. Where they do not differ or where the
strategy is silent there is no competition. (They do not obviously differ
on terrorism or Islamic extremism, and they are so far silent on
counterproliferation and may be assumed not to conflict.) On the other
hand, the Russian and the Western strategy profoundly conflict in the major
fields of soft power: economy, democracy, and security (including conflict
resolution). Let us examine each in turn.
Economic competition. With
Russia’s announcement that its “strategic industries” are
the exclusive preserve of the state and that energy has become a weapon of
state power and a vehicle with which to restore Russia’s Great Power
status, it is obvious that the competition is not just between firms
according to generally agreed market-based rules but over the rules
themselves and the political objectives underlying them. Though this more
fundamental competition is not occurring on a global scale, it now defines
the political contest in Europe’s East. In response, the United
States has developed and proposes to implement a countervailing energy
strategy that aims to secure alternative energy supplies for Europe and to
break the fsb-directed
Gazprom monopoly on the energy security of Europe. This may be a quiet
competition in which the creative capacities of nations compete on the
playing fields of capital, resources, and markets, but it would require
Panglossian self-delusion to believe that this is not a competition.
The largely U.S.-driven energy security strategy is
focused on a very limited objective: the development of an alternate
Southern transit route for natural gas from the Caspian and Central Asia to
Europe. It is not an Anglo-German race for naval mastery; it is not even a
discussion of Norwegian supplies or Baltic Sea pipelines. Logically, it is
very little more than building out the original Baku-Tbilisi-Ceyhan concept
to include Kazakhstan, Turkmenistan, Ukraine, Bulgaria, and Romania. It is
little more than the effort of a Western consortium to break
Gazprom’s monopoly on the supply of energy and its transit to Europe.
Few would disagree that commercial competitions of this sort are a good
thing and serve to bring down prices and improve service.
Political competition. Similarly,
we are an alliance of democracies with nations and peoples that broadly
share our values. Our views on the possibility of democracy in
Europe’s East and on the self-determination of post-Soviet states are
in direct contrast to Russia’s views. The pro-democracy policies of
Washington and Brussels are opposed to the anti-democracy policies and
theories of “managed democracy” advanced by Putin.
Conceptually, these two views are incompatible. The dispute between them
cannot be resolved to the satisfaction of one party without the surrender
of principle or the political abdication of the other. While less obvious
than the competition for secure energy, the pursuit of democracy in
post-Soviet space is unavoidably a competitive strategy.
The Ukrainian and Georgian-inspired Community of
Democratic Choice (cdc) is a competitive, but still limited, strategy. The primary
emphasis of the cdc
lies in the internal reform of these democracies, the resolution of
conflicts and the closely related drive to eliminate Soviet-era corruption,
and the integration of both Georgia and Ukraine into nato and the European Union. Beyond the
expression of solidarity with democratic civic groups in Belarus and
Central Asia, the cdc does not aim at the strategic rollback of Russia or the export of
democratic revolution to the rest of the post-Soviet space. In fact, it is
rather surprising that the cdc is doing little more than asserting the
self-determination of democratic states and a commitment to address issues
about their future in a European manner (peacefully, collegially, and with
a view to seeking an ever closer union). It is a competitive strategy, but
in a very small space.
Security competition. As
Russia and the West have conflicting economic and political interests, so
too do they have divergent interests on security. It is in our interest to
resolve the region’s “frozen conflicts” by peaceful
means, and it is manifestly in the interest of Russia to perpetuate the
instability of secessionist enclaves by sabotage and paramilitary violence
if necessary. It is in our interest to project the security institutions of
Europe into the Black Sea region (nato’s Membership Action Plan and Active Endeavor, the
naval surveillance program aimed at terrorism and trafficking), and it is
just as clearly the purpose of Moscow to close the Bosporus to Europe. At
its core, the struggle for a European security system in the Black Sea
brings the tactics of Trotsky into collision with the political philosophy
of Schuman and Monnet.
The Romanian-led Black Sea Forum seeks to build the
first skeletal security structures in the Black Sea region, much as the
Stability Pact did originally in Southeastern Europe. Much of the
discussion will be focused on joint surveillance, border monitoring, and
the exchange of data on trafficking and organized crime. Although Russia
clearly opposes even these modest initiatives as tantamount to the entry of
the Western Powers into the Black Sea, this is not an argument about much.
It is highly likely that the Russia-nato Council will continue through the struggle to
strengthen Black Sea security and stability and that Russia will have a
seat at the Black Sea Forum while the mechanisms to eliminate its coercive
influence in the region are being developed.
The overall Black Sea strategy proposed thus has layers
of cut-throat commercial competition, direct political rivalry, and a very
subdued contest between security bureaucracies around a conference table.
True, it signals the end of an era of proposed partnership, at least in the
region. But this admission entails no geopolitical brinksmanship, just
intellectual honesty. The embrace of a competitive strategy in the Black
Sea entails no more risks in the region or to our relations with Russia
than we are already running. It only improves our chances for success.
Five elements
There are five central components of the overall Black Sea strategy,
none of which can be implemented without formally recognizing that the West
intends to defeat Russia in the fight for the independence of the Black Sea
democracies. These components include:
An energy security policy which competes for the
ownership and transit of Caspian and Central Asian gas and oil reserves to
Europe along a trans-Caucasus corridor into both the Western Ukraine and
the Turkish pipeline system. This strategy must be a joint U.S.-eu strategy and, in addition to
the construction of trans-Caspian and trans-Black Sea pipelines, would
entail the imposition of limits on the import of Russian gas and oil into
the eu, barriers to
Russian investment in Europe’s energy infrastructure, restrictions on
Russian access to European capital and stock markets, and the
diversification of Europe’s sources of energy.
A vocal democracy strategy which offers
financial, military, and political support to post-Soviet democracies in
their struggle to break away from Russian imperialism and local
authoritarianism. The recent militancy of European and U.S. responses to
the dictatorship in Belarus provides a promising beginning. This strategy
would aim to counter and undermine the bullying rhetoric of the Kremlin
against the “color revolutions” and any post-Soviet state
foolish enough to embrace democratic change. This strategy would involve a
doubling of funding for democracy promotion in both the U.S. and Europe,
and the formal encouragement of ngos to contest the Kremlin’s message.
The aggressive championing of front-running
democracies in the Black Sea, notably Ukraine and Georgia. If one new Black
Sea democracy succeeds in breaking completely free of the Russian
geopolitical and economic orbit, then the argument for the Black Sea as
part of Russia’s Near Abroad and the key to its claim for great power
status collapses. This strategy would require active diplomacy toward these
two states and significant foreign aid.
An “Open Door” to European
institutions. At its heart, a competitive strategy must demonstrate that
the countries of the Black Sea have a credible European future as an
alternative to political serfdom. nato in its Membership Action Program and the European Union in
its Neighborhood Policy and Stabilization and Association Agreement (saa) negotiations must affirm
this alternative. This strategy does not ask if Russia will accede to these
democracies’ joining nato and the eu; this strategy stands on the certainty that Russia is actively
working to keep these countries from reaching Europe.
The penetration of European institutions,
markets, and investment in the Black Sea. Closely related to the prospect
of European integration for Georgia and Ukraine is the reciprocal movement
of Western institutions eastward through the Bosporus and across the Black
Sea. We should want nato exercises off the coast of Transdnistria. The United States should
negotiate a free trade agreement with Ukraine. The Neighborhood Policy
should include a permissive visa regime, liberal market access, and
incentives for foreign direct investment in both Ukraine and Georgia. And
both countries should be welcomed into nato’s Membership Action Plan in November 2006 and into nato in 2008. This strategy calls for the rapid and wholesale
institutionalization of heretofore ambiguous post-Soviet space.
It has become evident, particularly in Putin’s
second term, that cooperation and partnership with Russia will not and
cannot provide a foundation for democracy, peace, and prosperity in the
Greater Black Sea. We cannot expect Moscow to be any more constructive in
the Black Sea than it was in reuniting the Baltic states with Europe. When
Putin embarked on a militant competition with the West on the fringes of
Europe and threatened both our democratic objectives and energy security,
joining him in this competition became a strategic imperative.
This strategic shift has already begun in the region
and in interagency working groups in Brussels and Europe, all of whom are
designing component strategies aimed at countering Russian influence. The
collective objective is, however, narrowly focused and does not threaten
Russia’s vital interests — only its imperial pretensions and
its penchant for bullying weaker neighbors. The strategy aims to limit the
economic, political, and criminal influence of Russia in Europe’s
eastern neighborhood, to open up the Black Sea region to European
institutions and the possibilities of European integration, and to
safeguard the Euro-Asian energy corridor. This will require competing with
Russia along a series of shifting points in the Black Sea and placing
Russia on the defensive (as Russia has repeatedly attempted to do to the
West).
This is a strategy we have not sought but which has
been forced upon us. The only choice is between a grudging and tentative
competition, which shies from its objectives and disguises its conviction,
and what this paper recommends: a vocal and resolute strategy of
competition (and where necessary, confrontation) aimed at ending the
instability and poverty of the Black Sea and opening the doors to Europe.
Having argued that a militant competition or
“soft war” with Russia in Europe’s East is inevitable, I
should also address the question whether it might be desirable. Many
liberals in the United States and, perhaps, a majority of our European
allies have argued that the exercise of “hard” military power
is dangerously counterproductive, even immoral, in a nuclear world, and
that legitimacy lies in the organization of the various “soft”
powers of Western liberal democracy. Conservatives, in turn, have argued
that we should be prepared to defend the central values of Western
civilization (representative democracy, free markets, and free trade and
association). It would seem that a competitive response to Russia’s
soft war against the fragile eastern extent of the Atlantic Alliance meets
both conditions. Surely it is not a corollary of faith in “soft
power” that one must give up when one’s own soft power collides
with that of another.
Moreover, the absence of a competitive defense of the
values shared between the United States and Europe will only embolden an
irredentist Russia and set the stage for far more unpredictable conflicts
between increasingly vulnerable and desperate states. The soft war with
Russia offers the United States and its European allies the opportunity to
hand Russia a significant defeat of its ideological aspirations without
posing an existential threat to Russia itself, its territory, or its
people. A successful democracy in Kiev, a competitive European market in
gas and oil supplies, and a Georgia in the early stages of nato’s Membership Action
Plan will not threaten any legitimate Russian security interests, but it
will send an unambiguous message about the power of Western norms and the
acceptable standards of international behavior. These are points that could
usefully have been made clear to President Putin years ago and now cannot
be avoided.
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