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FEATURES: See Dick Flunk
By Tyce Palmaffy
Decades of research shows that kids with reading problems need phonics-based instruction. Why aren’t educators listening?
The
evidence is overwhelming that kids
with reading problems need phonics-based instruction.
Why arent educators getting the message?
Inside
a National
Institutes of Health (NIH) reading
lab, 11-year-old Alexis stumbles to decipher a short story.
Reading out loud, she inserts the word "girl" at
the end of a sentence in which it does not appear. She skips
the word "the" and says "grader" instead
of "grade." Instead of "goes," Alexis
reads "got"; instead of "her," Alexis
guesses "the." Later in the sentence, she
substitutes "broom" when the words read "a
round iron handle." This is a sobering display: Alexis,
an otherwise bright sixth-grader who scores above the 70th
percentile in all other academic areas, cannot read a simple
sentence without several mistakes and frequent guesswork.
Unfortunately, she is not alone.
Alexis is one of more than 10,000
participants in an ongoing 30-year, $200-million study of
reading disabilities by the National Institute of Child Health
and Human Development (NICHD) , a
division of the NIH. Acting NICHD Chief Reid Lyon sadly notes
that her case is typical of children who have not received
proper instruction in how the sounds heard in speech are
represented by the letter symbols used in printthe
relationship known as phonics. Says Lyon, "There is no
way to read if you are not very facile in the use of
phonics."
The problem is that few readers
experiencing difficulties similar to Alexiss are ever
given the explicit phonics training they so desperately need.
Instead, teaching methods variously termed
"look-and-say," "sight method,"
"whole word," and the latest incarnation,
"whole language," have dominated the education
landscape for almost seven decades. As a result, millions of
kids are consigned to a lifetime of unnecessary reading
troubles because most policymakers and educators have either
willfully ignored the NIH-funded research or are unaware of
its existence.
This is clearly evident in the America
Reads Challenge Act of 1997,
President Clintons five-year, $2.75-billion proposal to
place volunteer reading tutors with minimal training in
low-income schools. The program would hire reading
specialists to give cram courses to these volunteers, but
declines to incorporate the NICHDs findings into its
recommendations. Its official literature tepidly states,
"The U.S. Department of Education does not specify any
particular reading instruction method." In addition, the
federal government gives elementary schools $7 billion a year
in aid to programs for special education, bilingual
education, and low-income students without insisting that the
instruction be research-based.
If Clintons remedy is misguided, at
least his focus on reading is well placed. The 1994 National Assessment of Educational Progress (NAEP) found that more than 40 percent of fourth
graders cannot read at the most basic level, indicating that
they could not understand the "overall meaning of the
text" or make simple inferences. The 1993 National
Survey of Adult Literacy discovered that some 90 million
Americansnearly half the adult populationhave
severely limited literacy skills, and their ranks swell by
millions each year. Bereft of the ability to use a bus
schedule, write a short letter to address a credit problem,
or calculate their savings on a sale price, they are much
more likely to be unemployed, on welfare, or in jail than
their fully literate peers. More worrisome is the fact that
literacy skills among young adults and school-age children
are declining.
Among minorities, the statistics are even
more tragic. On average, black and Hispanic children score
four grade levels below their white peers on reading tests.
And this gap does not narrow over time: The average black
college graduate reads at the level of the average white
high-school graduate. To be fair, American schoolchildren
overall ranked second only to Finland on the last
international assessment of reading ability, but that
provides little consolation to disadvantaged children who
scored well below the average score of our major trading
partners. Clearly our education system is leaving too many of
its most vulnerable charges far behind in an age when
literacy is the gateway to most important skills.
The Reading Wars
What these kids dont know is that
they are the casualties of what has been labeled the
"reading wars." Across the country, school
districts are embroiled in a bitter, decades-old dispute over
how best to teach reading.
The latest uproar is swirling around the
controversial whole-language theory first introduced in the
early 1970s. Its supporters contend that children will learn
to recognize individual words through actual reading, using
context, pictures, and familiar words to understand the
meaning of written passages even if they cant read
every word. They deride skills-based phonics instruction as
abstract and boring, favoring techniques such as reading to
children and encouraging them to read and write early and
often. "Its in the interaction with the text that
children develop good solid hypotheses about the text, not
through segregating sounds from the text," says Sharon
Murphy, the outgoing president of the Whole
Language Umbrella , an independent
professional association.
This approach gained thousands of acolytes
during the 1980s. The nations colleges of education
produced a new crop of teachers weaned solely on
whole-language philosophy, while influential professional
associations such as the National Council
of Teachers of English and the International
Reading Association
(http://www.ira.org/) embraced its basic premises. At the
state level, California spearheaded a virtual reading
revolution. The state department of education rewrote its
entire curriculum in 1987, ditching phonics for a
literature-based, whole-language approach. Teachers were told
to throw out their old methods and embrace the cutting edge.
Other states and local school districts soon followed.
"All the major publishers moved to whole-language
readers once California implemented it," says Bonnie
Grossen of the National
Center to Improve the Tools of Educators, at the University of Oregon. "They had no
sequenced instruction, just pretty pictures and poetry. It
has taken hold in all 50 states."
Yet while educators and textbook publishers
were enthusiastically welcoming whole language, the research
evidence supporting phonics-first instruction and questioning
the underpinnings of whole-language theory continued to
mount. In 1985, the U.S. Department of Education released "Becoming a Nation of Readers,"
a report which concluded that "the issue is no longer .
. . whether children should be taught phonics. The issues now
are specific ones of just how it should be done."
Another federally funded study led to the
publication in 1990 of Beginning To Read, which most
researchers consider the seminal review of the pertinent
scientific literature. Its author, Marilyn Adams, now a
visiting scholar at the Harvard Graduate School of Education,
says, "You can teach children more efficiently and
effectively if you use phonics. If you dont know how
the alphabet works, you cant learn how to use an
alphabetic language. There is no argument."
These findings are beginning to have an
impact. Several states, including North Carolina, Texas,
Georgia, Washington, Wisconsin, Oregon, and Ohio have
recently passed legislation recommending phonics education in
the early grades. "We no longer will accept that kids
cannot learn to read," says Cindy Cupp, the director of
reading at the Georgia Department of Education. "Now the
state is in favor of explicit phonics instruction."
The International Reading Association
recently reversed policy, specifically promoting early
phonics instruction as a necessary component of a
comprehensive reading program, and the American
Federation of Teachers (AFT) has
come down squarely on the side of skills-based instruction
for beginners. "We created a terrible nightmare for a
lot of kids who havent been able to learn to read using
whole language by itself," says Beth Bader, the
assistant director for educational issues at the AFT, the
nations second-largest teachers union. The National Education
Association, the largest teachers
union, still gives lukewarm support to whole language, but
spokeswoman Karen Smith grudgingly admits that "many
kids cannot learn to read without phonics." Dozens of
news stories from school districts nationwide catalog
widespread discontent with whole language and a resurgence of
support for phonics-first instruction.
Most damaging to whole languages
adherents, last year California punted its whole-language
curriculum altogether, stressing the need for systematic,
explicit phonics instruction in the early grades. The state
reversed course in response to a wave of public criticism
after Californias poor performance in the 1994 NAEP,
when it tied Louisiana for last place. Janet Nicholas, a
member of the California State Board of Education, recently
told the U.S. House Committee on Education and the Workforce:
"Unfortunately for California children, the
unsubstantiated claims and enthusiastic visions of
whole-language ideologues proved to be disastrous when
applied to real children."
The reaction to Californias actions
was predictable. "Whole language is being used as a
scapegoat for dropping scores, when California has many
minorities and high immigration," says University of
Arizona education professor Ken Goodman, regarded by many as
the godfather of whole-language theory. It is true that
whites are a minority in California and a large portion of
its Hispanic population are recent immigrants who speak
bare-bones English. Yet apologists for whole language ignore
the fact that scores dropped equally among children whose
parents graduated from college.
"These data [from the NAEP] underscore
the fact that reading failure is a serious national problem
and cannot be attributed to poverty, immigration, or the
learning of English as a second language," says Reid
Lyon, who has directed the NIH reading studies for the past
six years.
The 10-Year Itch
Fortunately, many educators are admitting
their mistakes and switching to what works. But it is easy to
be skeptical about whether these reforms will last. The
American education system is notorious for swinging
dramatically from one philosophy to another. Embattled
educators and parents looking for a quick fix rarely give
meaningful changes time to work. Historically, this latest
reading shakeup fits into a pattern of reform and
retrenchment dating back at least a century.
During colonial times, the formula was
simple: Teach kids the relationship between letters and
sounds and then let them read. This method went unchallenged
until the mid-1800s, when the influential educational
reformer Horace Mann excoriated the drilling methods of the
past. In the stark language of his reports to the
Massachusetts Board of Education, the letters of the alphabet
were "skeleton-shaped, bloodless, ghostly
apparitions." Instead of teaching individual
sound-letter relationships, Mann thought children should
focus on comprehension by learning whole words first.
Despite his suggestions, through the early
part of this century most American schools continued to use
the traditional method of first teaching the 44 sounds heard
in speech and then relating them to the 200 letters and
letter groupings that appear in English. Once they had
mastered these skills, it was presumed, most children could
"sound out" any word, even unknown ones.
Comprehension was only limited by their speaking
vocabularies.
To the layman, this makes perfect sense. As
education professors Connie Juel of the University of
Virginia and Isabel Beck of the University of Pittsburgh
write in the AFT journal American Educator,
"Given that letters and sounds have systematic
relationships in an alphabetic language such as English, it
stands to reason that those responsible for teaching initial
reading would consider telling beginners directly what those
relationships are." But progressive educators based at
Columbia University Teachers College and the University of
Chicago in the 1920s rejected the "code-emphasis"
approach as an unnatural, undemocratic way of learning.
Phonics was derided as the "drill-and-kill" method,
evoking images of stern nuns leading chorus recitals of
"a," "oo" and "th."
These educators reintroduced Manns
idea that children could read by learning to recognize whole
words in context. Skills-based instruction, they argued,
discouraged kids from acquiring a love of reading because of
its rote drilling and memorization. What influential
educators such as John Dewey advocated soon became known as
the look-say approach. Textbook publishers responded quickly.
Whereas colonial children (at least upper-class children)
learned to read using Noah Websters bestselling Blue-Backed
Speller and the Bible, mid-20th-century youngsters were
subjected to the simplistic, mind-numbing "Dick and
Jane" series. Responding to childrens limited
capacity for memorizing whole words, school readers became
increasingly repetitive and wholly uninteresting. "We
stopped teaching kids rules," says Bader of the AFT,
"and expected them to learn 2 million individual words
instead of teaching them 100 rules to figure them out."
Look-say reigned controversy-free until
1955, when Rudolf Flesch published Why Johnny Cant
Read. Flesch, an admirer of Dewey with a doctorate from
Columbia Teachers College, criticized the look-say approach
in strident language: "We have decided to forget that we
write with letters and learn to read English as if it were
Chinese. One word after another after another after another.
If we want to read materials with a vocabulary of 10,000
words, then we have to memorize 10,000 words; if we want to
go to the 20,000 word range, we have to learn, one by one,
20,000 words; and so on. We have thrown 3,500 years of
civilization out the window and have gone back to the age of
Hammurabi."
Fleschs critique of the education
system, in which he likened current methods of reading
instruction to the training of dogs, was understandably not
well received. Yet his basic claim that look-say was
unsupported by research piqued the curiosity of at least one
noted researcher, Jeanne Chall of the Harvard Graduate School
of Education. She conducted a three-year study and a massive
literature review, publishing the results in Learning to
Read: The Great Debate (1967), still widely read among
educational researchers. Its central conclusion was that the
evidence favored the code-emphasis approach, particularly for
poor children and those showing early signs of dyslexia. An
updated version published in 1983 surveyed the research since
1967 and found that the case for phonics-first instruction
was even stronger.
These findings led to a revival of
phonics-based instruction during the 1970s, only to have
these gains undermined by the increasing influence of
whole-language theory. Its grounding in a distinct philosophy
of language and harsh indictment of the "Dick and
Jane" readers distinguished it from the look-say
approach, yet in the most important respect whole language
did not differ at all: It defied common sense and ignored
piles of research by de-emphasizing skills and focusing
almost solely on comprehension. It was merely the latest fad
in a long line of meaning-first approaches.
A Theory Discredited
Much of what whole-language advocates claim
to have introduced is uncontroversial. All educators,
including those who support phonics instruction, believe that
children should begin reading real literature and writing as
early as possible, that comprehension is the ultimate goal of
reading, and that education should be relevant to
students lives.
It is the philosophy undergirding
whole-language theory that troubles linguists and research
psychologists who study how the brain processes language. The
founders of whole language set themselves apart from the
look-say crowd by advancing not only a new method of reading
instruction but a new theory of how children acquire written
language abilities. Isolated drilling in sound-symbol
relationships was unnecessary, they argued, because learning
to read would be as natural as learning to talk if meaning
and purpose were emphasized. Indeed, whole-language theorist
Frank Smith argued that skilled readers skip around instead
of reading each word, using context to confirm hypotheses
about the meaning of text. Hence education professor Ken
Goodmans description of reading as a
"psycholinguistic guessing game." To a
whole-language disciple, phonics instruction can only take
place as a rare intervention while children are actually
reading.
Whole languages infatuation with the
contextual nature of reading is moored in a 1965 study by
Goodman. During the study, beginning readers were given a
list of words and then a passage with the same words in
context. Observing that childrens word-identification
skills improved after reading the passage, Goodman concluded
that context plays a central role in deciphering text.
But when researcher Tom Nicholson revisited
the study in the Journal of Educational Psychology in
1991, it fell apart. By controlling for the childrens
reading-skill levels and the order in which they received the
two tests (to eliminate the "practice effect"),
Nicholson found that context only helped poor readers and
offered readers in general no significant benefit.
"Goodman based his ideas on a poor study whose findings
were never replicated," says Lyon of the NIH. "It
never would have gotten through a National Institutes of
Health review."
Eye-movement studies have further
undermined whole languages faith in context by proving
that skilled readers do not use context and prediction to
capture a texts meaning; they actually process each
word visually. Other studies by Keith Stanovich of the
University of Toronto and Charles Perfetti of the University
of Pittsburgh have shown that good readers seldom rely on
context; instead, their decoding skills are so practiced and
quick that they speed through text without effort. Less able
readers struggle painfully to identify words, taxing their
ability to understand the text. "It is only because
readers (and listeners) process words so automatically and
effortlessly that they have the mental time and capacity left
to construct and reflect on that meaning and message,"
write Marilyn Adams and Maggie Bruck, of Montreals
McGill University, in American Educator.
The belief that reading is a
"natural" activity entails changing the schoolhouse
dramatically. Whole-language teachers tend to regard
themselves as motivators rather than instructors, instilling
enthusiasm instead of basic skills. For example, they favor
"child-centered" over "teacher-directed"
classrooms. "Children should be fully active
participants in building your classroom environment and
curriculum, engaged in all the critical and creative thinking
those tasks require," writes Bess Altwerger, a leading
whole-language proponent. "Even first-grade students are
capable of working collaboratively in this regard, as long as
you can accept an environment reflecting the development of
children rather than adult proficiency."
These changes are troubling when one
considers that Smith and Goodmans belief that learning
to read is as natural as learning to speak is "accepted
by no responsible linguist, psychologist, or cognitive
scientist in the research community," writes Keith
Stanovich, one of the foremost reading researchers in the
world. Barbara Foorman, an educational psychologist at the
University of Houston and an NIH researcher, points out that
if reading were as natural as speaking, there would be no
illiteracy in literate societies.
Although the basic principles of whole
language have been discredited, its proponents are not
bending. "There are different kinds of research,
qualitative and quantitative," says Murphy,
"Whole-language researchers tend to fall on the
qualitative side." In short, they question the research
method instead of answering the research. Indeed, many
whole-language proponents have resisted evaluating their
approach using traditional measures of student performance,
preferring such techniques as "kidwatching" and
long-term evaluations of students "real"
written work. They generally question the reliability of
standardized tests and controlled studies as artificial
methods that fail to take account of cultural and
environmental differences. Phonics advocates regard this as
subterfuge. "Some people just dont want to rely on
research, which means that we repeat the same errors over and
over again." says Harvards Jeanne Chall with
obvious frustration. "Its very sad."
Phonics Ascendant
In a training tape developed for teachers
in California, an expert teacher-trainer demonstrates phonics
in action. She holds up a "very hungry" stuffed
bear named "Chuck," who is "choosing
lunch." His diet, however, is limited: Chuck only wants
foods that begin with the same sound as his name, such as
"cheese, chips, and chopped-up chunks of peach."
The teacher asks her class what else Chuck might like. One
first-grader correctly ventures "cherry pie."
Another child, as confused about edibility as the sound
"ch," mistakenly offers "jacket." After
briefly explaining his error, the teacher shows her students
the word "Chuck," and points to the first two
letters. In unison, her engaged children practice making the
sound.
This exercise helps the children realize
that the letters "c" and "h" together
make a familiar sound heard in many of the words they speak.
Afterwards, the teacher gives her children a small book that
lets them practice this new skill by including many words
spelled with a "ch"what educational
researchers term "decodable text." Sure, its
not Treasure Island, but the kids are learning to
associate the sound with the symbol, enabling them to read
"real" literature in the future. This is anathema
to followers of whole language. "People from
literature-based philosophies would freak out if they saw
this. They dont want to work with kids on these
subskills," says Lyon.
It is these subskills, however, that
impoverished children and those suffering from reading
disabilities such as dyslexia need the most. Research
suggests that direct instruction in phonics is innocuous but
unnecessary for the most able 50 percent of children.
Neurologists speculate that their brains may be
"hard-wired" at birth to dissect speech into
individual sounds and, with a little formal instruction,
easily match those sounds to individual letters and
syllables. Once exposed to generous helpings of language,
these kids quickly move from "see Spot run" to
richer literature.
The next quartile of children will learn to
read, but they may fall behind without strong early phonics
instruction. For the remaining 25 percent, though, reading
will be one of the greatest challenges they will face in
life. To enable them to meet that challenge, Lyon says,
"phonics is nonnegotiable." Without systematic,
explicit instruction in the sound-symbol relationships that
comprise the English language, they will not read with the
facility required to glean meaning from text.
The NIH studies have demonstrated this over
and over, at 12 sites including Yale, Johns Hopkins, Harvard,
Florida State, and the University of Houston. These studies
have shown that the best predictor of the ability to
comprehend text is the speed and accuracy with which a child
reads individual words. In essence, good readers use phonics
constantly, only with so much facility that it appears as if
they are skimming and skipping around. It is poor readers who
decode text using known words, context, pictures, familiar
letter combinations, and plain old guessing. Their trouble
does not lie in comprehending text; it is their inability to
connect spoken with written language that frustrates them.
These children must be taught that
individual sounds heard in spoken languagephonemes such
as "ch"can be represented by letter
combinations, and that these sounds and letter clusters can
be put together to form words. It is on this point that whole
language and phonics-first teachers are most divided. Whole
language instructs that phonics, if taught at all, should
only be taught implicitly, allowing children to deduce the
sound-symbol relationships through their engagement with
text. The findings from the NIH directly contradict this.
While many children easily grasp these connections, a
significant number need them to be taught explicitly, says
Lyon.
The Great Wall
So why the chasm between research and
practice? How could a philosophy whose basic principles have
been proven false survive and continue to gain supporters?
Testifying before the Committee on Education and the
Workforce in the House of Representatives this past summer,
Richard Venezky of the University of Delaware said that part
of the problem is that the government and various foundations
fund the research but do not disseminate its findings.
Indeed, during the committees hearing on literacy,
chairman William Goodling noted, "Ive been here
all these years and never knew there was an ongoing project
on reading at the NIH." Neither did his colleagues, and
since only 13 members of the 45-member committee even
bothered to show up to the hearing, few of them found out
about it.
More disturbing than Congresss
ignorance is the situation on the front lines. The people who
should be most familiar with the researcheducation
professors, teachers, and school administratorshave
routinely adopted instructional methods and curricula heavily
influenced by whole language in spite of the overwhelming
body of research evidence supporting phonics. Its as if
educators have erected the intellectual equivalent of
Chinas Great Wall, successfully thwarting
researchers efforts to invade the schoolhouse.
In part this is due to a lack of leadership
at the federal level. The government funds research at the
NIH, at the Center for the Study of Reading at the University
of Illinois (which hand-picked Adams to write Beginning To
Read), and at the University of Oregons National
Center to Improve the Tools of Educators, all of which have
stressed the vital importance of early phonics instruction.
Yet the U.S. Department of Education has hardly anything to
say on the topic beyond reminding parents to read to their
children. The result: Little of this research reaches the
classroom.
State education agencies are equally
hesitant to take a strong position. The Massachusetts State
Department of Education refuses to make recommendations
concerning instructional methods, and Patricia Webster of the
New York State Department of Education said, "We
dont suggest from this level how reading should or
should not be taught in the classroom. Decisions like that
are left to the local districts." William Farr of the
Connecticut State Department of Education labeled Reid Lyon,
a division chief at one of the most respected research
institutions in the nation, an "extremist," adding
that the state department takes no official position.
Still, plenty of education professors are
familiar with the research, yet fail to incorporate it into
their classroom instruction. Which begs a question: Why is
whole language so seductive? Researchers speculate that whole
languages popularity stems from teachers search
for a method thats easier for children and frees
teachers from using the stuffy worksheets and dull drills of
yesterday. "The whole-language movement should be about
displacing compartmentalized instruction and rote facts and
skills," write Adams and Bruck, phonics-first advocates.
"And it should be about displacing such outmoded
instructional regimens with highly integrated, meaningful,
thoughtful, and self-gendering engagement with information
and ideas." But Adams is quick to add that systematic
phonics does not imply schooldays filled with painstaking
recital of letters and syllables. All it takes, she says, is
20 to 30 minutes each day.
Whole language also flourishes because of
the long-standing skepticism toward research in the education
community. Even educational researchers admit to the
shoddiness of educational research in the past, and the
tendency of "the latest findings" to swing
educators from fad to fad. "Very little research on
anything ever makes it into the classroom. What you get are
trends with very little research evidence to back them
up," says Gerald Bracey, a research psychologist who
writes widely on education issues. "Educators run from
one fad to another," adds Smith of the NEA.
Further hampering attempts to extend
research findings into practice is the fact that teachers are
rarely taught how to read and analyze research evidence. For
the most part, teachers colleges that serve as vocational
schools are separate from research institutions, so
professors who train teachers are insulated from professors
who engage in research. "Theyre different
professions," says Adams, "They go to different
conferences and read different journals. The people who are
doing research work in education are not well-informed about
the real problems and needs of schools and teachers."
There are exceptions, such as the Columbia University
Teachers College and the University of Virginias Curry
School of Education, but the vast majority of teachers
graduate from "normal schools" where training and
research are not integrated. "Teachers see professors as
very smart people who do very good work that has nothing to
do with what they do," says Bracey.
With scant ability to discern research from
opinion, teachers and even school superintendents often adopt
unproven practices. "Unlike other research-based
professions," writes researcher Bonnie Grossen,
"our mechanisms for distinguishing fads that will
probably fail from effective innovations are weak and
ineffective." Hypotheses by education professors quickly
become "theories," even though they have seldom
been subjected to any rigorous testing. As the dominance of
whole language shows, this has been particularly true in the
field of reading. "Hard science is often alien to
primary-level reading instruction, snake oil and charismatic
solutions being preferred far more often than this country
can afford," said Venezky in his congressional
testimony.
At the graduate level, whole language
continues to inform reading instruction. In fact, surveys of
teachers and the textbooks they use in education schools
confirm that most teachers are not taught systematic phonics
and are hardly ever told that whole language instructional
methods are even contested. Reid Lyon tells of his encounter
with a California teacher seeking a doctorate in reading
instruction who approached him after a lecture. Her face wet
with tears, she told him that no one had ever exposed her to
phonics-based instruction. "The majority of teachers
weve talked to who have been trained over the last 10
years have never even discussed these issues," says
Lyon. "Teachers are resentful that they havent
been presented this in the past," says Louisa Cook
Moats, the director of training at the Greenwood School, a
teacher-training institute in Vermont.
Education schools are routinely criticized
for their emphasis on theory over practice. This is
especially true in reading. One survey published in the
journal Teacher Education and Special Education (1989)
found that less than 10 percent of teachers had ever seen
their professors demonstrate methods of reading instruction
tailored to childrens differing needs. Fewer than 5
percent said that what they had learned about teaching
reading actually related to what they did in the classroom. Remedial
and Special Education published a survey in 1992 of 100
learning-disability experts, including many professors of
reading instruction. It found that few assigned any
importance to understanding basic language structures like
syllables and phonemes. "The most common comment I get
is that nobody ever taught me any of the substantive part of
what it means to teach students to read," says Moats,
who is directing NIHs study of reading in the District
of Columbias public-school system. "They
continually ask, Why didnt anyone teach me these
things? "
Good question. Part of the answer is that
states rarely require more than one semester of reading
instruction to obtain certification to teach. Another part is
that few school districts evaluate teachers using student
performance as a measure. In short, professors are wholly
unaccountable for the teachers they graduate. They thus have
little incentive to indulge in potentially tedious practice
sessions and lessons in how to perform an effective phonics
drill. "The average person whos teaching reading
on a university faculty knows very little about
linguistics," says Venezky, now serving a year-long post
as a resident scholar at the U.S. Department of Education.
"To them, phonics is very often frightening, foreign,
and very difficult to teach." Evidently, education
professors cannot imagine themselves holding up that hungry
bear named Chuck.
Phonics in Action
In January, Secretary of Education Richard
Riley traveled to Houston, Texas, to laud the first city to
accept President Clintons reading challenge. Curiously
absent from the festivities was the Houston education
systems shining star, former Wesley Elementary
Principal Thaddeus Lott. During the early 1980s, his success
in turning Wesley from a typical urban failure into one of
Texass highest-performing elementary schools led almost
300 Houston schools to follow his lead in abandoning the
school districts recommended curriculum.
Administrators instead used their
discretionary funds to purchase DISTAR (Direct Instructional
System for Teaching and Remediation), the program Lott had
introduced at Wesley in 1975. DISTAR, now known as Reading
Mastery, is a direct-instruction program developed in the
1960s by Siegfried Englemann, a former preschool teacher. It
incorporates intense, systematic phonics instruction into a
fast-paced, heavily scripted program with constant
teacher-student interaction.
Lotts success was swift. In 1980,
just three years after the schools third graders were
first taught using DISTAR, 85 percent passed the reading
comprehension portion of the Texas Assessment of Academic
Skills (TAAS), up from 18 percent in 1977. In 1996, 100
percent of Wesleys third graders passed the TAAS, even
though more than 80 percent of the kids in the district are
poor enough to qualify for free or reduced-price lunches.
"Direct instruction has filled the void left by colleges
and universities and teacher training institutions,"
says Lott, who is now franchising success by running Wesley
as one of four charter schools under his control.
"Weve been fighting this whole language wave for
years. People who only know how to teach whole language
dont know how to teach phonics."
Observers tend to chalk Wesleys
excellence up to Lotts charisma and sense of mission.
But his results should not be so surprising; Lott simply
adopted the best program available. In 1977, Project Follow
Through released the results of its decade-long, $500-million
study of teaching methods that began as part of Lyndon
Johnsons "War on Poverty." The federal
government study rated direct instruction the best method by
which to improve student performance. Literature-based
programs that were avowedly child-centered rated lowest.
Paradoxically, direct-instruction programs produced the
greatest improvement in student self-esteem, while the
child-centered methods that claimed to raise student
self-esteem ranked much lower.
Still, direct instruction has suffered from
criticism that its strict program handcuffs teachers, and few
schools have adopted it nationwide. Heres the typical
response from a direct instruction teacher, though: "The
bottom line is that when I get third graders reading on a
first-grade level, I dont have time for
flexibility," says Dianne Bissell, a former
elementary-school teacher at one of the schools in Houston
that adopted DISTAR after observing Wesleys dramatic
improvement. "Direct instruction works."
These schools purchase DISTAR with Title I
funds granted by the federal government to provide
educational opportunities to low-income children. At other
schools, most Title I money is wastefully spent on early
intervention programs such as Reading Recovery (which is
estimated to cost between $8,000 and $9,000 per child),
teacher aides, and remedial help long after intervention
would have been most effective. The NIH has developed tests
that cost $15 per student to assess whether children will
have trouble learning to read in first grade. When used in
conjunction with an early intervention program such as
DISTAR, Lyon says, 85 to 90 percent of poor readers can reach
average levels if diagnosed early enough. As time goes by,
the costs rise as the probability of success declines.
Bridging the Chasm
The "reading wars" have become a
political battle rife with smears and misrepresentation.
Whole language was blamed entirely for sinking reading scores
in California, even though the state also failed to train
teachers in the new literature-based curriculum. Critics of
the public-school system such as Samuel Blumenfeld view whole
language as simply the latest attempt by the education
establishment to "dumb down" Americas
children, clearing the path for a socialist revolution.
Whole-language adherents tend to disclaim the validity of any
scientific study and accuse phonics-first supporters of a
hidden agenda: delegitimizing the public schools to win
funding for private religious schools.
But basic skills are an issue of common
sense, not conservative policy. Consider the sport of
wrestling. A wrestling match between two skilled athletes may
appear to a casual observer to be as natural as a good reader
breezing through text. What the observer does not know is
that a wrestling match is made up of dozens of individual
moves and skills that the competitors have practiced for much
of their lives. Wrestling coaches teach all of these skills
in isolation and then let their wrestlers practice them on
the mat. After hours of practice and drill, these skills are
so automatic and fluid that the wrestlers do not even need to
think about them during a match. They can worry about broader
strategyjust as a reader with excellent decoding skills
can concentrate on comprehension. From sports to driving to
chess, in no other field except reading would teachers tell
their students that learning the basic skills first is
unimportant, perhaps even harmful.
Its true that basic skills are no
panacea. Reading is a complex activity, and a host of other
factors impact how well children learn the relationship
between their spoken language and its representation in
print. Most important is a childs readiness upon
entering school. A 1995 study found that children in
professional families heard 2,150 words per hour on average,
working-class kids were exposed to 1,250, and children on
welfare heard only 620 words per hour. Upper-income parents
were also much more likely to ask stimulating questions and
challenge their childrens cognitive skills. These kids
stepped through the kindergarten doors far more experienced
with language, giving them a tremendous advantage in the
acquisition of reading skills.
While bearing in mind the effects of the
home environment on learning, it is equally important to note
the further damage caused by receiving ineffective methods of
reading instruction. The NIH studies have proven that poor
children whose parents do not expose them to books and
language suffer the most under programs like whole language
that do not emphasize skills. Their difficulties are
compounded when they reach higher grades and have yet to
learn the fundamentals of reading, hindering their study in
all other subjects. And Thaddeus Lotts success with
direct instruction proves that a disadvantaged background
does not prevent children from succeeding alongside their
suburban peersif they are taught using research-based
methods.
Egalitarians worried about the increasing
distance between rich and poor should take heed of
researchers warnings. Current methods of reading
instruction are exacerbating differences in educational
opportunities, allowing the well-heeled sons and daughters of
loquacious professional parents to reap the advantages of
wealth while impoverished children linger behind.
As Flesch wrote more than 40 years ago,
"There is a connection between phonics and
democracya fundamental connection. Equal opportunity
for all is one of the inalienable rights, and the word method
interferes with that right. . . . [I]t returns to the upper
middle class the privileges that public education was
supposed to distribute evenly among the people."
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