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FEATURES: Necessary Impeachments, Necessary Acquittals
By Tod Lindberg
Damning facts, dubious laws, and the separation of powers
I MPEACHMENTS HAVE BEEN sufficiently rare in our national political life to make
generalizing about them a risky undertaking. Granted, too, the proximity of the
impeachment and acquittal of President Clinton and the still-raw feelings it engendered
may have led us to a heightened concern with the subject in general, perhaps inflating out
of due proportion the importance of impeachment in American history.
Yet Clintons impeachment by the House followed by the Senates unwillingness
to remove him is one of four cases, each involving impeachment and acquittal, that can
fairly be called epic confrontations, both politically and constitutionally. In the
details of these four cases Supreme Court Justice Samuel Chase in 1804, Judge James
Hawkins Peck in 1830, President Andrew Johnson in 1868, and President Clinton in 1999
lies a tale of lasting significance broader even than the tumultuous issues that
came out as these impeachments unfolded.
In these four spectacular clashes, a fascinating pattern presents itself. It is the
story of how resort to the Constitutions ultimate sanction became inextricably
entangled with one or another law that was itself fundamentally suspect constitutionally.
These laws amounted to grave extra-constitutional disturbances to a carefully wrought
constitutional system based on the separation of legislative, executive, and judicial
powers. It was these disturbances around which sentiment for removal gathered in the first
place only to dissipate in the end.
Three conditions
W HY WAS PRESIDENT CLINTON impeached? And why was he acquitted? What were the causes?
It is, of course, possible to answer this question at various levels of abstraction,
and accordingly to take his case as a window of one sort or another on the condition of
American politics, culture, society, and the rest. There should be little doubt that
Clintons impeachment and acquittal will long stand as a major feature of the
American political landscape. Aspects of the events of 1998-99 will long be adduced as
evidence in theories about our times and mores. But short of this abstract inquiry, highly
subject to disagreement as it is, there are a few specific aspects of the Clinton affair
that most people, perhaps, would readily agree were necessary conditions for impeachment.
First, the president was unwilling to restrain his own conduct at a time when the
ongoing Paula Jones case put him at risk of exposure of the relationship, and he was
willing to be deceitful in court about it. Obviously, if Clinton had walked away from
Monica Lewinskys overtures, none of what happened next would have happened. Not only
the presidents opponents, but also many of his allies, were quite clear in their
view that the president recklessly and shortsightedly failed to conduct himself in a
manner consistent with his office. He himself was responsible for that improper conduct.
There was no deflecting responsibility to others.
Had the Jones case been settled earlier, before Clinton was called to answer about
other women with whom he might have been involved, there would of course have been a
political cost to the president both for settling and in the event that information
about recent sexual encounters became public but no impeachment. Similarly, had the
Supreme Court ruled that the president is constitutionally immune from civil suit while he
is in office, as Clintons lawyers urged and the court unanimously rejected, or had
Congress passed a statute creating such limited immunity, there might once again have been
embarrassment in the event of disclosure, but there would likewise have been no
impeachment.
And it seems unlikely that, if Clinton had told the whole truth in the Jones case, the
ensuing sex scandal would have led to his impeachment. Although the presidents
defenders argued otherwise, most of those who favored impeachment insisted that the sexual
relationship itself was not the issue, but rather lying under oath and obstruction of
justice. Given the narrowness of the eventual vote in favor of the two articles, it seems
unlikely that a mere "morals" charge, in the absence of conduct arguably
criminal, could have gained a majority vote in the House.
The second necessary condition was the control of the House of Representatives by the
presidents political opposition. This point hardly needs belaboring. When the House
voted December 19, 1998, approving articles charging the president with lying to a grand
jury and obstruction by votes of 228-206 and 221-212, no more than five Democrats voted in
favor. There is little reason to think that a Democratic House of Representatives would
have voted even to begin an impeachment inquiry. It is possible, given the statements made
by Democrats, that the House and then perhaps the Senate would have sought to pass some
resolution of censure against Mr. Clinton for his conduct, whether out of the heartfelt
conviction that what he did was wrong, as many Democrats professed, or out of a perceived
political need to offer a response. But its hard to imagine more than that.
If these were necessary conditions for impeachment the presidents own
conduct in the context of the Jones case and the control of the body with impeachment
power by his opposition were they also sufficient conditions?
In the light of the huge role in the impeachment process played by independent counsel
Kenneth Starr, it is difficult to say that the two preceding conditions would have been
enough. It was Starrs office that, upon obtaining evidence of perjury and
obstruction in the Jones case, began an investigation. Nor was this solely a criminal
investigation, designed to lead exclusively to a decision on whether or not to prosecute
Clinton at some point, perhaps after he left office. The law requires the independent
counsel to forward to Congress evidence of impeachable offenses by the president or other
officials. If not as a constitutional matter, then certainly by statutory authority,
Starrs office carried the impeachment process forward by gathering, over the
course of nine months, evidence about the presidents actions; by discussing the
investigation with the media, in a fashion Starrs office believed consistent (but
the presidents lawyers believed inconsistent) with the requirements of grand jury
secrecy; then by forwarding to the House a report detailing that evidence and listing the
independent counsels view of the impeachable conduct; then by the testimony of Starr
himself as a witness before the House Judiciary Committee.
Moreover, at numerous points in the course of the Starr investigation of the Lewinsky
matter, members of the Republican congressional majority, including the House leadership
and many members of the House Judiciary Committee, preeminently Chairman Henry Hyde, made
a point of deferring to Starrs investigation. Hyde took it as his duty to let the
Starr inquiry run its course before acting on the allegations of perjury and obstruction
being bandied about. A July 30, 1998, statement was typical: "I dont want to
hurry or press or push the independent counsel. I dont want it to appear that
were driving his inquiry." Other members of both parties, and for different
reasons, frequently said in response to questions about what the presidents fate
should be that they were refraining from making any judgments until the independent
counsel had finished his work. Whether this was sincere open-mindedness or simply a way of
evading the question, these members of the House majority themselves placed Starr at the
center of the process. And certainly the presidents staunchest defenders placed
Starr at the center as an out-of-control prosecutor obsessively pursuing the
president for partisan and perhaps puritan reasons.
The Constitution vests the House of Representatives with "the sole power of
impeachment," and one might say that until the House voted to undertake an
impeachment inquiry, no such proceedings were under way. But this is surely an exercise in hair-splitting. The
independent counsel statute that Congress itself passed and that the president himself
signed explicitly assigned the independent counsel a fact-finding role that could lead to
impeachment proceedings. The law requires that the independent counsel advise the House
"of any substantial and credible information which the independent counsel receives,
in carrying out the independent counsels responsibilities under this chapter, that
may constitute grounds for an impeachment." In the relevant period, Congress, the
White House, and anyone paying the slightest attention understood that Starr was the
central player and awaited his report. It is absurd to contend that the arrival of the
report in Congress marked the beginning of a process, rather than some point well
advanced. And finally, the House Judiciary Committee itself legitimized the centrality of
Starrs role by conducting very little fact-finding of its own, instead basing its
proceedings on the evidence he gathered. So firm was the committees embrace of
Starrs material that the majority did not feel a need to try to resolve the
discrepancies Starr presented in various witnesses accounts of certain events; the
committee majority felt, in Hydes view, that Starrs fact-finding provided more
than enough evidence to proceed with impeachment articles. "We had 60,000 pages of
testimony from the grand jury, from depositions, from statements under oath," Hyde
said. "Thats testimony you can believe and accept." The search for
certitude in murky areas was a task that could be left to a Senate trial.
We might try to speculate about what would have happened had there been no independent
counsel investigation under way at the time Linda Tripp met with Paula Joness
lawyers and led them to questions that might ensnare the president if he answered
untruthfully. Tripp professed, at one point, that her reason for taping her conversations
with Monica Lewinsky was self-protection: She feared being called upon to commit perjury.
Yet it seems clear she also intended to inflict as much political damage on the president
as possible. In the absence of an independent counsel to whom to take her information, she
might have delivered it to the Justice Department, or to the Jones cases Judge
Wright, or to Joness lawyers, or to the Judiciary Committee, or to the media.
Regardless of which course she chose, it seems likely that the information would have
become public, probably by her own agency at least to judge by the
behind-the-scenes actions of Tripp and her confidante, Lucianne Goldberg, described by Newsweeks
Michael Isikoff in his account of how he came to break the story, Uncovering Clinton: A
Reporters Story (1999).
Then what? No one can say with certainty, of course. But surely there would have been a
substantial outcry. The conservative editorial pages would have demanded an investigation.
The presidents detractors would have had a field day. The salacious details of the
story would have outed. Judge Wright, one assumes, would have viewed Clintons
deception just as seriously and unfavorably. But what about the road to impeachment?
In order to conclude that Starrs role wasnt also a necessary condition for
impeachment, we must imagine the House Judiciary Committee, on the say-so of its chairman,
deciding solely on the basis of the Tripp accusations to look into the matter,
notwithstanding the presidents denial. It seems reasonable to assume that Lewinsky
would not volunteer further information. At some point, to proceed with the fact-gathering
it would be necessary to compel her testimony.
What would Democrats on the Judiciary Committee have made of this? What about the
presidents other defenders? They would surely not have idly acquiesced. Recall, too,
that when the story broke, its main focus was the independent counsel investigation into
perjury by the president in the Jones case. In the absence of such an investigation, and
given only an investigation (or merely the possibility of one) by the
Republican-controlled Judiciary Committee without, in short, Starrs official
quasi-criminal, quasi-impeachment inquiry into the presidents actions
Clintons defenders would surely have had even better success portraying the matter
as base snooping into private conduct motivated by mere partisanship.
Such is the firestorm that would have greeted any Judiciary Committee fact-finding on
the Lewinsky matter. While some gop members would certainly have wanted to proceed Rep. Bob Barr
of Georgia, after all, had called for the presidents impeachment before anyone had
ever heard of Monica Lewinsky one wonders how committed other members of the
Judiciary Committee majority would have been.
The House leadership would presumably have had some sway over the course of events as
well. Subsequent revelations about House Speaker Newt Gingrichs own extramarital
affair at the time give one cause to wonder whether, without an independent counsel to
defer to, he would have supported an inquiry by the House whose first question would be
whether or not Clinton had a sexual relationship with Lewinsky. In the event, Gingrich
told the Washington Post in August 1998 that "a single human mistake"
would not constitute grounds for an impeachment inquiry. "I dont think the
Congress could move forward only on Lewinsky, unless [Starr] had such a clear case, such
an overpowering case." He also said the matter was "not about scandals in the
gossipy sense or sexual behavior in the gossipy sense. Its about whether or not the
law has been violated, and if so, is it a pattern of violation [or] is it a one-time event." The speakers
words here can perhaps be seen now to have had a greater sense of personal urgency than
was apparent at the time.
In addition, let us not forget the legal mandate of the independent counsel: to advise
the House of "substantial and credible information . . . that may constitute grounds
for an impeachment." The Constitution calls for removal "on impeachment for, and
conviction of, treason, bribery, or other high crimes and misdemeanors." Which
conduct, precisely, falls within the compass of "high crimes and misdemeanors"
has been disputed by scholars, politicians, judges, and the public since the debate over
the ratification of the Constitution itself. The statute here gives the independent
counsel the first judgment on the subject of what might constitute an impeachable offense.
In the absence of an independent counsel to make a determination on what might or might
not be considered impeachable, the Judiciary Committee majority would have to make that
decision itself. To be sure, the Judiciary Committee did not accept all of Starrs
charges, and the House accepted fewer still. But it was Starr who, in effect, had the
first opportunity to define the scope of impeachability. He presented a lengthy document
and numerous boxes of evidence to the House, to which the Judiciary Committee would have
to react. Would the Judiciary Committee have gone as far as Starr on its own?
Finally, as it happened, the full House rejected an impeachment article approved by the
committee charging the president with lying under oath in the Jones case. The
perjury-related article approved by the House concerned lying before Starrs grand
jury. In the absence of the presidents appearance there, House members would have
been forced to confront head-on whatever underlay their greater reluctance to recommend
Clintons removal for the conduct that started all of the trouble in the first place.
Perhaps Judge Wrights ire, coming not after impeachment and acquittal, as it did,
but at her own pace, would have galvanized the Judiciary Committee or the House as a whole
into action it would not otherwise have taken; on the other hand, one might as plausibly
speculate that many members would have been perfectly content to let her contempt ruling
and the fine she imposed on Clinton stand as sufficient rebuke to his conduct.
Perhaps a House vote to impeach the president could have resulted even in the absence
of the independent counsel investigation. Obviously, the answer is unknowable. But the
obstacles in the way of such an outcome look formidable indeed. If the presidents
own misconduct in the context of the Jones case and the control of Congress by his
political opponents were necessary conditions for impeachment, the independent counsel
investigation, which was undeniably central to the process as it actually unfolded, looks
to have been no less necessary.
The independent counsel problem
T HE INDEPENDENT COUNSEL LAW, first passed in 1978, has its origins in post-Watergate reforms
aimed at ensuring accountability for criminal misconduct at the highest levels of the
executive branch, where a president might have a political interest in ignoring or even
covering up wrongdoing. Critics of the law, mostly conservatives initially, argued that it
was unconstitutional: The power to prosecute is one of the essential powers of the
executive; the Constitution vests sole executive power in the president; therefore, a
prosecutor acting outside the authority of the president would necessarily be a
constitutional anomaly.
In addition to the constitutional affront to the separation of powers represented by
the office of independent counsel, critics pointed to numerous other problems with the
law: Unlike an ordinary federal prosecutor, an independent counsel has a limitless amount
of time and unconstrained resources to pursue wrongdoing on the part of a particular
individual or group of people. Ordinary prosecutors begin with evidence of a crime and
then try to identify its perpetrators. An independent counsel investigation can be
triggered merely on the basis of "specific" information, requiring "further
investigation," "from a credible source" about criminal conduct by a person
the law covers conditions easily met. Once appointed, the prosecutor, with the
supervising courts approval, can broaden the inquiry more or less at will into any
and all allegations against the subject. Ordinary prosecutors face competing demands for
their attention, and therefore must apply real-world standards of discrimination on the
question of how worthy of pursuit a particular case is. Independent counsels are faced
with almost an opposite pressure to be thorough to give up on no avenue of
investigation until it has been explored, no matter how unlikely the prosecutor thinks it
is to yield anything of consequence.
Theodore B. Olson, a Reagan Justice Department official and the target (eventually
completely exonerated) of an independent counsel inquiry, mounted a challenge to the
constitutionality of the law under which he was being investigated. In 1988, the D.C.
Circuit Court of Appeals ruled in his favor. The opinion, written by Judge Laurence H.
Silberman, was witheringly thorough in detailing the defects of the law and its
problematic constitutional character with regard to the separation of powers. The Supreme
Court, however, disagreed. In a 7-1 ruling in Morrison v. Olson (1988), with
Justice Antonin Scalia the sole dissenter, the court held, in effect, that there were
sufficient safeguards for the executive branch in the law to avoid constitutional
difficulties. Chief Justice Rehnquist, who would later preside over Clintons Senate
trial, delivered the opinion of the court. Scalia reasserted many of the points Silberman
had made, and added some more besides, but the law stood vindicated by the high court.
Conservatives were unpersuaded, and they found in Iran-contra independent counsel
Lawrence Walsh the living embodiment of the laws defects. Liberals, needless to say,
saw matters differently. They defended Walsh, focusing instead on the gravity of the
alleged crimes and the constitutional effrontery of Reagan administration officials.
Neither side gave any ground through the effective end of the Iran-contra investigation at
the conclusion of the Bush administration, with the outgoing presidents pardon of
six Reagan-era officials.
The law expired in 1992. Its reenactment in 1994 had the support of the Clinton
administration and bipartisan support on Capitol Hill. Attorney General Janet Reno
testified to its importance before the Senate Governmental Affairs Committee in May 1993:
"While there are legitimate concerns about the costs and burdens associated with the
act, I have concluded that these are far, far outweighed by the need for the act and the
public confidence it fosters." In the course of five years, however, the
administration changed its mind. In March 1999, shortly before the statute was due to
expire, Deputy Attorney General Eric H. Holder Jr. appeared before Congress attesting to
the administrations new view: "The experience of the Department over these last
five years has been enlightening. It takes a close-up view of the operation of the
Independent Counsel Act to understand that it has serious flaws. The Department of Justice
has reluctantly come to the conclusion that the structural flaws we have identified here
cannot be fixed."
In a stunning appearance on Capitol Hill in April 1999, Kenneth Starr himself announced
his opposition to the law under which he had been investigating the Clintons, culminating
in his report to the House. "By its very existence, the act promises us that
corruption in high places will be reliably monitored, investigated, exposed, and
prosecuted, through a process fully insulated from political winds," Starr said.
"But that is more than the act delivers, and more than it can deliver under our
constitutional system." Bipartisan support for the law had turned into bipartisan
disillusionment, and this time the law lapsed without a serious prospect of eventual
revival.
The explanation for this is hardly mysterious. Democrats had come to see the
independent counsels of the Clinton period in the same light as Republicans had seen them
in the Reagan-Bush period: as dangerously powerful if not out of control. Walsh now had an
opposite number: Kenneth Starr was to Democrats what Walsh had been to Republicans. There
were other independent counsel prosecutions for Democrats to resent as well, much as
Republicans still rankled at the memory of the investigations into Olson, Attorney General
Edwin Meese III, and others: Independent counsels had investigated gifts accepted by
Clinton Agriculture Secretary Mike Espy (he was acquitted); lying to the fbi about
payments to a former lover by hud Secretary Henry Cisneros (he pleaded guilty to reduced
charges); and financial impropriety by Commerce Secretary Ron Brown (the investigator
closed shop following Browns death in a plane crash on an aid mission to the former
Yugoslavia).
It is beyond our purpose here to assess the relative merits of the claims of abuse at
the hands of unaccountable prosecutors. This much, though, is plain: The subjects and
their friends on both sides of the partisan divide, rightly or wrongly, feel abused by
independent counsel investigations. The sentiment is not necessarily consistent or
general: There are Democrats who would defend Walsh to the end but say Starr was
completely out of control, Republicans who would defend Starr even as they continue to
despise Walsh. But a new element of bipartisan consensus did form in Washington in the
1990s. It was that our political system is better off without an independent counsel law.
We do not want these prosecutors anymore.
Those still concerned with the potential for executive dereliction of duty in pursuit
of politically embarrassing wrongdoing will have to find other ways of holding the
executive accountable. While the law remained in force, many Republicans demanded an
independent counsel to look into the 1996 Democratic fund-raising scandal; Attorney
General Reno declined to find that the statutes terms for seeking the appointment of
one had been met. But despite control of both the House and the Senate, Republicans made
no attempt to reenact the law. On the contrary, the hearings Congress held on the subject
seemed weighted toward reasons it should be allowed to lapse.
An extra-constitutional role
O F COURSE,
the Supreme Court didnt consider the constitutionality of the laws provisions
related to the role of the independent counsel as a fact-finder in impeachment
proceedings, or even as a preliminary fact-finder in what might (or might not) turn out to
be impeachment proceedings. It is quite possible that a Supreme Court reviewing the matter
would find no constitutional difficulties with this part of the law. Congress, after all,
enacted the law with this provision in accordance with its "sole power of
impeachment," thereby laying out the circumstances under which an outside
investigator should look into wrongdoing and the circumstances under which he is obliged
to report back to Congress. The president himself (Bill Clinton, no less) signed the law.
Perhaps thats good enough.
Except that manifestly, it is not good enough. The Clinton impeachment was, in its
entirety, novel, and the source of the novelty was the independent counsel act. If not an unconstitutional instrument in
furthering the impeachment of President Clinton, Kenneth Starrs office was surely an
extra-constitutional instrument in that endeavor. It is hard to imagine Congress, upon
catching wind of possibly illegal, possibly impeachable conduct by the president, then
immediately empowering an investigator to do what the independent counsel was required by
law to do take as much time, in secrecy, with the full powers of compulsion of a
federal prosecutor and the ability to grant unlimited immunity, with no requirement of
interim consultation with any member of Congress let alone supervision by any
congressional committee or anyone else, but with leave to keep the press informed of his
activities, to investigate and reach a conclusion for presentation to Congress about the
presidents possible impeachable offenses. In fact, the notion is ridiculous.
And if, as seems clear, the role of the independent counsel was necessary for events to
culminate in the House vote to impeach, then we have a process whose legitimacy is open to
question on account of this extra-constitutional mechanism. Starr himself, in his
testimony opposing reenactment of the independent counsel statute, said that the public
could lose confidence in the integrity of the investigation because of political attacks
on the investigators attacks to which the independent counsel himself could not
effectively respond. This is surely true. But the charge assumes its conclusion, namely,
the integrity of the investigators and investigation. The problem is that one may conclude
that Starr and his team acted with perfect propriety, proportion, judiciousness, and
probity at all times in the course of their investigation but that even so, there
was something fundamentally wrong with the investigation, something beyond the control of
the investigators.
These circumstances suggest that while the siege on the independent counsel laid by the
presidents defenders was far from laudable, it was certainly understandable. The
role of the independent counsel was the most dubious aspect of the impeachment process,
its weakest link not the facts, not the Constitution, not the statutes or case law
on perjury or obstruction; not even, given its total deference to the independent counsel
investigation while it was under way and to the facts amassed by the independent counsel
once he presented them, the congressional majority itself. The role of the independent
counsel would be an obvious place to focus a defense, and so it was.
The attack on Starr was waged at times in highly personal terms. Some of the
presidents defenders implausibly characterized him as a sex-obsessed weirdo, and
many even believed their superheated rhetoric. But the attack was not in fact personal,
for anyone in Starrs position would surely have been subjected to precisely the same
thing. No one in Starrs role that is, an independent counsel obviously
engaged in preparing an impeachment case against the president could possibly be
deemed fair-minded and upright by the presidents loyalists.
Accepting facts, rejecting
conclusions
T HE HOUSE,
in approving two articles of impeachment against the president, voted to accept the facts
as discovered and forwarded by the independent counsel. On February 12, 1999, the Senate
voted to acquit Clinton on those two articles, 45-55 and 50-50. In doing so, the Senate
voted in effect to reject the contention that the facts warranted impeachment and removal
a contention whose origins lay in the office of the independent counsel. In the
Senate no less than in the House, then, the independent counsels work was at the
center of the proceedings.
The Starr report, and the boxes of evidence that accompanied it, contained testimony
and evidence about the facts of the presidents conduct as well as quasi-legal,
quasi-constitutional conclusions that the president may have committed impeachable
offenses. One might focus on the facts, as the House mainly did, and ponder the
independent counsels conclusion that they constituted evidence of high crimes or
misdemeanors; House majorities on two of the articles derived from Starrs work
agreed with his conclusion. Or one might focus, as the Senate mainly did, on the
conclusion itself, and ponder whether the House, following Starr, should have reached the
conclusion it did. In the last analysis, the reason the Senate conducted only a truncated
trial, with no witnesses brought to the chamber, was simply that the constitutionally
required two-thirds of the Senate could not be mustered for conviction even if everything
alleged by the House was true. Sen. Jim Jeffords of Vermont, a Republican who voted to
oppose the articles, said, "The facts and circumstances of this case are low and
tawdry, but these same circumstances do not, in my opinion, cause his offenses to rise to
the level of impeachable acts." Democrat Tom Harkin of Iowa said, "This case
should never have been brought to the United States Senate." Democrat Richard H.
Bryan of Nevada said, "I conclude that the evidence presented in this case does not
reach the standard commanded by the Constitution to convict and remove a president."
Obviously, this was likewise the view of the vast majority of House Democrats who voted
against the articles. Some, such as ranking Judiciary Committee Democrat John Conyers Jr.
of Michigan, also argued that the facts did not support the allegations in the articles.
But others simply rejected the independent counsels conclusions about impeachable
offenses and were accordingly less interested (in some cases, uninterested altogether) in
the facts. Rep. Barbara Lee of California said, "This process and this action are the
real crimes against the American people and our democracy." Given the
presidents consistently high job-approval rating; public opinion polls showing
substantial majorities opposed to impeachment; and surprising Republican losses in the
November congressional elections, expectations were running high that a sufficient number
of House Republicans would preemptively reach the conclusion that the president should
stay in office and the proceedings should somehow be brought to an end.
Some have argued that the more conservative powers in the House, specifically Majority
Whip Tom DeLay, forced the hand of moderate Republicans by foreclosing the option of a
censure resolution and insisting that the House vote up or down on the four articles
approved by the Judiciary Committee. This is not terribly persuasive, especially in the
light of the subsequent Senate action. Senators, too, faced an up or down vote on
conviction, with no third option, and here enough Republicans voted to acquit to deprive
both counts of even simple majority support. If a small number of Republicans in the House
had adopted the majority sentiment in the Senate, the matter would have ended with the
defeat of the articles on the floor. That didnt happen. The real choice was between
contending points of view: If the offenses the independent counsel identified as
impeachable were indeed the high crimes and misdemeanors to which the Constitution refers,
the evidence was sufficient to find against the president; if the offenses did not rise to
the level of high crimes and misdemeanors, then the particulars the independent counsel
provided didnt matter and might well constitute the worst sort of snooping. The
House inclined toward the former view and the Senate the latter, but both chambers were
narrowly divided on which to embrace. Whatever the outcome, the votes both in the House
and the Senate were decisions on whether to endorse the work and the conclusions of the
extra-constitutional office of independent counsel.
Johnson and the tenure act
I F THE CLINTON IMPEACHMENT and acquittal had at its center the striking anomaly of the
extra-constitutional (arguably unconstitutional) independent counsel statute, what is
equally striking in American history is how frequently impeachment and acquittal have had
anomalous, extra-constitutional or unconstitutional laws at their center. Consider our
most famous impeachment and acquittal prior to the events of 1998-99: that of President
Andrew Johnson in the post-Civil War period of Reconstruction.
The causes of the Johnson impeachment, the necessary conditions underlying it, have
noteworthy parallels with the case of President Clinton. First of all, Congress was
dominated by a faction grossly out of sympathy with the president. The elevation of
Lincolns vice president exposed a sharp contrast in view between Johnson and the
dominant Radical Republicans in the House on the question of how to reintegrate the states
of the defeated Confederacy into the government of the United States. The Radicals wanted,
and passed legislation to impose, stringent conditions for readmission. They were not
eager to grant forgiveness to those who had waged war on the Union, nor were they willing
to readmit states that continued to perpetuate racial inequality by other means. Johnson,
a Union man from secessionist Tennessee, favored a more lenient approach. He freely vetoed
Radical legislation. The animosity of the confrontation was if anything more bitter than
that between the gop Congress of 1995-99 and President Clinton.
As well, Johnson could hardly claim to have been blameless. He avowedly adopted a
strategy according to which he would use all of the powers of his office to oppose and block the stringent Radical
measures. As Michael Les Benedict describes it in The Impeachment and Trial of Andrew
Johnson (1973), "Where it suited him, he had ignored the Senates right to
confirm government appointments, disregarded the Test Oath law, and emasculated the
Freedmens Bureau and Confiscation Acts." By all accounts a stubborn man who
became inflexible once he had made up his mind, he was also willing to take to the
hustings to explain in no uncertain terms why his opponents were absolutely wrong and
scoundrels besides. In the context of the times, this was rather scandalous behavior,
especially as perceived by Republicans in Congress. The presidency was a far less powerful
office then than now. Lincoln had laid claim to far-reaching wartime powers, but the
widely held expectation was that after the passing of the crisis of the house divided, the
office would return once again to its smaller scope. Johnsons actions ran
consistently and deliberately against this expectation. Unlike Clinton, nothing Johnson
did or was even accused of doing could be construed as felonious. But he was somewhat
relentless in flouting the standards of the day and in this respect an agent of his
own subsequent troubles.
The specific articles with which Johnson was charged mainly related to his effort to
dismiss his secretary of war, William Stanton. Under the Tenure of Office Act, which had
been passed over Johnsons veto in 1867, an official appointed during a
presidents term who had been confirmed by the Senate held office until the Senate
confirmed his successor he did not hold it solely at the pleasure of the president.
Stanton, a holdover from Lincolns Cabinet, found himself increasingly at odds with
Johnsons views on Reconstruction. Johnson, well aware that he was courting
congressional ire, suspended him and named Ulysses S. Grant interim secretary. The Senate,
however, refused to confirm Grant, whereupon Grant stepped aside, giving the office back
to Stanton much to Johnsons displeasure, since he was apparently expecting
Grant to stay on, forcing Stanton to mount a court challenge. In February 1868, Johnson
fired Stanton outright, naming another interim secretary. But Stanton, by now a hero to
the Radicals and a symbol of Johnsons depredations, refused to leave. And the House
quickly voted, on party lines, to impeach Johnson, shortly thereafter settling on charges
related to the Tenure of Office Act as well as other articles.
Accounts of the Johnson impeachment usually cast it as a product of a vicious struggle
between two radically opposed points of view, in which the specific charges in the
articles of impeachment merely vented the underlying partisanship. In Presidential
Impeachment (1978) John R. Labovitz writes, "The Johnson case is the prime
example in our history of an
impeachment based on a pretextual issue." Other historians have hailed the
"recusant Republicans" in the Senate who voted against Johnsons removal
for preventing a constitutional miscarriage ouster of the chief executive not for
high crimes and misdemeanors but over a policy disagreement, a step down the road toward a
quasi-parliamentary system of government, in which the executive serves at the pleasure of
the legislative majority. One frequently hears the Clinton impeachment described in
similar terms as a proxy for partisan bile. Hillary Clinton stated the case at its
baldest when she described the president as a victim of a "vast right-wing
conspiracy." Although many of those who supported Clinton throughout the ordeal would
not go as far as that, insisting that the president had behaved reprehensibly, many held
that Starrs actions went too far and rightly or wrongly saw the impeachments
origins in a partisanship the Republican congressional majority shared.
Clinton did not need his own "recusant Republicans" to ensure acquittal;
there were more than enough Democrats in the Senate to keep him in office, at least so
long as the party held the line in his defense. But he attracted enough anyway to prevent
even a simple majority in favor of conviction. As in the Johnson case, perhaps even more
so, this judgment invites the conclusion that the charges in the articles were trumped up
for political reasons, or at least secondary to the political considerations.
Except that this analysis ignores a third commonality of the Clinton and Johnson
impeachments. In addition to a partisan opposition in Congress and highly dubious conduct
on the part of the president, the Johnson case had at its very core, similarly, a piece of
flawed legislation that did serious damage to constitutional arrangements regarding the
separation of powers. In this case, it was not legislation that shaped the process of
impeachment, as the independent counsel statute did; it was the legislation the violation
of which constituted the principal charge against the president: the Tenure of Office Act
restricting Johnsons ability to remove senior officials.
The historical judgment on the tenure act is not in much dispute. In Myers v.
United States (1926), the Supreme Court took up the question of whether the president
"has exclusive power of removing executive officers of the United States whom he has
appointed by and with the advice and consent of the Senate." Chief Justice William H.
Taft, in a landmark opinion that discusses in detail the constitutional history of the
presidents powers, the understanding of them reflected in early legislative history,
and subsequent attempts to circumscribe them, concluded for the court that separation of
powers concerns made the power of removal of officers the presidents alone. Taft
described this view as firmly established and widely accepted from the republics
earliest days until the Reconstruction Congress passed the tenure act as well as
other laws governing executive branch personnel that "attempted to reverse this
constitutional construction," arrogating to Congress the power to decide where to
place the removal power, and granting that power to the Senate.
Neither Johnson nor subsequent presidents accepted this usurpation of executive
authority. Johnsons successor, President Grant, argued urgently for the repeal of
the act in his first message to Congress, in fear of "the embarrassment possible to
arise" from leaving on the books a statute "inconsistent with a faithful and
efficient administration of the government." In response to Grants appeal, the
House voted to repeal the law, but the Senate, entering a period at the zenith of its
power in our political system, didnt act. The particular law the court took up and
overturned in Myers, concerning the appointment of postmasters and purporting to restrict
their removal, passed in this period, in 1876. The Tenure of Office Act wasnt
repealed until 1887.
But in the scheme of things, do the particular provisions of the law the House charged
Johnson with violating matter all that much? If the charges were merely a pretext for
trying to oust him for political reasons, wouldnt any pretext do?
Gerald Ford, reflecting on impeachment in 1970, before the House majority leader would
be elevated to the vice presidency and the presidency, once famously said that "an
impeachable offense is whatever a majority of the House of Representatives considers it to
be at a given moment in history; conviction results from whatever offense or offenses
two-thirds of the other body considers to be sufficiently serious to require removal of
the accused from office." This is, in some sense, unarguably true, since the House
has the sole power of impeachment and the Senates judgment at trial is final. But as
a historical description of impeachments past, it is rather off the mark.
The fact is that when considering impeachment, the House customarily looks for
"high crimes and misdemeanors" first in violations of the law particular
violations of particular laws. The literature on impeachment is rich with consideration of
the question of whether impeachment is justifiable for conduct that is not criminal. As
Raoul Berger demonstrated in Impeachment: The Constitutional Problems (1973), such
impeachments have ample precedent in the English tradition, from which ours derives. We
also have the sad case of the impeachment and removal of Judge Thomas Pickering in
1803-04; this once estimable patriot of the Revolution fell prey to mental illness, which
he combined with drunkenness. The House and Senate agreed that his conduct on the bench
was intolerable, and were willing in effect to stretch the notion of "high crimes and
misdemeanors" to include it and remove him.
But the Pickering case is exceptional for that very reason. One thing most American
impeachment cases have in common in the House is concern about the law. Strong indication
of this comes from the Johnson case itself: These were arguably the worst relations
between a president and Congress ever. But it is almost certainly wrong to say that just
anything could have served as the instrument with which the Republicans would seek to
remove Johnson. The fact is, the House voted as a whole twice on whether to impeach
Johnson. The first time was December 7, 1867. The vote failed, 108-57. Sixty-six
Republicans voted "no." As Eleanore Bushnell notes in Crimes, Follies, and
Misfortunes: The Federal Impeachment Trials (1992): "The failure to impeach is
surprising, considering the antagonism Johnson had stirred. He had not, however, violated
any law, and for that reason even some of his committed foes backed away from impeaching
him." The House voted to impeach only after Johnson fired Stanton. Here was a clear
violation of the Tenure of Office Act, in the view of House Republicans. Far from being
incidental, the act was essential to impeachment, and the participants at the time
understood its supposed violation to make the difference between a majority in opposition
to impeachment and a majority in support.
The Senate disagreed or perhaps one should say, in the Johnson case, that a
sufficient number of senators disagreed to allow Johnson to stay in office. The tenure act
had passed over the presidents veto; therefore, two-thirds of the Senate had voted
in favor of it. But a similar supermajority in the Senate was not willing to enforce its
encroachment on the executives removal powers by removing a president who had
flouted it in this case.
Now, as it happens, the House managers case against Johnson was murky on more
than one point. It is doubtful, for example or at least it takes a somewhat
expansive reading of the tenure act to conclude that it actually applied to
Stanton, who was appointed during Lincolns term. (One issue came down to what the
meaning of "term" is. Was Johnson finishing Lincolns term or did he begin
his own term upon taking the oath of office?) A major part of the presidents defense
in the Senate trial consisted of his contention that because both he and his Cabinet
believed the Tenure of Office Act was unconstitutional and wanted to subject it to a court
challenge, it was proper for Johnson not to enforce it in relation to Stantons
appointment. (Here, the oddity is that Johnson initially complied with the act, by
suspending Stanton and submitting Grants name to the Senate perhaps not the
actions of a man testing a principle.) One defender argued that perhaps the president had
run afoul of the act an unconstitutional act, to be sure but that if so, his
actions hardly rose to the level of "high crimes and misdemeanors." Bushnell
also notes: "The presidents counsel had experienced no discomfort in
acknowledging, at an earlier time, the disreputable tone of Andrew Johnsons speeches
nor in acknowledging the possibility that his political positions could be considered
abominable. But they held steadily to their course that distasteful conduct or unpopular
policies did not fit the constitutional model of impeachable acts."
These various contentions were sufficient to persuade the seven recusant Republicans to
join all 12 Democrats in finding the president not guilty. Bushnell notes: "The six
recusants who filed for posterity the reasons for deserting their party did not make a
strong case for Andrew Johnson. Instead, all reported they believed as a matter of
judgment and conscience that offenses they considered impeachable had either not been
charged or had not been proved." William H. Rehnquist, in Grand Inquests: The
Historic Impeachments of Justice Samuel Chase and President Andrew Johnson (1992), a study
the chief justice of the United States published seven years before he was called upon to
preside over the Senate trial of President Clinton, noted: "When all the evidence was
in, and the arguments of lawyers on both sides concluded, the essence of the case turned
on the Tenure of Office Act." Of the six statements issued by recusants, Les Benedict observes, "five
of them turned on the disputed point whether Secretary of War Stanton had been
covered by the Tenure of Office Act. They concluded that the act did not protect him from
removal without the Senates consent."
In both of our presidential impeachments and acquittals, partisan division between the
White House and Congress combined with questionable presidential conduct have been
necessary conditions for impeachment but not sufficient conditions. There have,
after all, been other instances of deep partisan division; 13 presidents have faced a
Congress controlled in both chambers by the opposition party. (This list does not include
Johnson.) Nor is our history short of questionable presidential conduct. But another
necessary condition for impeachment has been a law at odds with the previous (and
subsequent) understanding of the proper separation of powers. And acquittal has depended
largely on a repudiation in the Senate of the intrusion of these laws.
Chase and sedition
I T IS NOT only presidents with whom Congress has sometimes quarreled. Judges have also been
on the receiving end of congressional ire. But here, too, in two cases of impeachment and
subsequent acquittal, the pattern is the same: a judge and a Congress at political
loggerheads; at best, questionable judicial conduct by the judge; and a constitutionally
dubious law at the center of the proceedings.
Justice Samuel Chase was an ardent Federalist appointed to the Supreme Court by
President Washington. The character of his actions and statements in public, especially
outside the courtroom, was more or less the opposite of the reticent, apolitical affect we
expect from judges today. Chase campaigned for Federalist candidates, advocated Federalist
causes, and denounced the Republican opponents of the Federalists as a danger to the young
republic.
Needless to say, he was hardly a revered figure when Republicans took control of the
White House and Congress in 1801. The Jeffersonian party was further enraged by the slew
of Federalist judicial appointments rushed through by the departing President Adams. Many
Republicans believed the Federalists sought to retain control of the government through
their hold on the judiciary.
Some Republicans saw the impeachment of Chase as the first in a string of potential
impeachments, by which they might gain a toehold in the judiciary. Their partisan motives
were not in doubt. Likewise, of Chase, as Bushnell writes, "That he was impetuous,
arrogant, and overbearing is well-documented." His contemporary on the bench, Judge
Richard Peters, noted Chases "singular instinct for tumult." Stephen B.
Presser in The Original Misunderstanding: The English, the Americans and the Dialectic
of Federalist Jurisprudence (1991), a revisionist work largely in sympathy with Chase,
notes his facility for "building a circle of enemies."
When the collision with Congress came, its essence was a fight over the Sedition Act,
which provided for the prosecution of seditious libel false statements injurious to
the government. Chase, riding circuit and presiding at trials, in the practice of the day,
was a zealous champion of the law, and he seemed to relish enforcing it against outspoken
Republicans. While in its earliest years, the durability of the American republic and the
government created by the Constitution were open questions, and the threat to both in the
form of such events as the Whiskey Rebellion was taken very seriously, the Federalist
insistence on criminalizing certain political speech leaves a constitutional bad taste
now, and for Republicans did at the time. Quite reasonably, if Federalists distinguished
between statements injuring the government and statements damaging to the Federalist
cause, it was lost on the Republicans. One of the charges against Chase was that he would
not allow challenges to the constitutionality of the Sedition Act in his court.
The House impeached Chase in 1804 and the Senate acquitted him in 1805. The essence of
the case against him was his abuse of power as a judge. In the words of manager George W.
Campbell, Chase acted to "oppress, under the sanction of legal authority, those who
became the objects of his resentment in consequence of differing from him in political
sentiments."
The essence of the charge is that, under cover of the Sedition Act, Chase became more
than a judge: rather, an oppressor, something more in the nature of lawmaker, prosecutor,
judge, jury, executioner. In Constitutional Construction: Divided Powers and
Constitutional Meaning (1999), Keith E. Whittington describes Chases conduct as
an effort to incorporate the common law into the activities of the federal judiciary:
"The early sedition prosecutions typified the perceived abuses inherent in the
criminal common law. Not only did such prosecutions tend to entangle the judiciary with
the executive as prosecutor and judge were drawn together to initiate, define, and execute
the criminal prosecutions, but they also placed judges in the role of legislators in an
area directly affecting personal liberty." The specific charges in essence lay out
the terms by which the House supposed Chase had asserted constitutional powers he did not
possess an incursion into either the powers of others or the just power of no one.
But Chase and his team of defenders admitted to no such abuse on any of the charges.
Chase may have been zealous, and he likewise may have been sharp with those whom he
regarded as foolish, they said, but at no time did he exceed his authority as a judge. A
hatred of prosecutions under the Sedition Act should not lead to condemnation of the judge
sitting at trial. To conclude otherwise would risk doing damage to the independence of the
judiciary a different sort of injury to the separation of powers. The nine
Federalist senators, none of whom deserted Chase, argued against what they saw in no
uncertain terms as a partisan attack on judicial independence. In the end, Chase was
acquitted by a majority vote of the Senate on eight of the articles, and on the other
three, the number in favor of removal didnt come close to crossing the two-thirds
threshold. But his trial was a showcase for the abusive character of the now-expired
Sedition Act.
Peck and contempt
F INALLY,
there is the case of Judge James H. Peck, an 1830-31 impeachment and acquittal. President
Monroe had appointed Peck to the bench in 1822. In 1828, the Democrats swept to power.
That met the condition for partisan conflict.
Peck was judge in Missouri in a series of land claim cases in the territory of the
Louisiana purchase. The law was complicated, the interests involved huge. In the first
such case, in 1825 (the account here draws mainly on Bushnells in Crimes, Follies,
and Misfortunes), Peck ruled against the client of a lawyer named Luke Edward Lawless.
Because of the high degree of interest in the case, Peck published his ruling in a St.
Louis newspaper in 1826. Shortly thereafter, a detailed rebuttal of Pecks ruling
appeared in another newspaper under the byline, "A Citizen." Peck was furious at
the attack. He believed the "Citizen" rebuttal, in addition to its flawed legal
reasoning, was replete with errors and misrepresentations of his ruling. Lawlesss
authorship soon became known.
Bushnell writes:
Peck held the letter to be a contempt of court, sentenced Lawless to
twenty-four hours in jail, and suspended him from practicing in federal court for eighteen
months [a serious blow to Lawlesss livelihood as a lawyer specializing in land
claims before the federal courts]. As the basis of the contempt ruling, Peck found that
Lawless acted "with intent to impair the public confidence in the upright intentions
of said court, and to bring odium upon the court, and especially with intent to impress
the public mind, and particularly many litigants in this court, that they are not to
expect justice in the cases now pending therein."
Lawless felt he was entirely within his rights to criticize a published decision and
saw the contempt ruling as a tyrannical affront to the Constitution. He began a long
crusade against Peck that ultimately led to impeachment nearly five years later on one
article dealing solely with the judges treatment of Lawless. The article accused
Peck of acting "to the great disparagement of public justice, the abuse of judicial
authority, and to the subversion of the liberties of the people of the United
States." James Buchanan, who went on to be elected president in 1856, was chairman of
the House managers.
Peck maintained that his contempt ruling was within his powers as a judge, and his
defenders argued that even if it went too far, Peck did not, as the article alleged, act
with bad intent, believing that he possessed sufficient authority for his actions. At a
minimum, however, it seems fair to say that Pecks actions from the bench were harsh
enough to meet the test of genuinely dubious conduct.
Peck was acquitted with 21 votes in favor of removal and 22 against. Where was the
abuse of the separation of powers here? In this case, not in the statute books but in the
common law the precedents Peck relied on to hold Lawless in contempt and to
sentence him harshly. As Bushnell observes, Pecks defenders "sought to refute
the charge of abuse of the contempt power by citing English and American precedents
supporting the authority of courts to punish for contempts like Lawlesss." The
House tried to hold his conduct to the standard of its more circumscribed view of judicial
contempt powers. The Senate was not willing to rely on the Houses assertions to the
extent necessary to remove Peck.
But the Senate, like the House, can hardly be said to have found Pecks conduct
salutary. Both chambers amply demonstrated this by approving, within a month of
Pecks acquittal, legislation introduced by Buchanan restricting contempt findings in
federal courts roughly along the lines of the terms the House managers had unsuccessfully
tried to apply in Pecks impeachment. Contempt could be found in misbehavior in a
courtroom or close enough to it to disturb its proceedings; or in misbehavior in such
business of the courts as filing motions and briefs; or in the failure to obey a
lawful court order. It could not be found in a newspaper rebuttal to a courts
decision. Buchanans legislation governs contempts in federal courts to this day.
Lasting meaning
I MPEACHMENT FOLLOWED BY acquittal is traumatic, necessarily the stuff of national drama.
When one looks back on such cases, even from the vantage of little more than a year, the
first impulse is to revisit the question before the Senate: Should he or shouldnt he
have been removed? The answer to that question is often thought to contain the answer to
an underlying question: Should he have been impeached in the first place?
There is certainly nothing wrong with such exercises. But the approach does invite a
sort of all-or-nothing view of the issues involved. It does not do justice to the
historical richness and the lasting meaning of these impeachments and acquittals. Better
to take these "grand inquests" for what they really are times at which
great issues about how government works, and therefore how we should govern ourselves,
come to the fore.
The Clinton impeachment and acquittal were rich in both regards. The facts about
Clintons misconduct in trying to conceal his relationship with Monica Lewinsky were
stubborn and damning. No president should do what Clinton did, and his name will forever
bear the mark of impeachment for it. Yet it would have been impossible to remove Clinton
without simultaneously vindicating the process by which he came to stand trial in the
Senate which is to say, without vindicating the Houses deference to and
reliance on independent counsel Kenneth Starrs investigation, the conduct of the
Starr investigation in all its particulars, and the authority for the investigation, the
independent counsel statute itself. And it is noteworthy that within the year, the statute
was gone, bringing to an end its 20-year disfiguration of our political system.
President Johnsons determined efforts to stretch his powers to an extreme in
order to thwart the Reconstruction Congress were offensive as, indeed, was his
obsequiousness toward the South. Yet it would have been impossible to remove Johnson
without vindicating the Tenure of Office Act and its assertion of congressional authority
over the presidents ability to remove officials. Two decades later, Congress would
at last abandon that claim to authority, and 40 years after that, the Supreme Court would
lay it to rest once and for all.
Justice Chase was political in a manner wholly unbecoming a judge and had a view of
jurisprudence that expanded the role of judges beyond the bounds established in the
American Constitution. Yet it would have been impossible to remove Chase without denying
his claim to the authority he asserted from the bench, even if that claim did derive from
the dubious and discredited Sedition Act, with its invitation to judges to act as
lawmakers and prosecutors. The Sedition Act had already gone by the boards at the time of
the Chase impeachment, and the judiciary was thereafter reluctant to assert executive
powers so sweeping.
Judge Peck, personally slighted, gave vent from the bench to an intolerable view of
press freedom. Yet, once again, it would have been impossible to remove Peck without
denying him his claim to his contempt authority, even if that claim derived most of its
legitimacy from precedent that had gone largely unexamined in the light of passage of the
federal Constitution and its protections of individual liberty. It took no more than a
month for the government to correct the problem posed by Pecks broad assertions with
the passage of a law governing contempt.
In these four historical cases, impeachment followed by acquittal has been a messy and
partisan process, offering numerous invitations to rhetorical excess, and reducing the
decision to a binary choice when "guilty" and "not guilty" have not
begun to do justice to the issue. And while, in the end, these impeachments and acquittals
have maintained the status quo, they have done so only after bloodying everyone who was
party to them.
It is wrong to turn a blind eye to behavior that truly does call into question an
officials fitness for office. Yet in some cases, such as these, the removal of such
an official would do a wrong as well. So it is that impeachment followed by acquittal is
sometimes absolutely necessary because in some cases, nothing else suffices to
repair a rip in the magnificent tapestry of separation of powers that is the hallmark of
American government.
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