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IN MEMORIAM: SEYMOUR MARTIN LIPSET, 1922–2006: A Giant among Teachers
By Larry Diamond
An appreciation of the original “Political
Man.” By Larry Diamond.
Michael Boskin is lucky he has his office in the
Herbert Hoover Memorial Building. In the late 1970s, its former occupant,
Marty Lipset almost burned it down. Seymour Martin Lipset—a Hoover
senior fellow for the last three decades of his life, and one of the most
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Seymour Martin Lipset captivated a broad readership with his innovative methods, mountains of evidence, and refreshingly lucid and accessible prose.
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prolific and influential social scientists in American history—was an
intensely focused intellectual who did not trifle with the ordinary details
of life. While working in his office, correcting one of the several hundred
articles he authored in his pathbreaking career, he tossed his burning pipe
ashes into the trash can beside the desk.
Outside his passionate interests in scholarship,
politics, and people, Marty could be absentminded. Once, a graduate student
watched as he leaned back in his chair, folded his hands behind his head,
and dumped his pipe’s extinct ashes onto his hair while he continued,
unaware, to converse for half an hour. On another occasion, Marty failed to
notice when a bird flew into his office window overlooking Stauffer
Auditorium. He kept talking while it thrashed about and assistants scurried
here and there trying to usher the poor thing out.
It was different, though, when he hurled the burning
ashes into the trash—different for the research assistants who came
running when they smelled smoke. Seeing flames rising from his trash, they
grabbed a pitcher of water and doused the fire. Marty calmly kept on
correcting his manuscript.
Marty Lipset was consumed with an inner fire, a hunger
to explain what made democracy possible and America exceptional—and
so much else. Few if any American social scientists made so many important
contributions across so many different fields: the political and social
origins of democracy, socialism, fascism, revolution, protest, ethnic
prejudice, anti-Semitism, and political extremism; the causes and
consequences of class conflict, structure, and mobility; the links between
social cleavages, party systems, and voter alignments; the determinants of
voter preferences and electoral outcomes; the changing character of such
diverse institutions as trade unions and higher education (and even unions
in higher education!); the dynamics of public opinion and public confidence
in institutions; the role of religion in American life; and the political
behavior of American Jews. Across this sweeping landscape of classical and
pioneering issues in the social sciences, he captivated an astonishingly
broad readership with his innovative methods, mountains of evidence, and
refreshingly lucid and accessible prose. His most famous work, Political Man, sold more than
400,000 copies and was translated into 20 languages (including, he was
proud to tell, Vietnamese, Bengali, and Serbo-Croatian).
Marty was both an Americanist and a comparativist, and
not by accident. He stressed over and over to his students: “He who
knows only one country, knows none.” He meant that as a caution to
students (and scholars) who would only study American politics and society,
but he urged all his students to look beyond the confines of any single
case. One question that obsessed him was why no significant socialist party
had emerged in the United States. He understood from the beginning that he
could answer this question only in a comparative context. As a graduate
student at Columbia University in the 1940s, he raced off to the Canadian
province of Saskatchewan to study the Cooperative Commonwealth Federation
when it became the first socialist party in North America to win control of
government democratically at the polls. He compared that experience with
the neighboring Republican state of North Dakota, resulting in his widely
acclaimed first book, Agrarian Socialism. Sparking a lifelong intellectual interest in electoral
systems, party politics, and civil society, that book (he later reflected)
was “a bridge to the study of what would eventually become my major
substantive and political interest, democracy.”
During the second half of the twentieth century, no
one writing about democracy was more cited by other scholars, more often
translated into other languages, or more widely read and appreciated, not
just by legions of professors and students but by policy makers and civic
activists who were struggling to implement democracy. The diverse
theoretical approaches, intellectual interests, and political orientations
of his students and readers testify to his own open-mindedness and breadth.
An admirer of Aristotle—who stressed the importance for democracy of
moderation and a large middle class—Marty lived his life as he wove
his theories, with a strong belief in reason, restraint, tolerance, and
pragmatism as the bedrock values of democracy and of a decent society.
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Few if any American social scientists made so many important contributions
across so many different fields.
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This core philosophical conviction runs like a silver
thread throughout his work and his life. It explains his constant search
for equilibrium—between consensus and conflict, between ideological
extremes, even between political parties in the United States. It explains
his opposition to radicalism and revolution but also his abiding concern
with the need to attenuate inequality (a feature of American society that
continually troubled him). It informs his theorizing on the vital
importance for democracy of legitimacy, what he called “a moral title
to rule.” We see it in his intellectual drive to understand (and
guard against) fascism of both the left and the right. We see it in the
thinkers who most influenced him—Aristotle, Alexis de Tocqueville,
Max Weber, and Joseph Schumpeter—and in the American presidents he
most admired: George Washington and Teddy Roosevelt (whose photo he hung in
his Hoover office). It is apparent in the remarkable way in which he
evinced, throughout his life, immense pride in the United States—The First New Nation, as he
titled his sixth book—and yet resistance to all forms of chauvinism.
Throughout his life, as Marty freely acknowledged in
his academic memoir Steady Work (published in the Annual
Review of Sociology in1996), he remained
“committed to politics as a scholarly vocation and as my main
avocation.” Growing up in New York City during the Depression, he was
heavily influenced by the Marxist (as well as Jewish) concerns of his
parents and by his father’s involvement in the printers’ union
(first in the father’s native Kiev, then, after 1911, in America).
The younger Lipset immersed himself in the arcane intricacies of Marxist,
Leninist, and Trotskyist theories, came to believe in them, and
then—as he confronted the realities of what they
wrought—abandoned them. In his early academic career in the 1950s he
remained devoted to what he called in his extraordinary memoir “a
moderate form of democratic socialism.” But in 1960 he left the small
Socialist Party, which he considered “a futile organization.”
By then, he was teaching at UC-Berkeley, and as that tumultuous decade wore
on he would encounter a different type of leftist excess that would propel
him further (as he described it) “to a middle-of-the-road position,
as a centrist, or as some would say, a conservative
Democrat”—or a neoconservative. Yet, although he was close
throughout his life to Irving Kristol and other neoconservatives, he never
left the Democratic Party (though more than once he could not bring himself
to vote for its presidential candidate).
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His most famous work, Political Man, sold more than 400,000 copies
and was translated into 20 languages (including, he was proud to tell, Vietnamese,
Bengali, and Serbo-Croatian).
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Marty Lipset loved politics and public policy and
became one of America’s most prominent public intellectuals. A close
friend of New York senator (and fellow sociologist) Daniel Patrick
Moynihan, he became active in the centrist wing of the Democratic Party.
His political passion and yet moderation were also evident in his
leadership roles in many Jewish orga-nizations and causes. President of the
American Professors for Peace in the Middle East and chair of the National
Advisory Board of the National Hillel Foundation, he felt a deep lifelong
attachment to the state of Israel. When he moved to Washington, D.C., in
1990 (while remaining a Hoover senior fellow and recurrent summer
presence), he took to the nation’s capital like a fish to water.
Those years saw a flowering of intellectual life and public policy research
in Washington, stimulated by Marty’s towering presence and his
seminal involvement with such institutions as the National Endowment for
Democracy, the Woodrow Wilson Center for International Scholars, the
Progressive Policy Institute, and the U.S. Institute of Peace (on whose
board he served until his death).
Marty Lipset was a big man in every respect. He was six
foot two. He enjoyed things on a large scale: big theories, bold ideas. His
home and offices were constantly overflowing with books. His most prized
possession was a six-foot carved wooden Indian, which he once shipped as
excess baggage.
More important, he was bighearted. For a great man, he
was remarkably unpretentious; to his friends, colleagues, and even graduate
students, he was simply “Marty.” Several years ago he was
introduced this way to a man at a cocktail party, who remarked, “I
know Seymour Martin
Lipset.” Marty replied, “I know him, too.” He was
magnanimous. He did not hold grudges. To his students, colleagues, and even
people he did not know, he was disarmingly charitable, frequently going to
great lengths to help them get grants, publish books, find jobs, and
fulfill their potential. His beloved wife of the past 16 years, Sydnee,
said it best shortly after his death: “He was extraordinarily
generous. He wanted people to succeed and never felt diminished by the
success of others.”
Three years ago, the National Endowment for Democracy
established an annual democracy lecture in Marty Lipset’s honor. When
it was announced, tributes poured in from around the world. One of them
came from a Colombian sociologist, Stella Quah, who has taught for many
years in Singapore. She had never met Marty, but was moved to thank him for
the contributions he had made to the growth of sociology, and “to
generations of students around the world whom you have never met, but who,
like me, consider you one of their best teachers.” The world has lost
one giant of a teacher.
Special to the Hoover
Digest.
Larry Diamond is a senior fellow at the Hoover Institution, as well as a senior fellow at the Freeman Spogli Institute, where he coordinates the democracy program of the Center on Democracy, Development, and the Rule of Law. He also co-directs, with Michael McFaul and Abbas Milani, Hoover’s Iran Democracy Project. His research focuses on comparative trends in the stability of democracy in developing countries and post-communist states and on U.S. foreign policy.
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