|
FEATURES: Held Back
By Frederick M. Hess and Chester E. Finn Jr.
No Child Left Behind needs some work
Passed by congress in late 2001and signed by President George W. Bush one year after his inauguration, the No
Child Left Behind Act (
nclb) is the most ambitious federal education statute ever. It overhauled and
expanded Washington
’s role in education, rewrote the rules, and set out to boost pupil achievement,
narrow a host of
“learning gaps,” and assure every student a “highly qualified teacher.” The law’s main engine, however, is an historic attempt to impose a results-based
accountability regime on schools across the land. After five years of
experience with a statute that aims to produce
“universal proficiency” (in math and reading, mainly in grades
3–8) by 2014, and with reauthorization looming, it’s time to draw some conclusions about how nclb has unfolded on the ground — and how it ought to be changed.
Though nclb is routinely labeled a “Bush” law — in no small part because the White House has proclaimed it a great domestic
achievement while prominent Democrats have been far more equivocal
— in fact its provisions are a Rube Goldberg-like assemblage of administration
proposals,
“New Democrat” schemes, liberal nostrums, and proposals and cautions introduced by countless
other constituencies, all superimposed upon programmatic habits, architecture,
and rules that had accumulated like reefs in federal education policy since
lbj worked in the Oval Office. Indeed, from the outset it was clear that
implementing this mish-mash would recall the phrase that the late Daniel P.
Moynihan used to describe
lbj’s multifaceted community action program: “maximum feasible misunderstanding.”
Accountability
Nclb’s accountability engine is driven by two pistons: insisting that states adopt systematic standards and
testing for schools and districts; then intervening in ineffective schools and
districts while also providing immediate relief for their pupils. Congress
charged states with defining and adopting the standards and tests while
spelling out in considerable detail the remedies that states and districts are
responsible for providing. Yes, the statute contains hundreds of other
provisions. But if its two main pistons aren
’t firing well, this complex engine won’t budge the massive barge that is American schooling — much less render it a more agile craft.
On the assessment front, nclb requires that all public schools annually test all their students in grades 3–8 in reading and math and that every state measure whether its public schools are
making
“adequate yearly progress” (ayp) toward universal proficiency in those core subjects by 2014. Each school must meet steadily rising goals in every demographic subgroup: by
race, disability, English language status, and so on. Schools are then
evaluated on the past year
’s achievement of each category in which they enroll a minimum number of students
(that number being determined by the state, subject to federal approval). If a
school fails to
“make ayp” in any of those categories for two consecutive years, it is judged to be “in need of improvement”; if that school receives federal Title i dollars, it is then subject to a cascade of sanctions and interventions that
grow more draconian with each additional year of failure.
The testing issues that arise from nclb have received extensive attention. State and federal officials and platoons of
academics have spent five years debating cut scores, proficiency targets,
confidence intervals, and so forth. Receiving far less attention has been the
remedies side of the equation. Here we address
nclb’s own version of the seven-year itch, whereby a Title 1 school that fails to make ayp is subject to a parade of stiffening interventions designed to change it and
give new options to its students.
The remedies
What do the remedies actually entail? If a federally aided school (“Title 1 school”) fails to make ayp for two consecutive years, its students are supposed to be offered “public school choice,” enabling them to attend other public schools in their district. Under that
provision, the district is to provide each such child with a choice of
alternative public schools (including charter schools) that
are making suitable progress. Meanwhile, schools identified for improvement must
draft or update a multi-year improvement plan and receive technical assistance
that addresses the problems that led them to fail to make
ayp.
If a school falters for a third straight year, its district is supposed to
provide pupils with the opportunity to obtain
“supplemental educational services” — essentially free after-school tutoring — from diverse providers, including private firms. This tutoring is to be paid
for with a portion of the school
’s federal dollars — a sort of minivoucher. In addition, because the remedies are cumulative,
qualifying students continue to be eligible for
nclb school choice.
If a school fails to make ayp for a fourth year running, its district is supposed to take “corrective action,” replacing school staff, implementing a new curriculum, reducing the school’s management authority, extending the day or year, appointing an outside expert
to advise the school, or reorganizing the school. Pupils in such a school also
remain eligible for
nclb school choice and supplemental services — and do so as long as their school fails to make ayp.
If it fails to make ayp for a fifth consecutive year, its district must (during year six) prepare a “restructuring” plan for it. This may include reopening it as a charter school, replacing its
principal and staff, contracting with a private management company to run it,
turning it over to the state, or any other
“major restructuring” of school governance. If the school fails to make ayp for a sixth year, that restructuring plan is to be implemented by the beginning
of the following (i.e., seventh) school year.
On paper, this all proceeds in an orderly and familiar top-down sequence, with
federal rules spelling out what states are to do, states telling districts what
to do, and districts working with their individual schools. State education
departments are charged with setting standards, creating tests, intervening in
faltering districts, and generally watching over matters. That hierarchy of
responsibility
— from Washington to state capital to local school system to schools — has been the basic architecture of federal education policy for decades. But it
was never designed to support a results-based accountability system, to make
effective repairs to faltering schools, or to function in an environment
peppered with education novelties like charter schools, home schooling, and
distance learning. Yet
nclb’s architects never paused to ask whether a hierarchy decently suited to
distribute money according to certain formulae and rules could also handle the
challenges of a very different and much more aggressive federal role.
The nclb remedies show the influence of at least four different theories of education
change. One is to boost achievement by helping children to exit weak schools
for stronger ones
— and to obtain remedial tutoring from education providers other than the
(ineffectual) school itself. A second is creating market-style competitive
pressures (via the exodus of students and dollars) to motivate weak schools or
districts to improve. A third is to effect desired improvements by furnishing
low-performing schools with technical assistance, guidance, and support in
developing and implementing their own reform plans. And the fourth, in the
event that the preceding steps do not yield the desired gains, is that states
or districts are forcibly to
“restructure” faltering schools. Alternatives. Competition. Help. Intervention. Over the
seven-year time-frame elaborately constructed by
nclb, and with various options at each step, all four types of education reform — and the quartet of change theories that undergird them — were to be imposed on schools “in need of improvement.”
Thus, nclb’s remedies are more an assemblage of reform ideas than a coherent scheme. They
were adopted with scant attention to how they fit together, the resources or
authority they would require, or whether they could be sensibly deployed
through the available machinery. The result is messy and confusing at best, a
patchwork produced by much compromising on Capitol Hill, all part of an
1,100-page cornucopia of programs, incentives, interventions, and sops to ideologies,
advocates, and interest groups.
Findings
How well are these complex remedies working? Based on the research conducted for a
forthcoming book, here
’s how we size things up. Eight points are key.
First, with the gift of hindsight, educational accountability under nclb turns out to be less about any conventional notion of school improvement or “reinventing government” and more about fealty to a noble, even millennial aspiration. Rather than
simply seeking to ensure that schools and school districts serve their students
effectively,
nclb’s authors set the extraordinarily ambitious goal that every single American
child will be proficient in reading and math by
2014. In so doing, they took the language and mechanisms of standards-based
education reform and married them to a policy agenda that owes more to Great
Society dreams and the civil rights initiatives of the
’60s than to any contemporary vision of disciplined education governance. In short,
educational accountability
à la nclb is more a form of moral advocacy than a sensibly designed set of institutional
improvement mechanisms and incentives. Indeed,
nclb’s aspirations call to mind the grandly ambitious “National Education Goals” that the nation’s governors and the first Bush administration crafted in 1990. Those millennial targets, including the declaration that the U.S. would lead
the world in math and science by the year
2000, quietly sank from view and are now mostly remembered for their naïveté and earnest unseriousness.
Yet the political calculus and compromises that produced nclb meant that its soaring aspirations were coupled with outdated machinery, weak
sanctions, and uncertain interventions. Rather than a sharp slap to the face of
districts and schools that lose students, for example,
nclb choice results in no consequences for any educator at the school or district
level, and the only pressure it brings on districts is the mandate that they
may have to spend some of their Title
1 dollars for transportation. The tutoring minivouchers known as “ses” may mean that a small portion of Title 1 money flows to private providers, but there’s no evidence that this spending has cost a single educator a job or pay raise — and most of the ses outlays, even by for-profit providers, flow back to local teachers who teach
after hours for these firms. In short, as designed, the rhetorical nods that
nclb’s proponents pay to competition are empty flourishes.
Unrealistic goals focus employees on compliance and on keeping out of trouble. Failure is
inevitable.
Effective behavior-changing regimes are rooted in realistic expectations. Such
pragmatism leads self-interested workers to take goals seriously, to focus
relentlessly on outcomes, and to employ the levers at their disposal to produce
those outcomes. When goals are patently unreachable, the logic of
accountability changes in important ways. If managers and workers know they are
unlikely to reach the target, their primary motivation becomes avoiding trouble
when they fail. Since unrealistic goals make failure inevitable, they have the
perverse effect of focusing employees on compliance and on keeping out of
trouble
— rather than on the ostensible goals. We sense — and fear — that
nclb’s aspirational framework has created a system in which the prospect of likely
failure by many schools gives educators more reason to focus on obeying rules
and following procedures than on delivering results.
Second, almost everywhere, compliance-style activity is underway as state and local
officials attempt, sometimes cynically and sometimes in good faith, to fulfill
nclb’s formal requirements, fill out the forms, and keep the money flowing. nclb’s remedies don’t actually require states, districts or schools to
do better academically; they require only that states and districts comply with
the remedies spelled out in the law. The law is frequently misunderstood as
demanding student academic proficiency. In fact, it only requires that states
and districts comply with its guidelines regarding the reporting of data,
spending, planning, and adoption of interventions. So long as officials do
those things, whatever their progress or nonprogress on reading and math
achievement, they are home free. While new data show growing compliance with
nclb in urban districts, state and district analyses document how unenthusiastic and
formulaic most such activity appears to be. This is particularly perilous for
the remedy provisions, as the impact of public choice,
ses, or school restructuring depends almost entirely on earnest and imaginative
execution.
After strong initial promises, the Department of Education accepted half-measures and backed
away from fights.
Federal officials bear much responsibility here. Lawmakers assembled their
bipartisan majority by agreeing to vague statutory language, and the executive
branch has generally been unwilling to stand firm on implementation. After
strong initial promises
— that “lack of capacity,” for example, would not be an acceptable excuse for failing to provide school
choice
— the Department of Education accepted half-measures and backed away from fights
with states or districts. Some of this may be due to the particular challenges
of
nclb and political decisions by the administration, but much can be attributed to
decades of inertia in a bureaucracy built around regulatory compliance.
Third, nclb’s remedies (notably school choice and ses) are not, in fact, being much used or are being deployed in their mildest forms
(e.g., school and district restructuring). Little
nclb-inspired choice is occurring; ses participation rates, though higher than before, remain laughably low in most
places; and we see scant evidence of systematic school restructuring. Nor do
states and districts appear to have the
capacity to restructure more than a handful of schools, certainly not the hundreds, soon
to be thousands, that
nclb has flagged as warranting such interventions.
Yet separate and apart from nclb, we find a lot of standards-based and choice-based reforms occurring. Most of
this action is state-initiated, some locally inspired, belying the view that
nclb is the only game in town or that tempering its aspirations would slow the nation’s education renewal.
In practice, nclb may have caught a reform wave more than causing one.
Fourth, on the plus side, there are places where nclb has created political cover for state, district or school officials to take
bolder actions than they otherwise might have taken. Scholars David Plank and
Chris Dunbar, for example, suggest that the imagined threat of
nclb restructuring in Michigan has fostered a sense of urgency at low-performing
schools. In some locales and schools, it has brought exigency and focus that
were previously lacking. It is possible that the actual design and operation of
the remedies aren
’t as important as their mere existence — and the mythology that envelops them. We may be witnessing a “Wizard of Oz” phenomenon in which nclb matters not for what it actually does but because it creates a scary presence “behind the curtain” that can be used to prompt otherwise painful changes and blamed for difficult
decisions.
But can such an illusion last? As the nclb wizard is revealed to wield little real power, the “political cover” he supplies is sure to fade. As it becomes apparent to all that neither federal
nor state nor local officials have much idea how to
“fix” schools nor any desire to sanction perpetual low-performers, educators and
local officials will see the little man behind the drapes struggling futilely
to scare them, and the law
’s remedies will lose credibility. This may also undermine non-
nclb accountability in the process.
NCLB sows confusion where there are discrepancies in school ratings between state and federal
models.
Fifth, nclb works very differently from state to state. In some, its prescriptiveness
impedes the state
’s own approach to standards-based reform, as in Florida, where it mandates the
restructuring of some schools that simultaneously earn honors grades from the
state
’s own accountability system. Certainly nclb sows confusion where, as in California, there are discrepancies in school
ratings between state and federal models. In particular, the law
’s crude pass-fail grading system and its mandated restructuring cascade are
complicating homegrown improvement strategies in such leading reform states as
Florida and Massachusetts.
Less is known about nclb’s potential stimulus effect in those states — such as Oklahoma, Mississippi, South Dakota, Nebraska, and Idaho — that had done little by way of standards-based, accountability-style education
reform as of
2002. The task for nclb proponents is to demonstrate that the benefits in such states are substantial
enough to outweigh the difficulties wrought in states that had already forged
coherent accountability systems of their own.
Sixth, ses poses a particular challenge. Districts don’t like losing money (which happens when parents opt for outside providers to
deliver
ses) but they don’t mind their teachers earning extra dollars on the side. Providers of tutoring
are loath to be regulated by hostile state authorities and may not teach in
ways aligned to district curricula or state tests
— but definitely want to maximize their enrollments. Parents get information
through the school, which has little reason to steer them to outsiders who will
take district funds and not necessarily help schools make
ayp.
Across the land, evaluation and quality control have received scant attention,
parent outreach has been half-hearted, and the
ses machinery has proven balky. This development is not simply a consequence of
lackluster implementation and perverse incentives; it
’s also a result of the hodgepodge of theories and compromises baked into the ses program itself. One faction views ses as prelude to full-fledged vouchers and, believing in competition as a tool of
school improvement, holds that allowing private tutoring providers to compete
for Title
1 dollars will press low-performing districts to improve. A second group regards ses chiefly as a way to provide extra instruction to youngsters in low-performing
schools, crafted to avoid harming either those students or their schools. A
third cadre sees it as a mechanism for nurturing an industry of for-profit and
nonprofit providers and innovative approaches to serving at-risk students.
Unfortunately, these disparate theories and strategies work at cross-purposes.
In the end, there has not been competition, demonstrably effective remediation,
or much evidence of innovation. We conclude that the
ses provision is unworkable as presently designed.
Seventh, parts of nclb are providing a wealth of data, sunlight, and transparency with regard to
school-, district-, and state-level performance. This has empowered public
officials and parents to lean on schools and districts and has equipped
educators with new tools. We welcome the flood of additional information and
suspect that, in the long run,
nclb’s greatest accomplishment may be the school-performance data it furnishes to
parents, educators, and state and local officials.
Yet even as it generates reams of information on pupil achievement and school
performance,
nclb does a woeful job of gathering data pertaining to its own implementation, the
deployment of its
“remedies,” and their effectiveness. In other words, nclb is good at telling America how students and schools are faring today in math
and reading but bad at telling anyone
what they are doing, how they are changing, what remedies are being used in which
ways where, and what difference (if any) those remedies are making. This means
that very little can be learned about what to do more
— and less — of by way of altering the present achievement picture.
In the private sector, outmoded competitors can be rendered irrelevant. In the public
sector, this almost never happens.
Eighth and finally, the challenges posed by nclb’s remedies raise fundamental issues of federalism and whether the circa-
1965 architecture, so reliant on state education agencies and local school districts
for implementation, is even suitable for a
“reform” regimen where it’s the behavior of those very agencies that is to be altered. Such change-forcing
steps require
somebody to drop the hammer. Today, that somebody is the district in the case of schools
and the state in the case of districts; yet neither hammer-wielder has shown
much inclination to take politically tough steps. Meanwhile, colleges of
education have done an abysmal job of providing school or district leaders with
the skills to turn around troubled schools or districts, while state licensure
regimes ensure that nearly all principals and superintendents get trained in
those institutions.
In the private sector, outmoded competitors can ultimately be bypassed,
bankrupted, restructured, bought out, or otherwise rendered irrelevant. In the
public sector, this almost never happens. Yet
nclb’s remedies seem to take for granted that it will. That is a strategic error that
threatens to undo the promise of the restructuring provision.
Thus, we find a truly mixed picture. Other parts of nclb may or may not be working, but its “remedies” are at best iffy when it comes to catalyzing changes that boost school
effectiveness and student achievement. At the same time, those remedies may
impede school effectiveness, confound promising practices and functioning
reform programs, and ask for such unrealistic acts that they breed cynicism.
Recommendations
There are two ways to draw guidance from what’s been learned to date about the nclb remedies. One is narrowly to ask how Congress might retool them to make them
work better within the law
’s current structure and basic design. This is the path that Washington is most
apt to follow at reauthorization time
— the path of least resistance. It is the path charted by President Bush in his 2007 nclb proposals, by most of the congressional leaders who have signaled their
intentions, and by the Gates-funded, Aspen-housed National Commission on No
Child Left Behind, which offered
60-plus separate recommendations in mid-February. It is also consistent with a
long tradition of refining major laws on the basis of experience rather than
fundamentally reconstructing them. And it places boundaries around the
political tussles ahead.
A very different approach is to rethink the law’s basic design. Though politically less likely, it would do children more good.
Our eight recommendations draw upon both the incremental and more radical
perspectives.
First, federal policymakers ought to be more realistic regarding what they undertake
in
k–12 education, acknowledging that Uncle Sam isn’t good at finely calibrated, escalating sanctions of the kind that nclb currently expects states and districts to execute. His capabilities are better
aligned with a simpler model that leaves more room to state and local policy
entrepreneurs to devise creative solutions. This may be an unwelcome message to
advocates frustrated by the glacial pace of education change and eager to make
a big difference in one giant leap, but it
’s a message they should heed.
Rather than imposing an incremental cascade of remedies, Washington should
insist that states label schools that need help; that they act to strengthen
such schools; and that they shut, replace or turn inside out those schools that
resist improvement. That kind of mission is better attuned to Washington
’s strengths — and more closely resembles the recipe that Uncle Sam has used to excellent
effect in reforming welfare.
In education, the key is to make clear that states — working through districts as they see fit — must assist schools that they identify as low-performing and help to clear away
the barriers that stymie change agents from improving them. Simultaneously,
choice programs should provide decent options to students
— but for the kids’ sake, not with any expectation that they will improve malfunctioning schools.
After a certain point is reached, however
— when schools have gone several years without showing sufficient improvement — the interventions that follow should be truly draconian. Such schools should be
closed (with their buildings recycled to house new schools). In other words,
there ought to be a presumption of good intention in the initial years, with
the law geared to providing essential political cover and local muscle to
clear-eyed reformers. Thereafter, the law should be designed to
replace persistently ineffective schools. We believe this sequence — presumption of competence followed by swift and sure action — can provide the clarity of purpose and design that is currently lost amid nclb’s scattered components and disparate theories of action.
Parents, educators, and officials should be able to see clearly how their school, district, or state is doing.
Second, though Washington should trust states to turn around their own schools, all
should be measured against a single set of national standards and uniform
national tests, at least in the core subjects of math and reading. (This
presupposes that such standards and tests can be competently and coherently
designed
— and not by politicians.) This would permit parents, educators, and officials to
see clearly how their school, district, or state is doing. That strategy has
the great merit of sorting out roles and responsibilities in the school reform
domain, though we recognize that
“national testing” will prove unpalatable to many Republicans and that “trusting states” will appall many Democrats. It is urgent, however, to distinguish the actions
that the federal government can do well from those that must be entrusted to
others.
Note, too, that the “others” do not necessarily have to be state and district education agencies, as assumed
by the
40-year-old federal aid-to-education hierarchy that nclb inherited. It may be that governors, mayors, nonprofit organizations, for-profit
firms, regional authorities, and other such entities are better suited to
handle the task of school reform. Washington might envision a contracting and
multiple-provider regime in which a host of nontraditional players are
empowered to provide and monitor schooling.
Because states differ so dramatically in their approaches (and commitment) to
education reform, Washington should provide greater freedom for states that
earn it. States that can document success in providing options to eligible kids
or delivering effective school improvement deserve greater flexibility and the
opportunity to serve as models and labs for other jurisdictions.
Third, instead of mandating “one step per annum” over a seven-year sequence, nclb should afford states and districts the option of interventions that span
several years. So, for example, if a school fails to make
ayp (properly calculated), even for a single year, it would go into “corrective action” and its students would have access to ses and they would have the right to leave for other schools. But that phase would last
four or five years, during which time the state or district can do pretty much
whatever it likes to improve the school
’s effectiveness — and any federal rules, mandates, and spending restrictions that get in the way
should be waived. The goal is to empower hard-charging superintendents and
principals
— and encourage others to charge harder, mindful that Washington will abet rather
than impede them. States must do the same. For example, they should set aside
provisions of collective bargaining contracts that impede the reform of
faltering schools. (The Bush administration recently made a similar proposal.)
If the school does not begin to make ayp during that 4–5 year “corrective action” period, the hammer comes down. Now there are no loopholes and scant
flexibility. The failed school must be turned over to someone else to run or
else closed and its students accommodated at different schools. The key point
is that if district efforts fail to strengthen a school, the district loses
“ownership” of that school. (Similar logic should apply to state efforts to strengthen
low-performing districts.)
This law identifies competent schools as “failing” and pushes states to dumb down
standards.
Fourth, for any of this to work as intended, both parents and educators need to have
confidence in the reliability of
ayp as an identifying mechanism; any version of this scheme goes to pieces if states
or districts are ordered to shutter schools that fair-minded observers view as
reasonably effective. Right now, the law identifies hundreds of generally
competent schools as
“failing” and pushes states either to set unrealistic targets that ensure that this
designation will apply to many more schools or else dumb down their standards.
So long as this law ensnares borderline-effective schools in a confusing web of
remedies, it will prove difficult for even the best-intentioned implementers to
make work.
ayp determinations and reporting must be better attuned to schools’ effectiveness (i.e., their pupils’ academic gains as well as absolute performance) and better at distinguishing
between schools (and districts) in serious trouble and those that succeed with
most of their students. (The administration
’s 2007 nclb reform recommendations point toward the possibility of ayp “growth models” for all states; four are piloting them today.)
What’s more, the annual identification of school status needs to happen far faster so
that educators, policymakers, and parents know what
’s up well before the next year commences. The incapacities of the testing
industry must not be allowed to perpetuate the dysfunctional practice of
delaying such information until August, September, or October.
All of the nclb remedies currently require that a school’s status be determined annually. Ensuring the accuracy of such determinations
has combined with the failings of overburdened, underaccountable testing firms
and balky data systems to produce an unworkable timetable. Sixteen states
failed to finish identifying their
“need improvement” schools from the 2005–06 school year before September, when the 2006–07 school year had already begun. For the remedies to work, states must radically
alter their testing and data processes so that school identification is
executed
— and publicly reported — in weeks instead of months.
Fifth, parents, in particular, need better, faster, clearer information regarding
their
ses and school-choice options. These remedies also demand monitoring of ses providers, focused on actual delivery of services, better templates for
communication and evaluation, and support for districts that do their best to
make them work. States should conduct regular audits to encourage districts and
schools to pay attention to customer service. It also makes sense to provide
both
ses and school choice simultaneously to students whose schools “need improvement.”
A long-standing concern is the conflicted role that districts play as both ses providers and “gatekeepers” charged with negotiating agreements with alternative providers. This asks them
to work against their own interests, manage responsibilities they
’re not equipped for, and engage in activities they regard as peripheral. The
cleanest solution is for districts to cease controlling access to
ses. Instead, states should explore how they could provide for other public or
private entities to assume those responsibilities. Meanwhile, states must be
required to monitor and report on the effectiveness of all their
ses providers, districts included.
Many states need help in fixing their troubled schools. Most lack the capacity. But that’s not just an education problem.
Sixth, if choice is to be a serious element of nclb, as we believe it should be, more options are essential, including
inter-district choice, the creation of greater capacity via a flood of
high-performing charter schools, and the inclusion of academically effective
private schools. (The Bush administration
’s 2007 nclb reform proposals move in this direction.) Part of this entails the Department of
Education
’s living by its stated position that lack of capacity is no valid excuse for
failing to provide choices. Washington might require that districts find ways
to offer feasible options
— e.g., virtual schooling, expanding the capacity of successful schools, or
raising state charter-school caps. States should lose federal dollars if their
own statute books restrict (via charter school
“caps,” for example) the provision of new options for children who are entitled to
choice but currently can
’t find acceptable options. Washington should make clear that — at the very least — such states need to get out of the way and allow entrepreneurs to try to meet
the need in various ways, including through virtual schooling.
Seventh, many states and districts need expert help in fixing their troubled schools.
Most lack the capacity. But that
’s not just an education problem. We know of no sector, public or private, in
which thousands of entities can separately assemble the know-how, talent, and
organizational machinery to
“turn around” troubled operations. Instead, such capabilities tend to be concentrated in a
handful of specialized outfits such as
“turnaround specialists” and niche consultants. If revitalizing low-performing schools (and districts)
is to occur with any consistency at scale, primary-secondary education must
develop that capability. The nation would benefit from a set of effective
operators capable of contracting with multiple districts or states to provide
the oversight, leadership and acumen to drive restructuring. Operating on that
scale will permit specialization and cooperation and allow providers to build
deep expertise. Washington cannot create this capacity, but it can provide
resources, underwrite research, and encourage states to embrace non-profit and
for-profit entities that show a record of success.
Eighth and last, in reauthorizing nclb, Congress should introduce real consequences for failure — and incentives for success. nclb’s current rewards and sanctions create little urgency for individual educators
or school or district leaders. Collective bargaining agreements still protect
the jobs of educators even in schools that pass beyond the restructuring
horizon. (This one is the result of political timidity on Capitol Hill and at
the Education Department, though in early
2007 the White House proposed to change course.) Failure to comply with the law or
raise achievement has no clear results for the pay or job security of teachers
or principals. The threat of federal dollars being withheld is all but
toothless, mainly because Congress restricted this penalty to
“administrative dollars” — and didn’t apply it to weak academic performance, but rather to failure to submit
acceptable
“plans” to Washington.
We recommend that federal policymakers encourage states and districts to adopt
personal consequences for inadequate performance and failure to improve.
Superintendents and principals should be held responsible for their schools
’ outcomes, rewarded when those outcomes are good — and penalized when they’re not. While many of today’s calls for performance pay focus on rewarding teachers for test score results,
the most fruitful place to begin is by ensuring that the executives have skin
in the game.
Some closing observations
Nclb began with the noble yet naïve promise that every U.S. schoolchild will attain “proficiency” in reading and math by 2014. While there is no doubt that the number of “proficient” students can and should increase dramatically from today’s 30-ish percent (using the National Assessment definition of proficiency), no
educator in America believes that universal proficiency in
2014 is a serious goal. Only politicians promise such things. The inevitable result
is cynicism among educators and a
“compliance” mentality among state and local officials.
In critical ways, today’s nclb amounts to a civil rights manifesto dressed up as an accountability system.
That
’s an untenable basis for serious reform, rather as if Congress declared that
every last molecule of water or air pollution would vanish by
2014 or that all American cities would then be crime-free. The law is also pushing
states to move aggressively in too many schools at once, ensuring that capacity
won
’t match the challenges at hand. In this light, revamping the remedies begins
with the need to refashion
nclb as a functional accountability system rather than as an aspirational one. The
failure to do so portends an eventual public backlash that will not only
threaten
nclb but may also discredit the years of clear thinking and coalition-building that
have characterized educational accountability since the release of
A Nation at Risk nearly a quarter-century ago.
Whatever the political value of promising to “leave no child behind,” the results thus far threaten to undermine two decades of hard-won gains on
educational accountability.
nclb’s dogmatic aspirations and fractured design are producing a compliance-driven
regimen that re-creates the very pathologies it was intended to solve. It
’s time to re-learn the hard lessons of the Great Society, when ambitious
programs designed to promote justice and opportunity were undone by utopian
formulations, unworkable implementation structures, and the stubborn
unwillingness of supporters to acknowledge the limits of federal action in the
American system.
Frederick M. Hess is director of education policy studies at the American Enterprise Institute.
Chester E. Finn, Jr. is a senior fellow at Stanford University’s Hoover Institution and president of the Thomas B. Fordham Foundation. This article is adapted from No Remedy Left Behind: Lessons from a Half-Decade of NCLB (AEI Press, August 2007).
|